0000891839-15-000039.txt : 20150327
0000891839-15-000039.hdr.sgml : 20150327
20150327172814
ACCESSION NUMBER: 0000891839-15-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140909
FILED AS OF DATE: 20150327
DATE AS OF CHANGE: 20150327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kruchten Brad
CENTRAL INDEX KEY: 0001467811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15731972
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-09
0000031235
EASTMAN KODAK CO
KODK
0001467811
Kruchten Brad
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
Senior Vice President
Common Stock, par value $.01
8255
D
Common Stock, par value $.01
2014-09-09
4
M
0
109
14.93
A
206
I
By Spouse
Common Stock, par value $.01
2014-09-09
4
M
0
94
16.12
A
300
I
By Spouse
Common Stock, par value $.01
2014-09-18
4
S
0
97
24.8801
D
203
I
By Spouse
Common Stock, par value $.01
2014-09-23
4
S
0
203
25.3401
D
0
I
By Spouse
Restricted Stock Units
0
2016-09-03
Common Stock, par value $.01
18469
18469
D
Restricted Stock Units
0
2017-09-03
Common Stock, par value $.01
17622
17622
D
Stock Option (Right to Buy)
23.78
2021-09-02
Common Stock, par value $.01
53232
53232
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2018-09-03
Common Stock, par value $.01
851
851
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
851
851
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2014-09-09
4
M
0
288
0
D
2013-09-03
2013-09-03
Common Stock, par value $.01
288
0
I
By Spouse
135% Warrants to purchase Common Stock, par value $.01
16.12
2014-09-09
4
M
0
288
0
D
2013-09-03
2018-09-03
Common Stock, par value $.01
288
0
I
By Spouse
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/13 grant date.
Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Kruchten's continuous employment with the Company.
Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Kruchten's continuous employment with the Company.
Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of our common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
/s/ Sharon E. Underberg, Attorney-in-fact for Brad W. Kruchten
2015-03-27