-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NfMt5uCGP5aeoSIXBsoxJW3IjmnW8tYeIO0JC2SfJMGiPREdmWj97IOgzhTo7dFF muPZYKHAc2PVBKhBJQctAw== 0000031224-98-000031.txt : 19980827 0000031224-98-000031.hdr.sgml : 19980827 ACCESSION NUMBER: 0000031224-98-000031 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980826 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00013 FILM NUMBER: 98698021 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 U-9C-3 1 FORM U-9C-3
ITEM 1 - ORGANIZATION CHART NAME OF ENERGY OR PERCENTAGE OF REPORTING GAS RELATED DATE OF STATE OF VOTING NATURE OF COMPANY COMPANY ORGANIZATION ORGANIZATION SECURITIES HELD BUSINESS EUA Compression Services Inc. Energy Related 5/23/97 Massachusetts 100 electro- technologies AllQuest Compressor Services, L.L.C. Energy Related 5/23/97 Delaware 9.9 electro- technologies
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS ($ in 000's) COMPANY TYPE OF PRINCIPAL PERSON TO COLLATERAL CONSIDERATION ISSUING SECURITY AMOUNT OF ISSUE OR COST OF WHOM SECURITY GIVEN WITH RECEIVED FOR SECURITY ISSUED SECURITY RENEWAL CAPITAL WAS ISSUED SECURITY EACH SECURITY EUA Energy short term 337 issue 6.03% EUA Compression Investment notes Services
AMOUNT OF COMPANY COMPANY CAPITAL CONTRIBUTING RECEIVING CONTRIBUTION CAPITAL CAPITAL (000's) None. ITEM 3 - ASSOCIATE TRANSACTIONS Part I - Transactions performed by reporting companies on behalf of associate companies. REPORTING ASSOCIATE COMPANY COMPANY TYPES OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED None. Part II - Transactions performed by associate companies on behalf of reporting companies. REPORTING ASSOCIATE COMPANY COMPANY TYPE OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED EUA Service EUA Compression labor $644 $644 Corporation Services, Inc. ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT ($ IN 000'S) INVESTMENTS IN ENERGY-RELATED COMPANIES: TOTAL CONSOLIDATED CAPITALIZATION AS OF 6/30/98 731,043 (line 1) TOTAL CAPITALIZATION AS MULTIPLIED BY 15% 109,656 (line 2) (line 1 multiplied by 0.15) GREATER OF $50 MILLION OR line 2 109,656 (line 3) TOTAL CURRENT AGGREGATE INVESTMENT: EUA Compression Services Inc. (Electrotechnologies) 337 TOTAL CURRENT AGGREGATE INVESTMENT 337 (line 4) DIFFERENCE BETWEEN THE GREATER OF $50 MILLION OR 15% OF CAPITALIZATION AND THE TOTAL AGGREGATE INVESTMENT OF THE REGISTERED HOLDING COMPANY SYSTEM (line 3 less line 4) 109,319 (line 5) ITEM 5 - OTHER INVESTMENTS MAJOR LINE OF OTHER INV. OTHER INV REASON FOR ENERGY-RELATED IN LAST IN THIS DIFFERENCE IN BUSINESS U-9C-3 REPORT U-9C-3 REPORT OTHER INV. None. ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements EUA Compression Services, Inc. Balance Sheet (In thousands) June 30, 1998 (unaudited) ASSETS Non-Utility Property: Investments in Subsidiary Companies $192 Other Investments & Notes Recievable 16 Total Non-utility Property 208 Current Assets Accounts Recievable - Other 65 Total Currents Assets 65 Total Assets $273 LIABILITIES Unapprop. Retained Earnings $(119) Total Capitalization (119) Current Liabilities Notes Payable 337 Accounts Payable 38 Interest Accrued 17 Total Current Liabilities 392 Total Liabilities $273 EUA Compression Services, Inc. Income Statement (In thousands) For the quarter and year-to-date periods ended June 30, 1998 (unaudited) 3 Months Ended Year to date June 30, 1998 June 30, 1998 Operations expense 4 5 Depreciation and amortization 1 2 Total operating expense 5 7 Operating Income (5) (7) Other Income & Deductions (8) (43) Income before Interest Charges(13) (50) Interest Charges 5 9 Net Income (18) (59) Allquest Compressor Services, L.L.C. Balance Sheet (In thousands) June 30, 1998 (unaudited) ASSETS Current Assets Accounts Recievable - Ass. Cos. 11 Accounts Recievable - Other 9 Total Current Assets 20 Total Assets $20 LIABILITIES Additional Paid in Capital $267 Unapprop. Retained Earnings (247) Total Capitalization (20) Current Liabilities Accounts Payable-Ass. Cos. 0 Total Current Liabilities 0 Total Liabilities $20 Allquest Compressor Services, L.L.C. Income Statement (In thousands) For the quarter and year-to-date periods ended June 30, 1998 (unaudited) 3 Months Ended Year to date June 30, 1998 June 30, 1998 Operating Revenue 0 24 Selling, Gen. & Admin. Expense 53 133 Net Income (53) (109) B. Exhibits 1. Certificate of Notification SECURITIES AND EXCHANGE COMMISSION Washington, D.C. - --------------------------------------------- In the Matter of : : EASTERN UTILITIES ASSOCIATES (EUA) : : BOSTON, MA : Certificate of : Notification : Pursuant to : Form U-9C-3 : : (Public Utility Holding Company Act of 1935): - --------------------------------------------- In accordance with the terms and conditions of Rule 58 under the Public Utility Holding Company Act of 1935, and the Order of the Commission dated February 14, 1997 Release No. 35-26667 (the "Order"), the undersigned hereby encloses herewith for filing pursuant to the above- referenced Order for the period ended June 30, 1998. A copy of this filing has been sent to: Massachusetts Department of Telecommunications & Energy 100 Cambridge Street Boston, MA 02202 and Rhode Island Public Utilities Commission 100 Orange Street Providence, RI 02903 Very truly yours, EASTERN UTILITIES ASSOCIATES By: /s/ Clifford J. Hebert, Jr. Clifford J. Hebert, Jr. Treasurer Date: August 26, 1998
EX-27 2 FDS-EUA COMPRESSION SERVICES
OPUR1 6-MOS DEC-31-1998 JUN-30-1998 PER-BOOK 0 208 65 0 0 273 0 0 0 (119) 0 0 0 0 337 0 0 0 0 0 55 273 0 0 7 7 (7) (43) (50) 9 (59) 0 (59) 0 0 (15) 0 0
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