0000891839-16-000177.txt : 20160315
0000891839-16-000177.hdr.sgml : 20160315
20160315184158
ACCESSION NUMBER: 0000891839-16-000177
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160312
FILED AS OF DATE: 20160315
DATE AS OF CHANGE: 20160315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLARKE JEFF
CENTRAL INDEX KEY: 0001285969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161508221
MAIL ADDRESS:
STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC
STREET 2: ONE COMPUTER ASSOCIATES PLAZA
CITY: ISLANDA
STATE: NY
ZIP: 11746
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-03-12
0000031235
EASTMAN KODAK CO
KODK
0001285969
CLARKE JEFF
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Chief Executive Officer
Common Stock
2016-03-12
4
M
0
36764
0
A
86120
D
Common Stock
2016-03-12
4
F
0
17353
10.19
D
68767
D
Restricted Stock Units
0
2016-03-12
4
M
0
36764
0
D
2017-03-12
Common Stock, par value $.01
36764
36767
D
Stock Option (Right to Buy)
27.20
2021-03-11
Common Stock, par value $.01
114943
114943
D
Stock Option (Right to Buy)
18.46
2022-03-11
Common Stock, par value $.01
152207
152207
D
Stock Option (Right to Buy)
10.19
2016-03-12
4
A
0
0
0
A
2023-03-11
Common Stock, par value $.01
0
0
D
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/12/14 grant date.
Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/14 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/15 grant date.
This option was granted pursuant to the terms of Mr. Clarke's 3/12/14 employment agreement under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report.
/s/ Karen M. Kelly, Attorney-in-fact for Jeffrey J. Clarke
2016-03-15