0000891839-16-000135.txt : 20160105
0000891839-16-000135.hdr.sgml : 20160105
20160105180958
ACCESSION NUMBER: 0000891839-16-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160101
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURGESS MARK S
CENTRAL INDEX KEY: 0001264418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161324325
MAIL ADDRESS:
STREET 1: C/O GRAHAM PACKAGING HOLDINGS COMPANY
STREET 2: 2410 PLEASANT VALLEY ROAD
CITY: YORK
STATE: PA
ZIP: 17402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-01-01
0000031235
EASTMAN KODAK CO
KODK
0001264418
BURGESS MARK S
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Common Stock, par value $.01
2016-01-01
4
M
0
1304
0
A
2608
D
Common Stock, par value $.01
2016-01-01
4
M
0
5037
0
A
7645
D
Restricted Stock Units
0
2016-01-01
4
M
0
1304
0
D
Common Stock, par value $.01
1304
3915
D
Restricted Stock Units
0
2016-01-01
4
D
0
1304
0
D
Common Stock, par value $.01
1304
2611
D
Phantom Stock
0
2016-01-01
4
A
0
1304
0
A
Common Stock, par value $.01
1304
2608
D
Restricted Stock Units
0
2016-01-01
4
M
0
5037
0
D
2016-01-01
2016-01-01
Common Stock, par value $.01
5037
5037
D
Restricted Stock Units
0
2016-01-01
4
D
0
5037
0
D
2016-01-01
2016-01-01
Common Stock, par value $.01
5037
0
D
Phantom Stock
0
2016-01-01
4
A
0
5037
0
A
Common Stock, par value $.01
5037
7645
D
These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Burgess and, except as otherwise provided in the award agreement, vest one third on each of 1/1/15, 1/1/16 and 1/1/17, subject to continuous service as a member of the board of directors. Upon vesting of 2,608 shares on 1/1/16, Mr. Burgess deferred the receipt of 1,304 shares of common stock and received instead 1,304 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,304 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Burgess and vested on 1/1/16. Upon vesting of 10,074 shares, Mr. Burgess deferred the receipt of 5,037 shares of common stock and received instead 5,037 shares of phantom stock pursuant to the terms of the Plan. As a result, Mr. Burgess is reporting the disposition of 5,037 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
/s/ Karen M. Kelly, Attorney-in-fact for Mark S. Burgess
2016-01-05