0000891839-15-000039.txt : 20150327 0000891839-15-000039.hdr.sgml : 20150327 20150327172814 ACCESSION NUMBER: 0000891839-15-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140909 FILED AS OF DATE: 20150327 DATE AS OF CHANGE: 20150327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kruchten Brad CENTRAL INDEX KEY: 0001467811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 15731972 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-09 0000031235 EASTMAN KODAK CO KODK 0001467811 Kruchten Brad EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 8255 D Common Stock, par value $.01 2014-09-09 4 M 0 109 14.93 A 206 I By Spouse Common Stock, par value $.01 2014-09-09 4 M 0 94 16.12 A 300 I By Spouse Common Stock, par value $.01 2014-09-18 4 S 0 97 24.8801 D 203 I By Spouse Common Stock, par value $.01 2014-09-23 4 S 0 203 25.3401 D 0 I By Spouse Restricted Stock Units 0 2016-09-03 Common Stock, par value $.01 18469 18469 D Restricted Stock Units 0 2017-09-03 Common Stock, par value $.01 17622 17622 D Stock Option (Right to Buy) 23.78 2021-09-02 Common Stock, par value $.01 53232 53232 D 125% Warrants to purchase Common Stock, par value $.01 14.93 2013-09-03 2018-09-03 Common Stock, par value $.01 851 851 D 135% Warrants to purchase Common Stock, par value $.01 16.12 2013-09-03 2018-09-03 Common Stock, par value $.01 851 851 D 125% Warrants to purchase Common Stock, par value $.01 14.93 2014-09-09 4 M 0 288 0 D 2013-09-03 2013-09-03 Common Stock, par value $.01 288 0 I By Spouse 135% Warrants to purchase Common Stock, par value $.01 16.12 2014-09-09 4 M 0 288 0 D 2013-09-03 2018-09-03 Common Stock, par value $.01 288 0 I By Spouse These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/13 grant date. Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Kruchten's continuous employment with the Company. Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Kruchten's continuous employment with the Company. Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of our common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. /s/ Sharon E. Underberg, Attorney-in-fact for Brad W. Kruchten 2015-03-27