-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MyVN8q+xnV11s6f+6JQM5eY2yRLKUaaTBzo/CVEV5dzzn8Jog/siaXDNk1d294FY 9qktwI4p2+p2/NeFBXWN3A== 0000031224-99-000043.txt : 19991117 0000031224-99-000043.hdr.sgml : 19991117 ACCESSION NUMBER: 0000031224-99-000043 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-08955 FILM NUMBER: 99753155 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 35-CERT 1 R24 TO 70-8955 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. - -------------------------------------------- In the Matter of : EASTERN UTILITIES ASSOCIATES : West Bridgewater, Massachusetts : EASTERN EDISON COMPANY : Brockton, Massachusetts : BLACKSTONE VALLEY ELECTRIC COMPANY : Certificate of Notification Lincoln, Rhode Island : Pursuant to Rule 24 NEWPORT ELECTRIC CORPORATION : Middletown, Rhode Island : MONTAUP ELECTRIC COMPANY : West Bridgewater, Massachusetts : (70-8955) : (Public Utility Holding Company Act of 1935): - -------------------------------------------- Eastern Utilities Associates ("EUA"), Eastern Edison Company ("Eastern"), Blackstone Valley Electric Company ("Blackstone"), Newport Electric Corporation ("Newport"), and Montaup Electric Company ("Montaup"), and their Affiliates, EUA Cogenex Corporation ("Cogenex"), EUA Ocean State Corporation ("Ocean State"), EUA Service Corporation ("ESC"), EUA Energy Investment Corporation ("EEIC"), and EUA Energy Services, Inc. ("EUA Energy") (Affiliates are authorized to borrow under the Facility, but are not required to be Declarants), in accordance with the Order of the Securities and Exchange Commission entered in the above matter on April 15, 1997 hereby certify pursuant to Rule 24 that they have borrowed under the Facility as follows: EASTERN UTILITIES ASSOCIATES Week Ending Total Borrowings Range of Rates Fleet Bank 07/04/99 5,240,000 5.4100 - 5.9800 07/11/99 5,460,000 5.2900 - 5.4800 07/18/99 640,000 5.2900 - 5.5400 07/31/99 14,300,000 5.3500 - 5.4800 08/01/99 14,300,000 5.4800 08/08/99 350,000 5.2900 - 5.5400 08/22/99 2,160,000 5.2900 - 5.6600 08/29/99 2,060,000 5.4100 - 5.6000 08/31/99 2,630,000 5.7300 - 5.9800 09/05/99 6,400,000 5.5400 - 5.7900 09/12/99 500,000 5.5400 - 5.7300 09/19/99 190,000 5.5400 - 5.7300 09/26/99 320,000 5.5400 - 5.6000 09/30/99 350,000 5.9800 Bank of New York 07/04/99 13,000,000 5.2500 07/11/99 13,000,000 5.2500 07/18/99 18,000,000 5.2500 - 5.4375 07/25/99 18,000,000 5.4375 07/31/99 33,000,000 5.4300 - 5.4375 08/01/99 33,000,000 5.4300 - 5.4375 08/08/99 33,000,000 5.4375 08/15/99 46,000,000 5.4375 - 5.5625 08/22/99 46,000,000 5.5000 - 5.5625 08/29/99 46,000,000 5.5000 - 5.5625 08/31/99 46,000,000 5.5000 - 5.5625 09/05/99 46,000,000 5.5000 - 5.5625 09/12/99 52,000,000 5.5625 - 5.6875 09/19/99 52,000,000 5.6875 09/26/99 52,000,000 5.6875 09/30/99 52,000,000 5.6875 State Street Bank 07/04/99 12,830,000 5.1125 07/11/99 12,830,000 5.1125 - 5.3000 07/18/99 11,850,000 5.3000 - 5.4250 07/25/99 12,430,000 5.2375 - 5.3000 07/31/99 14,430,000 5.3000 - 5.4250 08/01/99 14,430,000 5.3625 08/08/99 8,450,000 5.3000 - 5.4250 08/15/99 8,450,000 5.3000 - 5.4250 08/22/99 14,470,000 5.2375 - 5.4250 08/29/99 14,470,000 5.4250 - 5.5500 08/31/99 14,500,000 5.6750 - 5.7000 09/05/99 14,500,000 5.5500 - 5.7000 09/12/99 14,520,000 5.4875 - 5.6750 09/19/99 14,520,000 5.4875 - 5.6750 09/26/99 14,540,000 5.4875 - 5.6125 09/30/99 14,560,000 5.6125 - 5.7375 Citibank 07/31/99 9,000,000 5.4000 08/01/99 9,000,000 5.4000 08/08/99 9,000,000 5.4000 Union Bank of California 08/08/99 20,000,000 5.8600 08/15/99 20,000,000 5.8600 08/22/99 20,000,000 5.8600 08/29/99 20,000,000 5.8600 08/31/99 20,000,000 5.8600 09/05/99 20,000,000 5.7800 - 5.8600 09/12/99 20,000,000 5.7800 09/19/99 20,000,000 5.7800 09/26/99 20,000,000 5.7800 09/30/99 20,000,000 5.7800 EASTERN EDISON COMPANY Week Ending Total Borrowings Range of Rates Fleet Bank 07/04/99 2,150,000 5.4100 - 5.9800 07/11/99 540,000 5.2900 - 5.4800 07/18/99 460,000 5.2900 - 5.5400 08/31/99 6,660,000 5.7300 - 5.9800 09/30/99 4,440,000 5.9800 Bank of New York 09/05/99 3,990,000 5.5625 - 5.8125 09/12/99 4,580,000 5.5625 - 5.7500 09/30/99 6,000,000 6.1250 Bank of America 08/31/99 19,000,000 8.2500 09/05/99 19,000,000 5.8200 09/12/99 19,000,000 5.8200 09/19/99 19,000,000 5.8200 09/26/99 19,000,000 5.8200 09/30/99 8,000,000 5.8200 - 5.8300 BLACKSTONE VALLEY ELECTRIC COMPANY Week Ending Total Borrowings Range of Rates Fleet Bank 07/04/99 1,500,000 5.4100 - 5.9800 07/11/99 830,000 5.2900 - 5.4800 07/18/99 1,580,000 5.2900 - 5.5400 NEWPORT ELECTRIC CORPORATION Week Ending Total Borrowings Range of Rates Fleet Bank 07/04/99 1,400,000 5.4100 - 5.9800 07/11/99 1,400,000 5.2900 - 5.4800 07/18/99 720,000 5.2900 - 5.5400 09/05/99 5,820,000 5.5400 - 5.7900 09/12/99 5,200,000 5.5400 - 5.7300 09/19/99 4,130,000 5.5400 - 5.7300 09/26/99 2,620,000 5.5400 - 5.6000 09/30/99 2,460,000 5.9800 EUA OCEAN STATE CORPORATION Week Ending Total Borrowings Range of Rates Fleet Bank 07/04/99 2,890,000 5.4100 - 5.9800 07/11/99 2,890,000 5.2900 - 5.4800 07/18/99 3,300,000 5.2900 - 5.5400 07/25/99 3,300,000 5.2900 - 5.3500 07/31/99 3,300,000 5.3500 - 5.4800 08/01/99 3,300,000 5.4800 08/08/99 3,300,000 5.2900 - 5.5400 08/15/99 3,300,000 5.2900 - 5.4100 08/22/99 2,640,000 5.2900 - 5.6600 08/29/99 2,640,000 5.4100 - 5.6000 08/31/99 2,640,000 5.7300 - 5.9800 09/05/99 3,240,000 5.5400 - 5.7900 09/12/99 1,740,000 5.5400 - 5.7300 09/19/99 1,270,000 5.5400 - 5.7300 09/26/99 1,270,000 5.5400 - 5.6000 09/30/99 1,270,000 5.9800 Bank of New York 09/12/99 1,500,000 5.6875 09/19/99 1,500,000 5.6875 09/26/99 1,500,000 5.6875 09/30/99 1,500,000 5.6875 EUA COGENEX CORPORATION Week Ending Total Borrowings Range of Rates Fleet Bank 07/04/99 4,800,000 5.4100 - 5.9800 07/11/99 4,600,000 5.2900 - 5.4800 07/18/99 2,200,000 5.2900 - 5.5400 07/25/99 2,060,000 5.2900 - 5.3500 07/31/99 100,000 5.3500 - 5.4800 08/01/99 100,000 5.4800 08/08/99 840,000 5.2900 - 5.5400 08/15/99 800,000 5.3500 08/22/99 1,080,000 5.2900 - 5.6600 08/29/99 680,000 5.4100 - 5.6000 08/31/99 680,000 5.7300 - 5.9800 09/05/99 980,000 5.5400 - 5.7900 09/12/99 980,000 5.5400 - 5.7300 09/19/99 1,030,000 5.5400 - 5.7300 09/26/99 480,000 5.5400 - 5.6000 09/30/99 1,040,000 5.9800 Bank of New York 07/04/99 9,000,000 5.2500 07/11/99 9,000,000 5.2500 07/18/99 11,000,000 5.2500 - 5.4375 07/25/99 11,000,000 5.4375 07/31/99 11,000,000 5.4375 08/01/99 11,000,000 5.4375 08/08/99 11,000,000 5.4375 08/15/99 7,000,000 5.4375 - 5.5625 08/22/99 7,000,000 5.5625 08/29/99 7,000,000 5.5625 08/31/99 7,000,000 5.5625 09/05/99 7,000,000 5.5625 09/12/99 7,000,000 5.5625 09/19/99 6,000,000 5.6875 09/26/99 6,000,000 5.6875 09/30/99 6,000,000 5.6875 The foregoing borrowings were steps in the consummation of a series of transactions during the period ending September 30, 1999 in accordance with the terms and conditions of and for the purposes represented by, the joint application-declaration, as amended, as filed in said matter and the Order with respect hereto. EASTERN UTILITIES ASSOCIATES EASTERN EDISON COMPANY BLACKSTONE VALLEY ELECTRIC COMPANY NEWPORT ELECTRIC CORPORATION MONTAUP ELECTRIC COMPANY By: Clifford J. Hebert, Jr. Treasurer Date: November 15, 1999 -----END PRIVACY-ENHANCED MESSAGE-----