0000891839-16-000136.txt : 20160105
0000891839-16-000136.hdr.sgml : 20160105
20160105181846
ACCESSION NUMBER: 0000891839-16-000136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160101
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENZA JAMES V
CENTRAL INDEX KEY: 0001197594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161324427
MAIL ADDRESS:
STREET 1: C/O ARCH WIRELESS INC
STREET 2: 1800 WEST PARK DR #250
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-01-01
0000031235
EASTMAN KODAK CO
KODK
0001197594
CONTINENZA JAMES V
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Restricted Stock Units
0
2016-01-01
4
D
0
3622
0
D
Common Stock, par value $.01
3622
3625
D
Phantom Stock
0
2016-01-01
4
A
0
3622
0
A
Common Stock, par value $.01
3622
7244
D
Restricted Stock Units
0
2016-01-01
4
D
0
21827
0
D
2016-01-01
2016-01-01
Common Stock, par value $.01
21827
0
D
Phantom Stock
0
2016-01-01
4
A
0
21827
0
A
Common Stock, par value $.01
21827
29071
D
These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Continenza and, except as otherwise provided in the award agreement, vest one third on each of 1/1/15, 1/1/16 and 1/1/17, subject to continuous service as a member of the board of directors. Upon vesting on 1/1/16, Mr. Continenza deferred the receipt of 3,622 shares of common stock and received instead 3,622 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 3,622 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Continenza and vested on 1/1/16. Upon vesting, Mr. Continenza deferred the receipt of 21,827 shares of common stock and received instead 21,827 shares of phantom stock pursuant to the terms of the Plan. As a result, Mr. Continenza is reporting the disposition of 21,827 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
/s/ Karen M. Kelly, Attorney-in-fact for James V. Continenza
2016-01-05