0000031235-13-000009.txt : 20130301 0000031235-13-000009.hdr.sgml : 20130301 20130301164622 ACCESSION NUMBER: 0000031235-13-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taber Terry R CENTRAL INDEX KEY: 0001452475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 13658456 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-28 0000031235 EASTMAN KODAK CO EKDKQ 0001452475 Taber Terry R 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Chief Technical Officer Common Stock 2013-02-28 4 M 0 10012 .20 A 56371 D Common Stock 2013-02-28 4 F 0 4248 .20 D 52123 D Option (right to buy) 7.41 2015-12-08 Common Stock 48700 48700 D Option (right to buy) 7.41 2015-12-08 Common Stock 10000 10000 D Option (right to buy) 5.05 2017-12-12 Common Stock 15000 15000 D Option (right to buy) 3.40 2018-02-27 Common Stock 53049 53049 D Restricted Stock Units Common Stock 33965 33965 D Restricted Stock Units 2013-02-28 4 M 0 10012 0 A Common Stock 10012 10017 D These shares are held in a joint account with spouse. Payment of withholding taxes. These options vest one-third on each of the first three anniversaries of the date of grant. These units convert on a one-to-one basis. Vesting and distribution of shares of Restricted Stock Units. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Terry R. Taber 2013-03-01