-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuTs+sS6V5zNHULzZ/pTO3NwtKM0ZHRXQ14qH60EitkEgTg/uxQJHzvjz8dXfLO3 xq6ra6cxffatZtUeJeuq+w== 0000031224-97-000008.txt : 19970130 0000031224-97-000008.hdr.sgml : 19970130 ACCESSION NUMBER: 0000031224-97-000008 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970129 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00001 FILM NUMBER: 97513673 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 U-12-IB 1 U-12-I-B CJH SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. Form U-12(I)-B (Three-Year Statement) Three-Year period ending 1996 STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE U-71(b). 1. Name and Business address of person filing statement. Clifford J. Hebert, Jr. One Liberty Square, P. O. Box 2333 Boston, Massachusetts 02107 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71. None. 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. Blackstone Valley Electric Company Eastern Utilities Associates Eastern Edison Company Montaup Electric Company EUA Service Corporation EUA Ocean State Corporation EUA Cogenex Corporation EUA Energy Investment Corporation EUA Cogenex-Canada, Inc. Newport Electric Corporation EUA TransCapacity, Inc. Northeast Energy Management, Inc. Eastern Unicord Corporation EUA Highland Corporation EUA Bioten, Inc. EUA Energy Services, Inc. EUA Citizens Conservation Services Corporation 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. Treasurer and Clerk Eastern Edison Company, EUA Energy Investment Corporation, Montaup Electric Company, Eastern Unicord Corporation, EUA Cogenex Corporation, Northeast Energy Management, Inc., EUA TransCapacity, Inc., EUA Citizens Conservation Services Corporation, EUA Highland Corporation, EUA Bioten, Inc. and EUA Energy Services, Inc. Treasurer and Assistant Secretary of EUA Cogenex-Canada, Inc. Treasurer and Secretary of Eastern Utilities Associates, Blackstone Valley Electric Company, Newport Electric Company and EUA Ocean State Corporation Treasurer, Secretary and Clerk of EUA Service Corporation 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only).
_____________________________________________________________________________________ ! Salary or other compensations ! Person or company from !_________________________________! whom received or to be Name of recipient ! Received ! to be received! received ! (a) ! (b) ! ___________________!______________!____________!_________________________ Clifford J. Hebert ! $147,535.44 ! $313,011.19 ! EUA Service Corporation ______________________!_________________!_______________!____________________________
(b) Basis for compensation if other than salary. 6. (To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in Item 2, above, during the calendar year in connection with the activities described in Item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: $_______________ (b) Itemized list of all other expenses: Date _January 27, 1997____________ (Signed) /s/Clifford J. Hebert, Jr.___ U12CJH
-----END PRIVACY-ENHANCED MESSAGE-----