0000891839-14-000096.txt : 20140905
0000891839-14-000096.hdr.sgml : 20140905
20140905171555
ACCESSION NUMBER: 0000891839-14-000096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140903
FILED AS OF DATE: 20140905
DATE AS OF CHANGE: 20140905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sheller Patrick M
CENTRAL INDEX KEY: 0001539134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141086675
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-03
0000031235
EASTMAN KODAK CO
KODK
0001539134
Sheller Patrick M
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
Senior Vice President
Common Stock, par value $.01
2014-09-03
4
M
0
7077
0
A
7290
D
Common Stock, par value $.01
2014-09-03
4
F
0
2628
23.78
D
4662
D
Restricted Stock Units
0
2014-09-03
4
M
0
7077
0
D
2016-09-03
Common Stock, par value $.01
7077
14155
D
Restricted Stock Units
0
2014-09-03
4
A
0
12717
0
A
2017-09-03
Common Stockl, par value $.01
12717
12717
D
Stock Option (Right to Buy)
23.78
2014-09-03
4
A
0
0
0
A
2021-09-02
Common Stock, par value $.01
0
0
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2018-09-03
Common Stock, par value $.01
73
73
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
73
73
D
These restricted stock units convert into common stock on a one-for-one basis.
Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
These restricted stock units vest one-third on each of the first three anniversaries of the 9/3/13 grant date.
These restricted stock units, which convert into common stock on a one-to-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the grant date, subject to Mr. Sheller's continuous employment with the Company.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the grant date, subject to Mr. Sheller's continuous employment with the Company. The number of shares underlying the option cannot be determined at this time, but will be based on $302,400 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Sheller will file an amendment to this report.
/s/ Patrick M. Sheller
2014-09-05