-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FDB3+MUbbodmxPl1+k3uSUbQtns5UQvZL7zJTe4pT8wMKnxwgzm//WuoH2GFxMey 5JJoLLIEMdehn28CrB3wNg== 0000031235-06-000080.txt : 20060808 0000031235-06-000080.hdr.sgml : 20060808 20060808143013 ACCESSION NUMBER: 0000031235-06-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060718 FILED AS OF DATE: 20060808 DATE AS OF CHANGE: 20060808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haag Joyce P CENTRAL INDEX KEY: 0001331966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 061012416 BUSINESS ADDRESS: BUSINESS PHONE: 585-724-7580 MAIL ADDRESS: STREET 1: 343 STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-07-18 0000031235 EASTMAN KODAK CO EK 0001331966 Haag Joyce P 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock 5230.9779 I By Trustee in 401(k) Common Stock 23.6967 I By Trustee in ESOP Common Stock 4110.8546 I By Trustee in Spouse's 401(k) Common Stock 23.6967 I By Trustee in Spouse's ESOP Common Stock 100 I By Trustee in IRA Common Stock 100 I By Spouse Common Stock 100 I By adult children Common Stock 733 I As a Trustee of Gull Rock Foundation, Inc. Common Stock 4300 I As co-Manager of Pluta Family, LLC Option (right to buy) 31.30 2007-04-03 Common Stock 1760 1760 D Option (right to buy) 31.30 2008-03-17 Common Stock 97 97 D Option (right to buy) 31.30 2008-04-01 Common Stock 2200 2200 D Option (right to buy) 31.30 2008-05-04 Common Stock 600 600 D Option (right to buy) 31.30 2009-03-11 Common Stock 241 241 D Option (right to buy) 31.30 2009-03-31 Common Stock 2200 2200 D Option (right to buy) 31.30 2010-03-29 Common Stock 2934 2934 D Option (right to buy) 31.30 2011-01-11 Common Stock 3667 3667 D Option (right to buy) 31.30 2011-11-15 Common Stock 6500 6500 D Option (right to buy) 36.66 2011-11-21 Common Stock 6875 6875 D Option (right to buy) 26.47 2012-05-31 Common Stock 30833 30833 D Option (right to buy) 27.06 2012-06-29 Common Stock 10000 10000 D Option (right to buy) 27.06 2012-06-29 Common Stock 10000 10000 D Option (right to buy) 24.75 2012-12-06 Common Stock 12400 12400 D Restricted Stock Units 2006-07-18 4 A 0 7.56 21.93 A 2006-12-31 2006-12-31 Common Stock 670.56 670.56 D Option (right to buy) 31.30 2008-04-01 Common Stock 67 67 I Options held by Spouse Option (right to buy) 31.30 2010-03-12 Common Stock 67 67 I Options held by Spouse The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. These Options have vested. These options vest one-third on each of the first three anniversaries of the grant date. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. Theses units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, cycle 2004-2005. These units convert on a one-for-one basis. These units were credited to the reporting person's account as dividend equivalents. This is the date these restricted stock units will vest. Laurence L. Hickey, as attorney-in-fact for Joyce P. Haag 2006-08-08 -----END PRIVACY-ENHANCED MESSAGE-----