-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBIAquY4z0u7k4tiKicFaAHux3R4/EneLEvtsB7kemzdypa/8VTWvOSiPUSiTmBa qP+hhNanyZYlJMmICDn4Aw== 0000031235-06-000120.txt : 20061214 0000031235-06-000120.hdr.sgml : 20061214 20061214135546 ACCESSION NUMBER: 0000031235-06-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061212 FILED AS OF DATE: 20061214 DATE AS OF CHANGE: 20061214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUSTIN CARL E CENTRAL INDEX KEY: 0001191530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 061276473 BUSINESS ADDRESS: STREET 1: 343 SATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 BUSINESS PHONE: 585-781-7330 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500218 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-12 0000031235 EASTMAN KODAK CO EK 0001191530 GUSTIN CARL E 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CMO, Senior Vice President Common Stock 5960 D Option (right to buy) 31.30 2007-03-12 common stock 414 414 D Option (right to buy) 31.30 2007-04-03 common stock 10000 10000 D Option (right to buy) 31.30 2008-03-01 common stock 5000 5000 D Option (right to buy) 31.30 2008-03-12 common stock 279 279 D Option (right to buy) 31.30 2008-04-01 common stock 10500 10500 D Option (right to buy) 31.30 2009-03-11 common stock 589 589 D Option (right to buy) 31.30 2009-03-31 common stock 10500 10500 D Option (right to buy) 31.30 2009-11-21 common stock 2501 2501 D Option (right to buy) 31.30 2010-03-29 common stock 16667 16667 D Option (right to buy) 31.30 2004-11-16 2011-11-15 common stock 23000 23000 D Option (right to buy) 36.66 2012-11-21 common stock 23000 23000 D Option (right to buy) 24.49 2010-11-18 common stock 11800 11800 D Option (right to buy) 31.71 2011-12-09 Common Stock 11800 11800 D Option (right to buy) 24.75 2012-12-06 Common Stock 13550 13550 D Option (right to buy) 25.88 2006-12-12 4 A 0 17400 0 A 2013-12-11 Common Stock 17400 17400 D Stock Units Common Stock 10225.92 10225.92 D Restricted Stock Units Common Stock 8865 8865 D Stock Units Common Stock 3461.197 3461.197 D Restricted Stock Units 2006-12-31 2006-12-31 Common Stock 3058.48 3058.48 D Some of these shares are restricted. These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These units convert on a one-for-one basis. This date is not applicable to restricted units. The restricted award and dividend equivalents are being reported separately to reflect that the award is restricted and the dividend equivalents are not restricted. This date is not applicable to share units. Theses units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. This is the date these restricted stock units will vest. Laurence L. Hickey, as attorney-in-fact for Carl E. Gustin 2006-12-14 -----END PRIVACY-ENHANCED MESSAGE-----