0000891839-16-000241.txt : 20160719
0000891839-16-000241.hdr.sgml : 20160719
20160719163103
ACCESSION NUMBER: 0000891839-16-000241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160715
FILED AS OF DATE: 20160719
DATE AS OF CHANGE: 20160719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kruchten Brad
CENTRAL INDEX KEY: 0001467811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161773743
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-07-15
0000031235
EASTMAN KODAK CO
KODK
0001467811
Kruchten Brad
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
Senior Vice President
Common Stock, par value $.01
2016-07-15
4
S
0
1200
16.9732
D
10052
D
Common Stock, par value $.01
2016-07-15
4
S
0
2100
16.9956
D
7952
D
Common Stock, par value $.01
2016-07-15
4
S
0
100
17.04
D
7852
D
Common Stock, par value $.01
90
I
By Spouse
Restricted Stock Units
0
2016-09-03
2016-09-03
Common Stock, par value $.01
9236
9236
D
Restricted Stock Units
0
2017-09-03
Common Stock, par value $.01
11775
11775
D
Restricted Stock Units
0
2018-09-03
Common Stock, par value $.01
30524
30524
D
Restricted Stock Units
0
2018-08-24
Common Stock, par value $.01
7305
7305
I
By Spouse
Stock Option (Right to Buy)
23.78
2021-09-02
Common Stock, par value $.01
53232
53232
D
Stock Option (Right to Buy)
13.76
2022-09-03
Common Stock, par value $.01
73044
73044
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2018-09-03
Common Stock, par value $.01
943
943
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
943
943
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2013-09-03
Common Stock, par value $.01
31
31
I
By Spouse
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
31
31
I
By Spouse
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.
These restricted stock units convert into common stock on a one-for-one basis.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
/s/ Sharon E. Underberg, Attorney-in-fact for Brad W. Kruchten
2016-07-19