-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, POtnwgycrJO5p6qk6L3ND24CGzJS5N6YHbPgTwFWOVl0NCBAx8VEm8JN2jUBqpyL 8e9ACzWvCKZzuH3Z0RfgRA== 0000031235-11-000072.txt : 20110302 0000031235-11-000072.hdr.sgml : 20110302 20110302162120 ACCESSION NUMBER: 0000031235-11-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110302 DATE AS OF CHANGE: 20110302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faraci Philip J CENTRAL INDEX KEY: 0001333005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 11656546 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1019 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-28 0000031235 EASTMAN KODAK CO EK 0001333005 Faraci Philip J 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 President & COO Common Stock 41892 D Option (right to buy) 32.50 2011-12-05 Common Stock 32800 32800 D Option (right to buy) 26.46 2012-05-11 Common Stock 10000 10000 D Option (right to buy) 26.47 2012-05-31 Common Stock 52500 52500 D Option (right to buy) 24.75 2012-12-06 Common Stock 20940 20940 D Option (right to buy) 25.01 2013-01-31 Commons Stock 25000 25000 D Option (right to buy) 25.88 2013-12-11 Common Stock 58690 58690 D Option (right to buy) 23.28 2014-12-10 Common Stock 130490 130490 D Option (right to buy) 7.41 2015-12-08 Common Stock 246750 246750 D Option (right to buy) 4.54 2013-10-14 2016-10-13 Common Stock 300000 300000 D Option (right to buy) 3.40 2011-02-28 4 A 0 231707 3.40 A 2018-02-27 Common Stock 231707 231707 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 31230 31230 D Restricted Stock Units Commons Stock 344200 344200 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 53091 53091 D Restricted Stock Units 2011-02-28 4 A 0 131215 0 A Common Stock 131215 131215 D These options have vested. These options vest one-third on each of the first three anniversaries of the grant date. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These units convert on a one-for-one basis. The effective date for these restricted stock units is January 1, 2009. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. These units vest one-third on each of the first three anniversaries of the date of grant. Patrick M. Sheller, as attorney-in-fact for Philip J. Faraci 2011-03-02 -----END PRIVACY-ENHANCED MESSAGE-----