0000031235-11-000140.txt : 20111214 0000031235-11-000140.hdr.sgml : 20111214 20111214164251 ACCESSION NUMBER: 0000031235-11-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111212 FILED AS OF DATE: 20111214 DATE AS OF CHANGE: 20111214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT L CENTRAL INDEX KEY: 0001191520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 111261501 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-12 0000031235 EASTMAN KODAK CO EK 0001191520 BERMAN ROBERT L 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 2011-12-12 4 F 0 1208 .89 D 22740 D Common Stock 23.282 I By Trustee of ESOP Option (right to buy) 26.46 2012-05-11 Common Stock 10000 10000 D Option (right to buy) 26.47 2012-05-31 Common Stock 32083 32083 D Option (right to buy) 31.30 2012-08-25 common stock 5000 5000 D Option (right to buy) 36.66 2012-11-21 common stock 19125 19125 D Option (right to buy) 24.75 2012-12-06 Common Stock 15500 15500 D Option (right to buy) 25.88 2013-12-11 Common Stock 44080 44080 D Option (right to buy) 23.28 2014-12-10 Common Stock 53270 53270 D Option (right to buy) 7.41 2015-12-08 Common Stock 100740 100740 D Option (right to buy) 3.40 2018-02-27 Common Stock 94634 94643 D Stock Units Common Stock 3475.802 3475.802 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 12750 12750 D Restricted Stock Units Common Stock 140580 140580 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 21675 21675 D Restricted Stock Units Common Stock 53591 53591 D Payment of withholding taxes. These options have vested. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These options vest one-third on each of the first three anniversaries of the date of grant. Not Applicable These units convert on a one-for-one basis. The effective date for these RSUs is January 1, 2009. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Robert L. Berman 2011-12-14