-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GWGQNlIiCVjWfVo/ek9o1bXbsJj3WTdEu84ekjC/AcXFwKWp4Hfi2o7dvInEzjoc DeIsQM/99MERgr9AsxviKg== 0000031235-10-000017.txt : 20100105 0000031235-10-000017.hdr.sgml : 20100105 20100105135953 ACCESSION NUMBER: 0000031235-10-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT L CENTRAL INDEX KEY: 0001191520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 10505774 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-31 0000031235 EASTMAN KODAK CO EK 0001191520 BERMAN ROBERT L 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 2009-12-31 4 M 0 10893.6831 4.29 A 28031.6831 D Common Stock 2009-12-31 4 F 0 4083.6831 4.29 D 23948 D Common Stock 23.282 I By Trustee of ESOP Option (right to buy) 31.30 2010-03-29 common stock 4934 4934 D Option (right to buy) 31.30 2011-01-11 common stock 8867 8867 D Option (right to buy) 31.30 2011-11-15 common stock 13300 13300 D Option (right to buy) 31.30 2012-08-25 common stock 5000 5000 D Option (right to buy) 36.66 2012-11-21 common stock 19125 19125 D Option (right to buy) 24.49 2010-11-18 common stock 5810 5810 D Option (right to buy) 31.71 2011-12-09 Common Stock 5810 5810 D Option (right to buy) 26.46 2012-05-11 Common Stock 10000 10000 D Option (right to buy) 26.47 2012-05-31 Common Stock 32083 32083 D Option (right to buy) 24.75 2012-12-06 Common Stock 15500 15500 D Option (right to buy) 25.88 2013-12-11 Common Stock 44080 44080 D Option (right to buy) 23.28 2014-12-10 Common Stock 53270 53270 D Option (right to buy) 7.41 2015-12-08 Common Stock 100740 100740 D Stock Units Common Stock 3475.802 3475.802 D Restricted Stock Units 2009-12-31 4 M 0 10893.6831 0 D 2009-12-31 2009-12-31 Common Stock 10893.6831 0 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 12750 12750 D Restricted Stock Units Common Stock 140580 140580 D Vesting and distribution of shares of Leadership Stock 2007 Cycle Payment of withholding taxes. Some of these shares are restricted. These options have vested. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These options vest one-third on each of the first three anniversaries of the date of grant. Not Applicable These units convert on a one-for-one basis. The effective date for these RSUs is January 1, 2009. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. These units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. Patrick M. Sheller, as attorney-in-fact for Robert L. Berman 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----