-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U9atJ9sipr6UdlJZp5W6SOpQmBOih6JHDlWv0nCWpaER0zGK+ACSspMfcOwp/D8X RsDq7Ut7f2gBrxTgBAxviA== 0000031235-06-000095.txt : 20061003 0000031235-06-000095.hdr.sgml : 20061003 20061003122317 ACCESSION NUMBER: 0000031235-06-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061001 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ANTONIO M CENTRAL INDEX KEY: 0001226252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 061123142 BUSINESS ADDRESS: BUSINESS PHONE: 5857244368 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650-0218 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-01 0000031235 EASTMAN KODAK CO EK 0001226252 PEREZ ANTONIO M 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 President, Chairman & CEO Common Stock 141557 D Option (right to buy) 30.96 2013-04-01 common stock 500000 500000 D Option (right to buy) 24.49 2010-11-18 common stock 51500 51500 D Option (right to buy) 31.71 2011-12-09 Common Stock 90130 90130 D Option (right to buy) 26.47 2012-05-31 Common Stock 300000 300000 D Option (right to buy) 24.75 2012-12-06 Common Stock 135000 135000 D Stock Units Common Stock 17030.47 17030.47 D Stock Units 2006-10-01 4 D 0 362.5 22.68 D Common Stock 27600.75 27600.75 D Resticted Stock Units common stock 25000 25000 D Restricted Stock Units 2006-12-31 2006-12-31 Common Stock 18053.49 18053.49 D Some of these shares are restricted. Employee stock option granted under the 1997 Stock Option Plan in a transaction exempt under Rule 16b-3. One-half of the options vest on the second anniversary of the date of grant; the balance vest on the fifth anniversary. These options vest one-third on each of the first three anniversaries of the date of grant. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. These units convert on a one-to-one basis. This date is not applicable to these units. Payment of FICA taxes. 25,000 of 50,000 RSUs lapsed. This total included dividend equivalents reported separately which were not resticted. Balance of RSUs that lapsed on 10-1-06 Theses units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle. This is the date these restricted stock units will vest. Laurence L. Hickey, as attorney-in-fact for Antonio M. Perez 2006-10-03 -----END PRIVACY-ENHANCED MESSAGE-----