0000031235-12-000006.txt : 20120105 0000031235-12-000006.hdr.sgml : 20120105 20120105181645 ACCESSION NUMBER: 0000031235-12-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120103 FILED AS OF DATE: 20120105 DATE AS OF CHANGE: 20120105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taber Terry R CENTRAL INDEX KEY: 0001452475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 12512524 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-03 0000031235 EASTMAN KODAK CO EK 0001452475 Taber Terry R 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Chief Technical Officer Common Stock 2012-01-03 4 M 0 6074.62 .65 A 14108.62 D Common Stock 2012-01-03 4 F 0 2112.62 .65 D 11996 D Common Stock 2012-01-03 4 M 0 10326.8573 .65 A 22322.8573 D Common Stock 2012-01-03 4 F 0 3590.8573 .65 D 18732 D Option (right to buy) 36.66 2012-11-21 Common Stock 14700 14700 D Option (right to buy) 7.41 2015-12-08 Common Stock 48700 48700 D Option (right to buy) 7.41 2015-12-08 Common Stock 10000 10000 D Option (right to buy) 5.05 2017-12-12 Common Stock 15000 15000 D Option (right to buy) 3.40 2018-02-27 Common Stock 53049 53049 D Restricted Stock Units 2012-01-03 4 M 0 6074.62 0 D 2011-12-31 2011-12-31 Common Stock 6074.62 0 D Restricted Stock Units Common Stock 67930 67930 D Restricted Stock Units 2012-01-03 4 M 0 10326.8573 0 D 2011-12-31 2011-12-31 Common Stock 10326.8573 0 D Restricted Stock Units Common Stock 30041 30041 D These shares are held in a joint account with spouse. Payment of withholding taxes. These options vest one-third on each of the first three anniversaries of the date of grant. The effective date for these restricted stock units is January 1, 2009. These units convert on a one-to-one basis. Vesting and distribution of shares of Restricted Stock Units. Vesting and distribution of shares of Leadership Stock 2009 Cycle. This is the date these restricted stock units will vest. On November 20, 2010, 151.9427 units were deducted to pay year-end FICA. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Terry R. Taber 2012-01-05