-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QoEONId+pceEMBmzE/PeQhqIh0Z8I6jiPYdeCvxfwkCCxbJ8zujT4JKVzh2rSUow jvyw9+DFIqSXrCxLjKYFig== 0000031235-09-000110.txt : 20091016 0000031235-09-000110.hdr.sgml : 20091016 20091016135456 ACCESSION NUMBER: 0000031235-09-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091014 FILED AS OF DATE: 20091016 DATE AS OF CHANGE: 20091016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ANTONIO M CENTRAL INDEX KEY: 0001226252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 091123102 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650-0218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-10-14 0000031235 EASTMAN KODAK CO EK 0001226252 PEREZ ANTONIO M 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 President, Chairman & CEO Common Stock 145943 D Option (right to buy) 30.96 2013-04-01 common stock 500000 500000 D Option (right to buy) 24.49 2010-11-18 common stock 51500 51500 D Option (right to buy) 31.71 2011-12-09 Common Stock 90130 90130 D Option (right to buy) 26.47 2012-05-31 Common Stock 300000 300000 D Option (right to buy) 24.75 2012-12-06 Common Stock 135000 135000 D Option (right to buy) 25.88 2013-12-11 Common Stock 314530 314530 D Option (right to buy) 23.28 2014-12-10 Common Stock 397460 397460 D Option (right to buy) 7.41 2015-12-08 Common Stock 751540 751540 D Option (right to buy) 4.54 2009-10-14 4 A 0 500000 4.54 A 2016-10-13 Common Stock 500000 500000 D Stock Units Common Stock 18539.42 18539.42 D Stock Units Common Stock 56886.41 56886.41 D Stock Units Common Stock 19370.2903 19370.2903 D Restricted Stock Units 2009-12-31 2009-12-31 Common Stock 77762.3605 77762.3605 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 95120 95120 D Restricted Stock Units Common Stock 1048370 1048370 D Some of these shares are restricted. Employee stock option granted under the 1997 Stock Option Plan in a transaction exempt under Rule 16b-3. One-half of the options vest on the second anniversary of the date of grant; the balance vest on the fifth anniversary. These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. One third vests on the 2nd anniversary of the grant date; one third vests on 3rd anniversary of the grant date; remaining third vests on the 4th anniversary of the grant date. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These units convert on a one-to-one basis. This date is not applicable to these units. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. Theses units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle. The effective date for these restricted stock units is January 1, 2009. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. Patrick M. Sheller, as attorney-in-fact for Antonio M. Perez 2009-10-16 -----END PRIVACY-ENHANCED MESSAGE-----