0000891839-16-000232.txt : 20160617 0000891839-16-000232.hdr.sgml : 20160617 20160617165022 ACCESSION NUMBER: 0000891839-16-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20160617 DATE AS OF CHANGE: 20160617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMullen John N CENTRAL INDEX KEY: 0001391288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161720636 MAIL ADDRESS: STREET 1: C/O EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-06-16 0000031235 EASTMAN KODAK CO KODK 0001391288 McMullen John N EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Chief Financial Officer Common Stock, par value $.01 2016-06-16 4 M 0 12327 0 A 22100 D Common Stock, par value $.01 2016-06-16 4 F 0 5819 15.62 D 16281 D Common Stock, par value $.01 2016-06-16 4 M 0 9448 0 A 25729 D Common Stock, par value $.01 2016-06-16 4 F 0 4460 15.62 D 21269 D Restricted Stock Units 0 2016-06-16 4 M 0 12327 0 D 2017-06-16 2017-06-16 Common Stock, par value $.01 12327 12329 D Restricted Stock Units 0 2016-06-16 4 M 0 9448 0 D 2018-06-16 Common Stock, par value $.01 9448 18897 D Stock Option (Right to Buy) 17.64 2022-06-16 Common Stock, par value $.01 78493 78493 D These restricted stock units, which were previously reported by Mr. McMullen, convert into common stock on a one-for-one basis. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units, which were previously reported by Mr. McMullen. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/16/15 grant date. This option vests one-third on each of the first three anniversaries of the 6/16/15 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for John N. McMullen 2016-06-17