0000031235-12-000099.txt : 20121002 0000031235-12-000099.hdr.sgml : 20121002 20121002135325 ACCESSION NUMBER: 0000031235-12-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faraci Philip J CENTRAL INDEX KEY: 0001333005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 121122694 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-09-28 0000031235 EASTMAN KODAK CO EKDKQ 0001333005 Faraci Philip J 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 President & COO Common Stock 2012-09-28 4 M 0 172100 .19 A 295663 D Common Stock 2012-02-28 4 F 0 62335 .19 D 357998 D Option (right to buy) 24.75 2012-12-06 Common Stock 20940 20940 D Option (right to buy) 25.01 2013-01-31 Commons Stock 25000 25000 D Option (right to buy) 25.88 2013-12-11 Common Stock 58690 58690 D Option (right to buy) 23.28 2014-12-10 Common Stock 130490 130490 D Option (right to buy) 7.41 2015-12-08 Common Stock 246750 246750 D Option (right to buy) 4.54 2013-10-14 2016-10-13 Common Stock 300000 300000 D Option (right to buy) 3.40 2018-02-27 Common Stock 231707 231707 D Restricted Stock Units 2012-09-28 4 M 0 172100 0 D Commons Stock 172100 172100 D Restricted Stock Units Common Stock 87482 87482 D Payment of withholding taxes. These options vest one-third on each of the first three anniversaries of the grant date. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These units convert on a one-for-one basis. Vesting and distribution of shares of Restricted Stock Units. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Philip J. Faraci 2012-10-02