0000891839-16-000186.txt : 20160405 0000891839-16-000186.hdr.sgml : 20160405 20160405210034 ACCESSION NUMBER: 0000891839-16-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMullen John N CENTRAL INDEX KEY: 0001391288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161556401 MAIL ADDRESS: STREET 1: C/O EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-01 0000031235 EASTMAN KODAK CO KODK 0001391288 McMullen John N EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Chief Financial Officer Common Stock, par value $.01 2016-04-01 4 M 0 6092 0 A 12600 D Common Stock, par value $.01 2016-04-01 4 F 0 2827 10.84 D 9773 D Restricted Stock Units 0 2016-04-01 4 A 0 6092 0 A 2016-04-01 2016-04-01 Common Stock, par value $.01 6092 6092 D Restricted Stock Units 0 2016-04-01 4 M 0 6092 0 D 2016-04-01 2016-04-01 Common Stock, par value $.01 6092 0 D Restricted Stock Units 0 2017-06-16 Common Stock, par value $.01 24656 24656 D Restricted Stock Units 0 2018-06-16 Common Stock, par value $.01 28345 28345 D Stock Option (Right to Buy) 17.64 2022-06-16 Common Stock, par value $.01 78493 78493 D These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest immediately. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/16/14 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/16/15 grant date. This option vests one-third on each of the first three anniversaries of the 6/16/15 grant date.. /s/ Karen K. Kelly, Attorney-in-fact for John N. McMullen 2016-04-05