0000891839-16-000135.txt : 20160105 0000891839-16-000135.hdr.sgml : 20160105 20160105180958 ACCESSION NUMBER: 0000891839-16-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURGESS MARK S CENTRAL INDEX KEY: 0001264418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161324325 MAIL ADDRESS: STREET 1: C/O GRAHAM PACKAGING HOLDINGS COMPANY STREET 2: 2410 PLEASANT VALLEY ROAD CITY: YORK STATE: PA ZIP: 17402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-01 0000031235 EASTMAN KODAK CO KODK 0001264418 BURGESS MARK S C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock, par value $.01 2016-01-01 4 M 0 1304 0 A 2608 D Common Stock, par value $.01 2016-01-01 4 M 0 5037 0 A 7645 D Restricted Stock Units 0 2016-01-01 4 M 0 1304 0 D Common Stock, par value $.01 1304 3915 D Restricted Stock Units 0 2016-01-01 4 D 0 1304 0 D Common Stock, par value $.01 1304 2611 D Phantom Stock 0 2016-01-01 4 A 0 1304 0 A Common Stock, par value $.01 1304 2608 D Restricted Stock Units 0 2016-01-01 4 M 0 5037 0 D 2016-01-01 2016-01-01 Common Stock, par value $.01 5037 5037 D Restricted Stock Units 0 2016-01-01 4 D 0 5037 0 D 2016-01-01 2016-01-01 Common Stock, par value $.01 5037 0 D Phantom Stock 0 2016-01-01 4 A 0 5037 0 A Common Stock, par value $.01 5037 7645 D These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Burgess and, except as otherwise provided in the award agreement, vest one third on each of 1/1/15, 1/1/16 and 1/1/17, subject to continuous service as a member of the board of directors. Upon vesting of 2,608 shares on 1/1/16, Mr. Burgess deferred the receipt of 1,304 shares of common stock and received instead 1,304 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,304 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Burgess and vested on 1/1/16. Upon vesting of 10,074 shares, Mr. Burgess deferred the receipt of 5,037 shares of common stock and received instead 5,037 shares of phantom stock pursuant to the terms of the Plan. As a result, Mr. Burgess is reporting the disposition of 5,037 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. /s/ Karen M. Kelly, Attorney-in-fact for Mark S. Burgess 2016-01-05