0000031235-11-000097.txt : 20110519 0000031235-11-000097.hdr.sgml : 20110519 20110519164343 ACCESSION NUMBER: 0000031235-11-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110519 FILED AS OF DATE: 20110519 DATE AS OF CHANGE: 20110519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ANTONIO M CENTRAL INDEX KEY: 0001226252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 11858408 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650-0218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1019 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-19 0000031235 EASTMAN KODAK CO EK 0001226252 PEREZ ANTONIO M 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 President, Chairman & CEO Common Stock 2011-05-19 4 P 0 37998.9542 3.1078 A 241919.9542 D Option (right to buy) 31.71 2011-12-09 Common Stock 90130 90130 D Option (right to buy) 26.47 2012-05-31 Common Stock 300000 300000 D Option (right to buy) 24.75 2012-12-06 Common Stock 135000 135000 D Option (right to buy) 30.96 2013-04-01 common stock 500000 500000 D Option (right to buy) 25.88 2013-12-11 Common Stock 314530 314530 D Option (right to buy) 23.28 2014-12-10 Common Stock 397460 397460 D Option (right to buy) 7.41 2015-12-08 Common Stock 751540 751540 D Option (right to buy) 4.54 2016-10-13 Common Stock 500000 500000 D Option (right to buy) 3.40 2018-02-27 Common Stock 705732 705732 D Stock Units Common Stock 18539.42 18539.42 D Stock Units Common Stock 56886.41 56886.41 D Stock Units Common Stock 19370.2903 19370.2903 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 95120 95120 D Restricted Stock Units Common Stock 1048370 1048370 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 159359.293 159359.293 D Restricted Stock Units Common Stock 399655 399655 D Restricted Stock Units 2013-12-31 2013-12-31 Common Stock 248009 248009 D Employee stock option granted under the 1997 Stock Option Plan in a transaction exempt under Rule 16b-3. One-half of the options vest on the second anniversary of the date of grant; the balance vest on the fifth anniversary. These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. One third vests on the 2nd anniversary of the grant date; one third vests on 3rd anniversary of the grant date; remaining third vests on the 4th anniversary of the grant date. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These units convert on a one-to-one basis. This date is not applicable to these units. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Reflects net price paid Patrick M. Sheller, as attorney-in-fact for Antonio M. Perez 2011-05-19