0000031235-13-000015.txt : 20130301 0000031235-13-000015.hdr.sgml : 20130301 20130301174455 ACCESSION NUMBER: 0000031235-13-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kruchten Brad CENTRAL INDEX KEY: 0001467811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 13659283 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-28 0000031235 EASTMAN KODAK CO EK 0001467811 Kruchten Brad 343 STATESTREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 2013-02-28 4 M 0 15928 .20 A 75596 D Common Stock 2013-02-28 4 F 0 6757 .20 D 68839 D Common Stock 2013-02-28 4 M 0 8884 .20 A 42136 I By Spouse Common Stock 2013-02-28 4 F 0 3769 .20 D 38367 I By Spouse Option (right to buy) 25.88 2013-12-11 Common Stock 13110 13110 D Option (right to buy) 23.28 2014-12-10 Common Stock 34740 34740 D Option (right to buy) 7.41 2015-12-08 Common Stock 75540 75540 D Option (right to buy) 2.87 2016-07-12 Common Stock 15000 15000 D Option (right to buy) 3.40 2018-02-27 Common Stock 84390 84390 D Restrict Stock Units Common Stock 62680 62680 D Restricted Stock Units 2013-02-28 4 M 0 15928 0 D Common Stock 15928 15934 D Option (right to buy) 23.99 2014-04-16 Common Stock 5000 5000 I By Spouse Option (right to buy) 23.28 2014-12-10 Common Stock 14370 14370 I By Spouse Option (right to buy) 7.41 2015-12-08 Common Stock 50130 50130 I By Spouse Restrict Stock Units Common Stock 36964 36964 I By Spouse Restricted Stock Units 2013-02-28 4 M 0 8889 0 D Common Stock 8889 8889 I By Spouse Payment of withholding taxes. These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. Vesting and distribution of shares of Restricted Stock Units. These units convert on a one-to-one basis. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These units vest one-third on each of the first three anniversaries of the date of grant. Susan M. Wylie as attorney-in-fact for Brad Kruchten 2013-03-01