0000031235-11-000132.txt : 20110930 0000031235-11-000132.hdr.sgml : 20110930 20110930160635 ACCESSION NUMBER: 0000031235-11-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110928 FILED AS OF DATE: 20110930 DATE AS OF CHANGE: 20110930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels Eric CENTRAL INDEX KEY: 0001466099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 111117008 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-09-28 0000031235 EASTMAN KODAK CO EK 0001466099 Samuels Eric 343 STATE STREET ROCHSTER NY 14650 0 1 0 0 Controller Common Stock 2011-09-28 4 M 0 19930 1.55 A 28377 D Common Stock 2011-09-28 4 F 0 7219 1.55 D 21158 D Options (right to buy) 2.64 2016-06-16 Common Stock 10000 10000 D Option (right to buy) 3.40 2018-02-27 Common Stock 36585 36585 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 942 942 D Restricted Stock Units 2011-09-28 4 M 0 19930 0 D Common Stock 19930 19930 D Restricted Stock Units 2001-12-31 2011-12-31 Common Stock 1601.4 1601.4 D Restricted Stock Units Common Stock 20718 20718 D Payment of withholding taxes. These options vest one-third on each of the first three anniversaries of the date of grant. These units convert on a one-to-one basis. Vesting and distribution of shares of Restricted Stock Units. These units vest on the 4th anniversary of the grant date This is the date these restricted stock units will vest. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Eric Samuels 2011-09-30