0000031235-12-000093.txt : 20120920 0000031235-12-000093.hdr.sgml : 20120920 20120920163122 ACCESSION NUMBER: 0000031235-12-000093 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120709 FILED AS OF DATE: 20120920 DATE AS OF CHANGE: 20120920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kruchten Brad CENTRAL INDEX KEY: 0001467811 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 121102368 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2012-07-09 0 0000031235 EASTMAN KODAK CO EKDKQ 0001467811 Kruchten Brad 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 19691 D Common Stock 26.6195 I By Trustee in ESOP Common Stock 10952 I By Spouse Common Stock 26.6195 I Spouse by trustee in spouse's ESOP Option (right to buy) 36.66 2012-11-21 Common Stock 11875 D Option (right to buy) 24.75 2012-12-06 Common Stock 4800 D Option (right to buy) 25.88 2013-12-11 Common Stock 13110 D Option (right to buy) 23.28 2014-12-10 Common Stock 34740 D Option (right to buy) 7.41 2015-12-08 Common Stock 75540 D Option (right to buy) 2.87 2016-07-12 Common Stock 15000 D Option (right to buy) 3.40 2018-02-27 Common Stock 84390 D Restricted Stock Units Common Stock 125360 D Restricted Stock Units Common Stock 31862 D Option (right to buy) 36.66 2012-11-21 Common Stock 5500 I By Spouse Option (right to buy) 23.99 2014-04-16 Common Stock 5000 I By Spouse Option (right to buy) 23.28 2014-12-10 Common Stock 14370 I By Spouse Option (right to buy) 7.41 2015-12-08 Common Stock 50130 I By Spouse Restricted Stock Units Common Stock 69928 I By Spouse Restricted Stock Units Common Stock 17773 I By Spouse These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These units convert on a one-to-one basis. These units vest on the next two anniversaries of the date of grant. Patrick Sheller as Attorney-in-fact for Brad Kruchten 2012-09-20