0000031235-13-000013.txt : 20130301 0000031235-13-000013.hdr.sgml : 20130301 20130301172533 ACCESSION NUMBER: 0000031235-13-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ANTONIO M CENTRAL INDEX KEY: 0001226252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 13659090 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650-0218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-28 0000031235 EASTMAN KODAK CO EKDKQ 0001226252 PEREZ ANTONIO M 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 President, Chairman & CEO Common Stock 2013-02-28 4 M 0 133205 .20 A 625175 D Common Stock 2013-02-28 4 F 0 49446 .20 D 575729 D Option (right to buy) 30.96 2013-04-01 common stock 500000 500000 D Option (right to buy) 25.88 2013-12-11 Common Stock 314530 314530 D Option (right to buy) 23.28 2014-12-10 Common Stock 397460 397460 D Option (right to buy) 7.41 2015-12-08 Common Stock 751540 751540 D Option (right to buy) 4.54 2016-10-13 Common Stock 500000 500000 D Option (right to buy) 3.40 2018-02-27 Common Stock 705732 705732 D Stock Units Common Stock 18539.42 18539.42 D Stock Units Common Stock 56886.41 56886.41 D Stock Units Common Stock 19370.2903 19370.2903 D Restricted Stock Units Common Stock 7601 1040769 D Restricted Stock Units 2013-02-28 4 M 0 133205 0 D Common Stock 133205 133245 D Restricted Stock Units 2013-12-31 2013-12-31 Common Stock 248009 248009 D These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. One third vests on the 2nd anniversary of the grant date; one third vests on 3rd anniversary of the grant date; remaining third vests on the 4th anniversary of the grant date. These units convert on a one-to-one basis. This date is not applicable to these units. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. This is the date these restricted stock units vested. These units vest one-third on each of the first three anniversaries of the date of grant. On September 28, 2012 524,185 of these restricted stock units vested. The remaining will vest on September 28, 2013. Some of these units are restricted. Vesting and distribution of shares of restricted stock units Payment of withholding taxes. Patrick M. Sheller, as attorney-in-fact for Antonio M. Perez 2013-03-01