0000891839-16-000224.txt : 20160603 0000891839-16-000224.hdr.sgml : 20160603 20160603164324 ACCESSION NUMBER: 0000891839-16-000224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160602 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cullimore Philip CENTRAL INDEX KEY: 0001630348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161696303 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-06-02 0000031235 EASTMAN KODAK CO KODK 0001630348 Cullimore Philip EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 2016-06-02 4 S 0 1223 13.8235 D 5823 D Restricted Stock Units 0 2016-09-03 2016-09-03 Common Stock, par value $.01 5825 5825 D Restricted Stock Units 0 2017-09-03 Common Stock, par value $.01 2805 2805 D Restricted Stock Units 0 2018-09-03 Common Stock, par value $.01 7268 7268 D Stock Option (Right to Buy) 23.78 2021-09-02 Common Stock, par value $.01 12675 12675 D Stock Option (Right to Buy) 13.76 2022-09-02 Common Stock, par value $.01 17392 17392 D These restricted stock units convert into common stock on a one-for-one basis. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for Philip Cullimore 2016-06-03