-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VHfGJMCdIaDeNXs2P0QRnM49Kz5PGWncmGrL5R4uNZ15RQz/Ab5f42JszfWaLopP OwR5FbpC/zJySuwHqLfvew== 0000031235-09-000100.txt : 20090930 0000031235-09-000100.hdr.sgml : 20090930 20090930133501 ACCESSION NUMBER: 0000031235-09-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090928 FILED AS OF DATE: 20090930 DATE AS OF CHANGE: 20090930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haag Joyce P CENTRAL INDEX KEY: 0001331966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 091095034 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650-0218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-09-28 0000031235 EASTMAN KODAK CO EK 0001331966 Haag Joyce P 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 12521.01 D Common Stock 5230.9779 I By Trustee in 401(k) Common Stock 23.6967 I By Trustee in ESOP Common Stock 4110.8546 I By Trustee in Spouse's 401(k) Common Stock 100 I By Trustee in IRA Common Stock 100 I By Spouse Common Stock 100 I By adult children Common Stock 733 I As a Trustee of Gull Rock Foundation, Inc. Common Stock 4300 I As co-Manager of Pluta Family, LLC Option (right to buy) 31.30 2010-03-29 Common Stock 2934 2934 D Option (right to buy) 31.30 2011-01-11 Common Stock 3667 3667 D Option (right to buy) 31.30 2011-11-15 Common Stock 6500 6500 D Option (right to buy) 36.66 2012-11-21 Common Stock 6875 6875 D Option (right to buy) 26.47 2012-05-31 Common Stock 30833 30833 D Option (right to buy) 27.06 2012-06-29 Common Stock 10000 10000 D Option (right to buy) 24.75 2012-12-06 Common Stock 12400 12400 D Option (right to buy) 25.88 2013-12-11 Common Stock 41580 41580 D Option (right to buy) 23.28 2014-12-10 Common Stock 49460 49460 D Option (right to buy) 7.41 2015-12-08 Common Stock 93530 93530 D Restricted Stock Units 2009-12-31 2009-12-31 Common Stock 10126.6061 10126.6061 D Restricted Stock Units 2011-12-31 2011-12-31 Common Stock 11840 11840 D Restricted Stock Units 2009-09-28 4 A 0 130430 0 A Common Stock 130430 130430 D Option (right to buy) 31.30 2010-03-12 Common Stock 67 67 I Options held by Spouse The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. These Options have vested. These options vest one-third on each of the first three anniversaries of the grant date. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. Theses units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle. These units convert on a one-for-one basis. The effective date for these restricted stock units is January 1, 2009. This is the date these restricted stock units will vest. These units vest 50% on both the 3rd and 4th anniversary of the grant date. Patrick M. Sheller, as attorney-in-fact for Joyce P. Haag 2009-09-30 -----END PRIVACY-ENHANCED MESSAGE-----