0000891839-16-000177.txt : 20160315 0000891839-16-000177.hdr.sgml : 20160315 20160315184158 ACCESSION NUMBER: 0000891839-16-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160312 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE JEFF CENTRAL INDEX KEY: 0001285969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161508221 MAIL ADDRESS: STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC STREET 2: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDA STATE: NY ZIP: 11746 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-12 0000031235 EASTMAN KODAK CO KODK 0001285969 CLARKE JEFF EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Chief Executive Officer Common Stock 2016-03-12 4 M 0 36764 0 A 86120 D Common Stock 2016-03-12 4 F 0 17353 10.19 D 68767 D Restricted Stock Units 0 2016-03-12 4 M 0 36764 0 D 2017-03-12 Common Stock, par value $.01 36764 36767 D Stock Option (Right to Buy) 27.20 2021-03-11 Common Stock, par value $.01 114943 114943 D Stock Option (Right to Buy) 18.46 2022-03-11 Common Stock, par value $.01 152207 152207 D Stock Option (Right to Buy) 10.19 2016-03-12 4 A 0 0 0 A 2023-03-11 Common Stock, par value $.01 0 0 D Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/12/14 grant date. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/14 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/15 grant date. This option was granted pursuant to the terms of Mr. Clarke's 3/12/14 employment agreement under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report. /s/ Karen M. Kelly, Attorney-in-fact for Jeffrey J. Clarke 2016-03-15