-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MFQN1iAsYqLB9sfxLwnvQqZ/8SMDB2xTFm66V+EWmqMmeaU1E00C7RKj3XVOk42W c4y2fTlKfuN0H95a65BoiQ== 0000031224-98-000020.txt : 19980529 0000031224-98-000020.hdr.sgml : 19980529 ACCESSION NUMBER: 0000031224-98-000020 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980331 FILED AS OF DATE: 19980528 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00013 FILM NUMBER: 98632735 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 U-9C-3 1 FORM U-9C-3
ITEM 1 - ORGANIZATION CHART NAME OF ENERGY OR PERCENTAGE OF REPORTING GAS RELATED DATE OF STATE OF VOTING NATURE OF COMPANY COMPANY ORGANIZATION ORGANIZATION SECURITIES HELD BUSINESS EUA Compression Services Inc. Energy Related 5/23/97 Massachusetts 100 electro- technologies AllQuest Compressor Services, L.L.C. Energy Related 5/23/97 Delaware 9.9 electro- technologies
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS ($ in 000's) COMPANY TYPE OF PRINCIPAL PERSON TO COLLATERAL CONSIDERATION ISSUING SECURITY AMOUNT OF ISSUE OR COST OF WHOM SECURITY GIVEN WITH RECEIVED FOR SECURITY ISSUED SECURITY RENEWAL CAPITAL WAS ISSUED SECURITY EACH SECURITY EUA Energy short term 315 issue 6.26% EUA Compression Investment notes Services
AMOUNT OF COMPANY COMPANY CAPITAL CONTRIBUTING RECEIVING CONTRIBUTION CAPITAL CAPITAL (000's) None. ITEM 3 - ASSOCIATE TRANSACTIONS Part I - Transactions performed by reporting companies on behalf of associate companies. REPORTING ASSOCIATE COMPANY COMPANY TYPES OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED None. Part II - Transactions performed by associate companies on behalf of reporting companies. REPORTING ASSOCIATE COMPANY COMPANY TYPE OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED EUA Service EUA Compression labor $613 $613 Corporation Services, Inc. ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT ($ IN 000'S) INVESTMENTS IN ENERGY-RELATED COMPANIES: TOTAL CONSOLIDATED CAPITALIZATION AS OF 3/31/98 739,460 (line 1) TOTAL CAPITALIZATION AS MULTIPLIED BY 15% 110,919 (line 2) (line 1 multiplied by 0.15) GREATER OF $50 MILLION OR line 2 110,919 (line 3) TOTAL CURRENT AGGREGATE INVESTMENT: EUA Compression Services Inc. (Electrotechnologies) 315 TOTAL CURRENT AGGREGATE INVESTMENT 315 (line 4) DIFFERENCE BETWEEN THE GREATER OF $50 MILLION OR 15% OF CAPITALIZATION AND THE TOTAL AGGREGATE INVESTMENT OF THE REGISTERED HOLDING COMPANY SYSTEM (line 3 less line 4) 110,604 (line 5) ITEM 5 - OTHER INVESTMENTS MAJOR LINE OF OTHER INV. OTHER INV REASON FOR ENERGY-RELATED IN LAST IN THIS DIFFERENCE IN BUSINESS U-9C-3 REPORT U-9C-3 REPORT OTHER INV. None. ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements EUA Compression Services, Inc. Balance Sheet (In thousands) March 31, 1998 (unaudited) ASSETS Non-Utility Property: Investments in Subsidiary Companies $187 Other Investments & Notes Recievable 17 Total Non-utility Property 204 Current Assets Accounts Recievable - Other 56 Total Currents Assets 56 Total Assets $260 LIABILITIES Unapprop. Retained Earnings $(101) Total Capitalization (101) Current Liabilities Notes Payable 315 Accounts Payable 33 Interest Accrued 13 Total Current Liabilities 361 Total Liabilities $260 EUA Compression Services, Inc. Income Statement (In thousands) For the quarter and year-to-date periods ended March 31, 1998 (unaudited) 3 Months Ended Year to date March 31, 1998 March 31, 1998 Operations expense 1 1 Depreciation and amortization 1 1 Total operating expense 2 2 Operating Income (2) (2) Other Income & Deductions (35) (35) Income before Interest Charges (37) (37) Interest Charges 4 4 Net Income (41) (41) Allquest Compressor Services, L.L.C. Balance Sheet (In thousands) March 31, 1998 (unaudited) ASSETS Current Assets Accounts Recievable - Other 17 Total Current Assets 17 Total Assets $17 LIABILITIES Additional Paid in Capital $117 Unapprop. Retained Earnings (194) Total Capitalization (77) Current Liabilities Accounts Payable-Ass. Cos. 94 Total Current Liabilities 94 Total Liabilities $17 Allquest Compressor Services, L.L.C. Income Statement (In thousands) For the quarter and year-to-date periods ended March 31, 1998 (unaudited) 3 Months Ended Year to date March 31, 1998 March 31, 1998 Operating Revenue 24 24 Selling, Gen. & Admin. Expense 80 80 Net Income (56) (56) B. Exhibits 1. Certificate of Notification SECURITIES AND EXCHANGE COMMISSION Washington, D.C. - --------------------------------------------- In the Matter of : : EASTERN UTILITIES ASSOCIATES (EUA) : : BOSTON, MA : Certificate of : Notification : Pursuant to : Form U-9C-3 : : (Public Utility Holding Company Act of 1935): - --------------------------------------------- In accordance with the terms and conditions of Rule 58 under the Public Utility Holding Company Act of 1935, and the Order of the Commission dated February 14, 1997 Release No. 35-26667 (the "Order"), the undersigned hereby encloses herewith for filing pursuant to the above- referenced Order for the period ended March 31, 1998. A copy of this filing has been sent to: Massachusetts Public Utilities Commission 100 Cambridge Street Boston, MA 02202 and Rhode Island Public Utilities Commission 100 Orange Street Providence, RI 02903 Very truly yours, EASTERN UTILITIES ASSOCIATES By: /s/ Clifford J. Hebert, Jr. Clifford J. Hebert, Jr. Treasurer Date: May 28, 1998
EX-27 2 FDS-EUA COMPRESSION SERVICES
OPUR1 3-MOS DEC-31-1998 MAR-31-1998 PER-BOOK 0 204 56 0 0 260 0 0 0 (101) 0 0 0 0 315 0 0 0 0 0 46 260 0 0 2 2 (2) (35) (37) 4 (41) 0 (41) 0 0 (20) 0 0
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