-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I/95lwytkrtwLOa9vEPmcAKlo1h9o/D3s+Beb8OA1ibS4CSgXl2mIpBKlTSt7weU LJzF5MRB25YQtbaw78IGEw== 0000031235-07-000004.txt : 20070103 0000031235-07-000004.hdr.sgml : 20070101 20070103172732 ACCESSION NUMBER: 0000031235-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT L CENTRAL INDEX KEY: 0001191520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 07505876 BUSINESS ADDRESS: STREET 1: 343 SATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 BUSINESS PHONE: 5857817330 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-31 0000031235 EASTMAN KODAK CO EK 0001191520 BERMAN ROBERT L 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 2006-12-31 4 M 0 3270.46 0 A 20138.46 D Common Stock 2006-12-31 4 F 0 1105.46 25.86 D 19033 D Common Stock 23.282 I By Trustee of ESOP Option (right to buy) 31.30 2007-04-03 common stock 2360 2360 D Option (right to buy) 31.30 2008-03-12 common stock 98 98 D Option (right to buy) 31.30 2008-04-01 common stock 3250 3250 D Option (right to buy) 31.30 2008-05-04 common stock 1200 1200 D Option (right to buy) 31.30 2009-03-11 common stock 256 256 D Option (right to buy) 31.30 2009-03-31 common stock 2751 2751 D Option (right to buy) 31.30 2010-03-29 common stock 4934 4934 D Option (right to buy) 31.30 2004-01-12 2011-01-11 common stock 8867 8867 D Option (right to buy) 31.30 2004-11-16 2011-11-15 common stock 13300 13300 D Option (right to buy) 31.30 2012-08-25 common stock 5000 5000 D Option (right to buy) 36.66 2012-11-21 common stock 19125 19125 D Option (right to buy) 24.49 2010-11-18 common stock 5810 5810 D Option (right to buy) 31.71 2011-12-09 Common Stock 5810 5810 D Option (right to buy) 26.46 2012-05-11 Common Stock 10000 10000 D Option (right to buy) 26.47 2012-05-31 Common Stock 32083 32083 D Option (right to buy) 24.75 2012-12-06 Common Stock 15500 15500 D Option (right to buy) 25.88 2013-12-11 Common Stock 44080 44080 D Restricted Stock Units 2006-12-14 4 A 0 30.95 0 A 2006-12-31 2006-12-31 Common Stock 30.95 3270.46 D Restricted Stock Units 2006-12-31 4 M 0 3270.46 0 D Common Stock 3270.46 0 D Vesting and distribution of shares of the Leadership Stock Program, 2004-2005 cycle. Some of these shares are restricted. Payment of withholding taxes. These options have vested. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These options vest one-third on each of the first three anniversaries of the date of grant. Theses units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. These units convert on a one-for-one basis. These units were credited to the reporting person's account as dividend equivalents. Not Applicable This is the date these restricted stock units will vest. Patrick Sheller, as attorney-in-fact for Robert L. Berman 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----