-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rze+7gMvAsN5uQaddQSBw7G1GiDU0sXEGYPNamGY+ChF+vnxG1dQpmrGZM6ie9KC yZFIJDS4mSGKiqoBHSFohQ== 0000031235-11-000074.txt : 20110302 0000031235-11-000074.hdr.sgml : 20110302 20110302162400 ACCESSION NUMBER: 0000031235-11-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110302 DATE AS OF CHANGE: 20110302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1019 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT L CENTRAL INDEX KEY: 0001191520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 11656576 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-28 0000031235 EASTMAN KODAK CO EK 0001191520 BERMAN ROBERT L 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 23948 D Common Stock 23.282 I By Trustee of ESOP Option (right to buy) 31.30 2011-11-15 common stock 13300 13300 D Option (right to buy) 31.71 2011-12-09 Common Stock 5810 5810 D Option (right to buy) 26.46 2012-05-11 Common Stock 10000 10000 D Option (right to buy) 26.47 2012-05-31 Common Stock 32083 32083 D Option (right to buy) 31.30 2012-08-25 common stock 5000 5000 D Option (right to buy) 36.66 2012-11-21 common stock 19125 19125 D Option (right to buy) 24.75 2012-12-06 Common Stock 15500 15500 D Option (right to buy) 25.88 2013-12-11 Common Stock 44080 44080 D Option (right to buy) 23.28 2014-12-10 Common Stock 53270 53270 D Option (right to buy) 7.41 2015-12-08 Common Stock 100740 100740 D Option (right to buy) 3.40 2011-02-28 4 A 0 94634 3.40 A 2018-02-27 Common Stock 94634 94643 D Stock Units Common Stock 3475.802 3475.802 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 12750 12750 D Restricted Stock Units Common Stock 140580 140580 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 21675 21675 D Restricted Stock Units 2011-02-28 4 A 0 53591 0 A Common Stock 53591 53591 D Some of these shares are restricted. These options have vested. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These options vest one-third on each of the first three anniversaries of the date of grant. Not Applicable These units convert on a one-for-one basis. The effective date for these RSUs is January 1, 2009. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Robert L. Berman 2011-03-02 -----END PRIVACY-ENHANCED MESSAGE-----