0000031235-12-000022.txt : 20120105 0000031235-12-000022.hdr.sgml : 20120105 20120105183757 ACCESSION NUMBER: 0000031235-12-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120103 FILED AS OF DATE: 20120105 DATE AS OF CHANGE: 20120105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT L CENTRAL INDEX KEY: 0001191520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 12512636 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-03 0000031235 EASTMAN KODAK CO EK 0001191520 BERMAN ROBERT L 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 2012-01-03 4 M 0 12750 .65 A 22740 D Common Stock 2012-01-03 4 F 0 4619 .65 D 30871 D Common Stock 2012-01-03 4 M 0 21675 .65 A 52546 D Common Stock 2012-01-03 4 F 0 7851 .65 D 44695 D Common Stock 23.282 I By Trustee of ESOP Option (right to buy) 26.46 2012-05-11 Common Stock 10000 10000 D Option (right to buy) 26.47 2012-05-31 Common Stock 32083 32083 D Option (right to buy) 31.30 2012-08-25 common stock 5000 5000 D Option (right to buy) 36.66 2012-11-21 common stock 19125 19125 D Option (right to buy) 24.75 2012-12-06 Common Stock 15500 15500 D Option (right to buy) 25.88 2013-12-11 Common Stock 44080 44080 D Option (right to buy) 23.28 2014-12-10 Common Stock 53270 53270 D Option (right to buy) 7.41 2015-12-08 Common Stock 100740 100740 D Option (right to buy) 3.40 2018-02-27 Common Stock 94634 94643 D Stock Units Common Stock 3475.802 3475.802 D Restricted Stock Units 2012-01-03 4 M 0 12750 0 D 2011-12-31 2011-12-31 Common Stock 12750 0 D Restricted Stock Units Common Stock 140580 140580 D Restricted Stock Units 2012-01-03 4 M 0 21675 0 D 2011-12-31 2011-12-31 Common Stock 21675 0 D Restricted Stock Units Common Stock 53591 53591 D Payment of withholding taxes. These options have vested. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These options vest one-third on each of the first three anniversaries of the date of grant. Not Applicable These units convert on a one-for-one basis. The effective date for these RSUs is January 1, 2009. Vesting and distribution of shares of Restricted Stock Units. Vesting and distribution of shares of Leadership Stock 2009 Cycle. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Robert L. Berman 2012-01-05