-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rbx8z4X/k6w+wZY0LJH8M0h6hehTCB9VcAMGApSRkwVXrv3YP9eruvisyDm7ZspA cVHcIGFEScOEv4ucryfH4g== 0000031235-04-000166.txt : 20041216 0000031235-04-000166.hdr.sgml : 20041216 20041216160913 ACCESSION NUMBER: 0000031235-04-000166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041214 FILED AS OF DATE: 20041216 DATE AS OF CHANGE: 20041216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUSTIN CARL E CENTRAL INDEX KEY: 0001191530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 041208445 BUSINESS ADDRESS: STREET 1: 343 SATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 BUSINESS PHONE: 5857247580 MAIL ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 146500211 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-14 0000031235 EASTMAN KODAK CO EK 0001191530 GUSTIN CARL E 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CMO, Senior Vice President Common Stock 5960 D Option (right to buy) 31.30 2004-08-14 common stock 3333 3333 D Option (right to buy) 31.30 2005-03-26 common stock 16667 16667 D Option (right to buy) 31.30 2005-04-19 common stock 9880 9880 D Option (right to buy) 31.30 2005-08-31 common stock 6667 6667 D Option (right to buy) 31.30 2006-03-28 common stock 9200 9200 D Option (right to buy) 31.30 2007-03-12 common stock 414 414 D Option (right to buy) 31.30 2007-04-03 common stock 10000 10000 D Option (right to buy) 31.30 2008-03-01 common stock 5000 5000 D Option (right to buy) 31.30 2008-03-12 common stock 279 279 D Option (right to buy) 31.30 2008-04-01 common stock 10500 10500 D Option (right to buy) 31.30 2009-03-11 common stock 589 589 D Option (right to buy) 31.30 2009-03-31 common stock 10500 10500 D Option (right to buy) 31.30 2009-11-21 common stock 2501 2501 D Option (right to buy) 31.30 2010-03-29 common stock 16667 16667 D Option (right to buy) 31.30 2004-11-16 2011-11-15 common stock 23000 23000 D Option (right to buy) 36.66 2012-11-21 common stock 23000 23000 D Option (right to buy) 24.49 2010-11-18 common stock 11800 11800 D Option (right to buy) 31.71 2011-12-09 Common Stock 11800 11800 D Restricted Share Units common stock 9589.44 9589.44 D Restricted Share Units common stock 4325 4325 D Share Units common stock 5201.72 5201.72 D Share Units common stock 5523.75 5523.75 D Share Units 2004-12-16 4 A 0 79.5 31.40 A Common Stock 5802.53 5802.53 D Restricted Stock Units common stock 11272.519 11272.519 D Restricted Stock Units common stock 11656.185 11656.185 D Restricted Stock Units 2004-12-16 4 A 0 93.471 31.40 A Common Stock 11962.015 11962.015 D Some of these shares are restricted. These options have vested. These options vest one-third on each of the first three anniversaries of the date of grant. These units convert on a one-for-one basis. This date is not applicable to restricted units. This date is not applicable to share units. The restricted award and dividend equivalents are being reported separately to reflect that the award is restricted and the dividend equivalents are not restricted. These units were credited to the reporting person's account as dividend equivalents. Laurence L. Hickey, as attorney-in-fact for Carl E. Gustin 2004-12-16 -----END PRIVACY-ENHANCED MESSAGE-----