-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0kYj8KguzvgAwK5xrYZOIY9/lzoM8zxOxPOVmpVrV4u+KygNhB7xLs/PvdE/2pn x5lNQf97kz7ZXb3ttwzKQQ== 0000031224-99-000002.txt : 19990129 0000031224-99-000002.hdr.sgml : 19990129 ACCESSION NUMBER: 0000031224-99-000002 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00057 FILM NUMBER: 99515014 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 U-12-IB 1 U-12-IB (DGP) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. Form U-12(I)-B (Three-Year Statement) Three-Year period ending 2000 STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE U-71(b). 1. Name and Business address of person filing statement. Donald G. Pardus One Liberty Square, P. O. Box 2333 Boston, MA 02107 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71. None. 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. Blackstone Valley Electric Company Eastern Utilities Associates Eastern Edison Company Montaup Electric Company EUA Service Corporation EUA Ocean State Corporation EUA Cogenex Corporation EUA Energy Investment Corporation EUA Cogenex-Canada, Inc. Newport Electric Corporation EUA TransCapacity, Inc. Northeast Energy Management, Inc. Eastern Unicord Corporation EUA Energy Services, Inc. EUA Bioten, Inc. EUA Cogenex West Corporation EUA Telecommunication Corporation EUA Compression Services, Inc. EUA Citizens Conservation Services Corporation 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. Chairman and Director of EUA Service Corporation, Montaup Electric Company, EUA Energy Investment Corporation, EUA Ocean State Corporation, Eastern Unicord Corporation, Blackstone Valley Electric Company, Eastern Edison Company, EUA Cogenex Corporation, Newport Electric Corporation, EUA TransCapacity, Inc., Northeast Energy Management, Inc., EUA Bioten, Inc., EUA Energy Services, Inc., EUA Telecommunication Corporation and EUA Compression Services, Inc. Chairman of EUA Cogenex-Canada, Inc. Trustee, Chairman, Chief Executive Officer of Eastern Utilities Associates Director of EUA Citizens Conservation Services Corporation and EUA Cogenex West Corporation 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only). !Salary or other compensations ! Person or company from ! whom received or Name of recipient ! Received ! to be received ! to be received ! (a) ! (b) ! ! ! ! Donald G. Pardus ! $628,176.08 ! $1,352,149.01 ! EUA Service Corporation (b) Basis for compensation if other than salary. 6. (To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in Item 2, above, during the calendar year in connection with the activities described in Item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: $ None (b) Itemized list of all other expenses: Date January 21, 1999 (Signed) /s/Donald G. Pardus Donald G. Pardus -----END PRIVACY-ENHANCED MESSAGE-----