0000031235-12-000020.txt : 20120105 0000031235-12-000020.hdr.sgml : 20120105 20120105183517 ACCESSION NUMBER: 0000031235-12-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120103 FILED AS OF DATE: 20120105 DATE AS OF CHANGE: 20120105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faraci Philip J CENTRAL INDEX KEY: 0001333005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 12512620 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-03 0000031235 EASTMAN KODAK CO EK 0001333005 Faraci Philip J 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 President & COO Common Stock 2012-01-03 4 M 0 31230 .65 A 73122 D Common Stock 2012-01-03 4 F 0 11312 .65 D 61810 D Common Stock 2012-01-03 4 M 0 53091 .65 A 114901 D Common Stock 2012-01-03 4 F 0 19230 .65 D 95671 D Option (right to buy) 26.46 2012-05-11 Common Stock 10000 10000 D Option (right to buy) 26.47 2012-05-31 Common Stock 52500 52500 D Option (right to buy) 24.75 2012-12-06 Common Stock 20940 20940 D Option (right to buy) 25.01 2013-01-31 Commons Stock 25000 25000 D Option (right to buy) 25.88 2013-12-11 Common Stock 58690 58690 D Option (right to buy) 23.28 2014-12-10 Common Stock 130490 130490 D Option (right to buy) 7.41 2015-12-08 Common Stock 246750 246750 D Option (right to buy) 4.54 2013-10-14 2016-10-13 Common Stock 300000 300000 D Option (right to buy) 3.40 2018-02-27 Common Stock 231707 231707 D Restricted Stock Units 2012-01-03 4 M 0 31230 0 D 2011-12-31 2011-12-31 Common Stock 31230 0 D Restricted Stock Units Commons Stock 344200 344200 D Restricted Stock Units 2012-01-03 4 M 0 53091 0 D 2011-12-31 2011-12-31 Common Stock 53091 0 D Restricted Stock Units Common Stock 131215 131215 D Payment of withholding taxes. These options vest one-third on each of the first three anniversaries of the grant date. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These units convert on a one-for-one basis. The effective date for these restricted stock units is January 1, 2009. Vesting and distribution of shares of Restricted Stock Units. Vesting and distribution of shares of Leadership Stock 2009 Cycle. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Philip J. Faraci 2012-01-05