-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NHyaQhuj9hHbBEqZegxH1VEKoVr2EVk7uzNubC+Dra6G5VeDNtzOBKlwi8gnAcpX 9zvn8+3BxFCvtuxR5ImkYg== 0000031235-05-000133.txt : 20051209 0000031235-05-000133.hdr.sgml : 20051209 20051209135420 ACCESSION NUMBER: 0000031235-05-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051207 FILED AS OF DATE: 20051209 DATE AS OF CHANGE: 20051209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARP DANIEL A CENTRAL INDEX KEY: 0001191525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 051255042 BUSINESS ADDRESS: STREET 1: 343 SATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 BUSINESS PHONE: 5857247580 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-07 0000031235 EASTMAN KODAK CO EK 0001191525 CARP DANIEL A 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Chairman Common Stock 34771 D Common Stock 5034.704 I By Trustee in 401(k) Common Stock 83.687 I By Trustee in ESOP Option (right to buy) 42.938 2004-02-14 common stock 7600 7600 D Option (right to buy) 56.313 2005-04-19 common stock 14820 14820 D Option (right to buy) 62.6875 2005-10-31 common stock 15000 15000 D Option (right to buy) 71.813 2006-03-28 common stock 34000 34000 D Option (right to buy) 90.438 2007-03-12 common stock 1993 1993 D Option (right to buy) 74.313 2007-04-03 common stock 50000 50000 D Option (right to buy) 61.594 2008-03-12 common stock 1402 1402 D Option (right to buy) 65.906 2008-04-01 common stock 100000 100000 D Option (right to buy) 73.844 2008-04-30 common stock 300000 300000 D Option (right to buy) 66.75 2009-03-11 common stock 2223 2223 D Option (right to buy) 63.875 2009-03-31 common stock 100000 100000 D Option (right to buy) 55.188 2010-03-29 common stock 100000 100000 D Option (right to buy) 40.9687 2004-01-12 2011-01-11 common stock 160000 160000 D Option (right to buy) 29.31 2004-11-16 2011-11-15 common stock 250000 250000 D Option (right to buy) 36.66 2012-11-21 common stock 175000 175000 D Option (right to buy) 24.49 2010-11-18 common stock 72000 72000 D Option (right to buy) 31.71 2011-12-09 Common Stock 108000 108000 D Option (right to buy) 26.47 2012-05-31 Common Stock 91667 91667 D Option (right to buy) 24.75 2005-12-07 4 A 0 108000 24.75 A 2012-12-06 Common 108000 108000 D Some of these shares are restricted. This amount represents the number of shares in the Eastman Kodak Employee's Savings and Investment Plan for the account of the reporting person. The number of shares held by each participant fluctuates with the change in stock price, due to the conversion from units to shares. This amount represents the number of shares in the Kodak Employee Stock Ownership Plan for the account of the reporting person. These shares were acquired by the trustee over a period of time at current market prices. These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. This filing exceeds 30 lines and requires two Form 4 to complete the filing. This is the first of two Forms 4 filed by the Daniel A. Carp for the December 7, 2005 transaction. Laurence L. Hickey, as attorney-in-fact for Daniel A. Carp 2005-12-09 -----END PRIVACY-ENHANCED MESSAGE-----