-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A3LZRKjmPtDi4ptFibOZrtS/B+s8ZYK+ekXhvsPhKiuXNnTzO8O06z8pN+eUTCBz lQWaLfFq9E4Pjm5OKLeeDQ== 0000031235-10-000092.txt : 20100920 0000031235-10-000092.hdr.sgml : 20100920 20100920081521 ACCESSION NUMBER: 0000031235-10-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100916 FILED AS OF DATE: 20100920 DATE AS OF CHANGE: 20100920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kruchten Brad CENTRAL INDEX KEY: 0001467811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 101079564 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-09-16 0000031235 EASTMAN KODAK CO EK 0001467811 Kruchten Brad 343 STATESTREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 2010-09-16 4 M 0 13479.36 3.90 A 20023.36 D Common Stock 2010-09-16 4 F 0 4882.36 3.90 D 15141 D Common Stock 26.6195 I By Trustee in ESOP Common Stock 2010-09-16 4 M 0 13756.88 3.90 A 15970.88 I By Spouse Common Stock 2010-09-16 4 F 0 4982.88 3.90 D 10988 I By Spouse Common Stock 26.6195 I Spouse by trustee in spouse's ESOP Option (right to buy) 31.30 2011-01-11 Common Stock 6413 6413 D Option (right to buy) 31.30 2011-11-15 Common Stock 9250 9250 D Option (right to buy) 31.71 2011-12-09 Common Stock 4200 4200 D Option (right to buy) 31.30 2012-08-25 Common Stock 5000 5000 D Option (right to buy) 36.66 2012-11-21 Common Stock 11875 11875 D Option (right to buy) 24.75 2012-12-06 Common Stock 4800 4800 D Option (right to buy) 25.88 2013-12-11 Common Stock 13110 13110 D Option (right to buy) 23.28 2014-12-10 Common Stock 34740 34740 D Option (right to buy) 7.41 2015-12-08 Common Stock 75540 75540 D Option (right to buy) 2.87 2016-07-12 Common Stock 15000 15000 D Restricted Stock Units 2010-09-16 4 M 0 13479.36 0 D 2011-09-16 2011-09-16 Common Stock 13479.366 13480.4 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 9561 9561 D Restrict Stock Units Common Stock 125360 125360 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 16253.7 16253.7 D Option (right to buy) 31.30 2011-01-11 Common Stock 2600 2600 I By Spouse Option (right to buy) 31.30 2011-11-15 Common Stock 4250 4250 I By Spouse Option (right to buy) 36.66 2012-11-21 Common Stock 5500 5500 I By Spouse Option (right to buy) 23.99 2014-04-16 Common Stock 5000 5000 I By Spouse Option (right to buy) 23.28 2014-12-10 Common Stock 14370 14370 I By Spouse Option (right to buy) 7.41 2015-12-08 Common Stock 50130 50130 I By Spouse Restricted Stock Units 2010-09-16 4 M 0 13756.88 0 D 2011-09-16 2011-09-16 Common Stock 13756.88 13757.92 I By Spouse Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 6345 6345 I By Spouse Restrict Stock Units Common Stock 69928 69928 I By Spouse Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 10786.5 10786.5 I By Spouse These options vest one-third on each of the first three anniversaries of the date of grant. Payment of withholding taxes. This is the date these restricted stock units will vest. These units convert on a one-to-one basis. These units vest 50% on both the 3rd and 4th anniversary of the grant date. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle. Vesting and distribution of shares Restricted Stock Units. Patrick M. Sheller as attorney-in-fact for Brad Kruchten 2010-09-20 -----END PRIVACY-ENHANCED MESSAGE-----