0000891839-16-000196.txt : 20160502 0000891839-16-000196.hdr.sgml : 20160502 20160502164314 ACCESSION NUMBER: 0000891839-16-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160428 FILED AS OF DATE: 20160502 DATE AS OF CHANGE: 20160502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahe Eric-Yves CENTRAL INDEX KEY: 0001630350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161612188 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-28 0000031235 EASTMAN KODAK CO KODK 0001630350 Mahe Eric-Yves EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 2016-04-28 4 M 0 4993 0 A 12208 D Common Stock, par value $.01 2016-04-28 4 M 0 2038 0 A 14246 D Restricted Stock Units 0 2016-04-28 4 M 0 4993 0 D 2017-04-28 2017-04-28 Common Stock, par value $.01 4993 4995 D Restricted Stock Units 0 2016-04-28 4 M 0 2038 0 D 2018-04-28 Common Stock, par value $.01 2038 4078 D Restricted Stock Units 0 2018-05-12 Common Stock, par value $.01 2786 2786 D Restricted Stock Units 0 2016-04-28 4 A 0 14205 0 A 2019-04-28 Common Stock, par value $.01 14205 14205 D Stock Option (Right to Buy) 20.44 2022-04-27 Common Stock, par value $.01 17508 17508 D Stock Option (Right to Buy) 17.95 2022-05-11 Common Stock, par value $.01 7003 7003 D Stock Option (Right to Buy) 12.32 2016-04-28 4 A 0 0 0 A 2023-04-27 Common Stock, par value $.01 0 0 D These restricted stock units convert into common stock on a one-for-one basis. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/15 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/15 grant date. These restricted stock units, which convert into common stock on a one-to-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the grant date. This option vests one-third on each of the first three anniversaries of the 4/28/15 grant date. This option vests one-third on each of the first three anniversaries of the 5/12/15 grant date. This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. /s/ Karen M. Kelly, Attorney-in-fact for Eric-Yves Mahe 2016-05-02