0001185185-23-000710.txt : 20230711 0001185185-23-000710.hdr.sgml : 20230711 20230711160328 ACCESSION NUMBER: 0001185185-23-000710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230707 FILED AS OF DATE: 20230711 DATE AS OF CHANGE: 20230711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smallwood Brady CENTRAL INDEX KEY: 0001978635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09376 FILM NUMBER: 231082196 MAIL ADDRESS: STREET 1: 4505 NE BIRCHGROVE PL CITY: BENTONVILLE STATE: AR ZIP: 72712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INNOVATIVE FOOD HOLDINGS INC CENTRAL INDEX KEY: 0000312257 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 201167761 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28411 RACE TRACK ROAD CITY: BONITA SPRINGS STATE: FL ZIP: 34135 BUSINESS PHONE: 239-596-0204 MAIL ADDRESS: STREET 1: 28411 RACE TRACK ROAD CITY: BONITA SPRINGS STATE: FL ZIP: 34135 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA SOLARCO INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0407 4 2023-07-07 0 0000312257 INNOVATIVE FOOD HOLDINGS INC IVFH 0001978635 Smallwood Brady 28411 RACE TRACK ROAD BONITA SPRINGS FL 34135 1 1 0 0 Chief Operating Officer 0 Stock Appreciation Rights 2023-07-07 4 A 0 1500000 0 A 2026-12-31 Common Stock 1500000 1500000 D On July 7, 2023, the Reporting Person was granted 1,500,000 fully vested Stock Appreciation Rights ("SARs"). The exercise price per SAR is $2.00 with respect to 750,000 SARs and $1.50 with respect to 750,000 SARs. Upon exercise, the SARs may be settled in cash, in shares of the Issuer's common stock, or in some combination thereof. /s/ Brady Smallwood 2023-07-11