-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I/K6Jv5JzV5od3T/eCSdzMCU2nRAliRrgkBrHk+RVPZXnNI2kq6g4axpRj84EwLn H78h1GYLdn5MYibiX9OI8A== 0000031224-97-000046.txt : 19971127 0000031224-97-000046.hdr.sgml : 19971127 ACCESSION NUMBER: 0000031224-97-000046 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970930 FILED AS OF DATE: 19971126 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00013 FILM NUMBER: 97729395 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 U-9C-3 1 FORM U-9C-3
ITEM 1 - ORGANIZATION CHART NAME OF ENERGY OR PERCENTAGE OF REPORTING GAS RELATED DATE OF STATE OF VOTING NATURE OF COMPANY COMPANY ORGANIZATION ORGANIZATION SECURITIES HELD BUSINESS EUA Compression Services Inc. Energy Related 5/23/97 Massachusetts 100 electro- technologies AllQuest Compression Services, L.L.C. Energy Related 5/23/97 Delaware 9.9 electro- technologies
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS ($ in 000's) COMPANY TYPE OF PRINCIPAL PERSON TO COLLATERAL CONSIDERATION ISSUING SECURITY AMOUNT OF ISSUE OR COST OF WHOM SECURITY GIVEN WITH RECEIVED FOR SECURITY ISSUED SECURITY RENEWAL CAPITAL WAS ISSUED SECURITY EACH SECURITY None.
AMOUNT OF COMPANY COMPANY CAPITAL CONTRIBUTING RECEIVING CONTRIBUTION CAPITAL CAPITAL (000's) None in the quarter ended September 30, 1997 ITEM 3 - ASSOCIATE TRANSACTIONS Part I - Transactions performed by reporting companies on behalf of associate companies. REPORTING ASSOCIATE COMPANY COMPANY TYPES OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED None. Part II - Transactions performed by associate companies on behalf of reporting companies. REPORTING ASSOCIATE COMPANY COMPANY TYPE OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED EUA Service EUA Compression labor $111.28 $111.28 Corporation Services, Inc. ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT ($ IN 000'S) INVESTMENTS IN ENERGY-RELATED COMPANIES: TOTAL CONSOLIDATED CAPITALIZATION AS OF 9/30/97 742,772 (line 1) TOTAL CAPITALIZATION AS MULTIPLIED BY 15% 111,416 (line 2) (line 1 multiplied by 0.15) GREATER OF $50 MILLION OR line 2 111,416 (line 3) TOTAL CURRENT AGGREGATE INVESTMENT: EUA Compression Services Inc. (Electrotechnologies) 225 TOTAL CURRENT AGGREGATE INVESTMENT 225 (line 4) DIFFERENCE BETWEEN THE GREATER OF $50 MILLION OR 15% OF CAPITALIZATION AND THE TOTAL AGGREGATE INVESTMENT OF THE REGISTERED HOLDING COMPANY SYSTEM (line 3 less line 4) 111,191 (line 5) ITEM 5 - OTHER INVESTMENTS MAJOR LINE OF OTHER INV. OTHER INV REASON FOR ENERGY-RELATED IN LAST IN THIS DIFFERENCE IN BUSINESS U-9C-3 REPORT U-9C-3 REPORT OTHER INV. None. ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements EUA Compression Services, Inc. Balance Sheet (In thousands) September 30, 1997 (unaudited) ASSETS Non-Utility Property: Investments in Subsidiary Companies $225 Other Investments & Notes Recievable 19 Total Non-utility Property 244 Current Assets Accounts Recievable - Other 4 Total Currents Assets 4 Total Assets $248 LIABILITIES Unapprop. Retained Earnings $ (8) Total Capitalization (8) Current Liabilities Notes Payable 225 Accounts Payable 31 Total Current Liabilities 256 Total Liabilities $248 EUA Compression Services, Inc. Income Statement (In thousands) For the quarter and year-to-date periods ended September 30, 1997 (unaudited) 3 Months Ended Year to date September 30, 1997 September 30, 1997 Operations expense 11 11 Depreciation and amortization 1 1 Total operating expense 12 12 Operating Income (12) (12) Other Income & Deductions 4 4 Net Income (8) (8) ** Financial statements for Allquest Compression Services, L.L.C. to be filed by amendment. B. Exhibits 1. Certificate of Notification SECURITIES AND EXCHANGE COMMISSION Washington, D.C. - --------------------------------------------- In the Matter of : : EASTERN UTILITIES ASSOCIATES (EUA) : : BOSTON, MA : Certificate of : Notification : Pursuant to : Form U-9C-3 : : (Public Utility Holding Company Act of 1935): - --------------------------------------------- In accordance with the terms and conditions of Rule 58 under the Public Utility Holding Company Act of 1935, and the Order of the Commission dated February 14, 1997 Release No. 35-26667 (the "Order"), the undersigned hereby encloses herewith for filing pursuant to the above- referenced Order for the period ended September 30, 1997. A copy of this filing has been sent to: Massachusetts Public Utilities Commission 100 Cambridge Street Boston, MA 02202 and Rhode Island Public Utilities Commission 100 Orange Street Providence, RI 02903 Very truly yours, EASTERN UTILITIES ASSOCIATES By: /s/ Clifford J. Hebert, Jr. Clifford J. Hebert, Jr. Treasurer Date: November 26, 1997
EX-27 2 FDS
OPUR1 9-MOS DEC-31-1997 SEP-30-1997 PER-BOOK 0 244 4 0 0 248 0 0 0 (8) 0 0 0 0 225 0 0 0 0 0 31 248 0 0 12 12 (12) 4 (8) 0 (8) 0 (8) 0 0 19 0 0
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