-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ODVWX9/zXaz3IY1Nl9d9DEDNIkajBbdVly1FzleZLP6ONOwFcfuXyKOrxne/6BEC kFdZJ0OSX42hpfZGchVNrg== 0000031224-97-000038.txt : 19970912 0000031224-97-000038.hdr.sgml : 19970912 ACCESSION NUMBER: 0000031224-97-000038 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970630 FILED AS OF DATE: 19970829 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN UTILITIES ASSOCIATES CENTRAL INDEX KEY: 0000031224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 041271872 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00013 FILM NUMBER: 97672854 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQ STREET 2: P O BOX 2333 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173579590 U-9C-3 1 FORM U-9C-3
ITEM 1 - ORGANIZATION CHART NAME OF ENERGY OR PERCENTAGE OF REPORTING GAS RELATED DATE OF STATE OF VOTING NATURE OF COMPANY COMPANY ORGANIZATION ORGANIZATION SECURITIES HELD BUSINESS EUA Compression Services Inc.(New) Energy Related 5/23/97 Massachusetts 100 electro- technologies
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS ($ in 000's) COMPANY TYPE OF PRINCIPAL PERSON TO COLLATERAL CONSIDERATION ISSUING SECURITY AMOUNT OF ISSUE OR COST OF WHOM SECURITY GIVEN WITH RECEIVED FOR SECURITY ISSUED SECURITY RENEWAL CAPITAL WAS ISSUED SECURITY EACH SECURITY None.
AMOUNT OF COMPANY COMPANY CAPITAL CONTRIBUTING RECEIVING CONTRIBUTION CAPITAL CAPITAL (000's) EUA Energy Investment Corporation EUA Compression 225 Services, Inc. ITEM 3 - ASSOCIATE TRANSACTIONS Part I - Transactions performed by reporting companies on behalf of associate companies. REPORTING ASSOCIATE COMPANY COMPANY TYPES OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED None. Part II - Transactions performed by associate companies on behalf of reporting companies. REPORTING ASSOCIATE COMPANY COMPANY TYPE OF DIRECT INDIRECT TOTAL RENDERING RECEIVING SERVICES COSTS COSTS COST OF AMOUNT SERVICES SERVICES RENDERED CHARGED CHARGED CAPITAL BILLED None. ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT ($ IN 000'S) INVESTMENTS IN ENERGY-RELATED COMPANIES: TOTAL CONSOLIDATED CAPITALIZATION AS OF 6/30/97 786,011 (line 1) TOTAL CAPITALIZATION AS MULTIPLIED BY 15% 117,902 (line 2) (line 1 multiplied by 0.15) GREATER OF $50 MILLION OR line 2 117,902 (line 3) TOTAL CURRENT AGGREGATE INVESTMENT: EUA Compression Services Inc. (Electrotechnologies) 225 TOTAL CURRENT AGGREGATE INVESTMENT 225 (line 4) DIFFERENCE BETWEEN THE GREATER OF $50 MILLION OR 15% OF CAPITALIZATION AND THE TOTAL AGGREGATE INVESTMENT OF THE REGISTERED HOLDING COMPANY SYSTEM (line 3 less line 4) 117,677 (line 5) ITEM 5 - OTHER INVESTMENTS MAJOR LINE OF OTHER INV. OTHER INV REASON FOR ENERGY-RELATED IN LAST IN THIS DIFFERENCE IN BUSINESS U-9C-3 REPORT U-9C-3 REPORT OTHER INV. None. ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements EUA Compression Services, Inc. Balance Sheet (In thousands) June 30, 1997 (unaudited) ASSETS Non-Utility Property: Inv. in Subsidiary Cos. $225 Total Assets $225 LIABILITIES Current Liabilities Notes Payable $225 Total Liabilities $225 EUA Compression Services, Inc. Income Statement (In thousands) For the quarter and year-to-date periods ended June 30, 1997 (unaudited) ** No activity ** B. Exhibits 1. Certificate of Notification SECURITIES AND EXCHANGE COMMISSION Washington, D.C. - --------------------------------------------- In the Matter of : : EASTERN UTILITIES ASSOCIATES (EUA) : : BOSTON, MA : Certificate of : Notification : Pursuant to : Form U-9C-3 : : (Public Utility Holding Company Act of 1935): - --------------------------------------------- In accordance with the terms and conditions of Rule 58 under the Public Utility Holding Company Act of 1935, and the Order of the Commission dated February 14, 1997 Release No. 35-26667 (the "Order"), the undersigned hereby encloses herewith for filing pursuant to the above- referenced Order for the period ended June 30, 1997. A copy of this filing has been sent to: Massachusetts Public Utilities Commission 100 Cambridge Street Boston, MA 02202 and Rhode Island Public Utilities Commission 100 Orange Street Providence, RI 02903 Very truly yours, EASTERN UTILITIES ASSOCIATES By: /s/ Clifford J. Hebert, Jr. Clifford J. Hebert, Jr. Treasurer Date: August 29, 1997
EX-27 2 FDS
OPUR1 3-MOS DEC-31-1997 JUN-30-1997 PER-BOOK 0 225 0 0 0 225 0 0 0 0 0 0 0 0 225 0 0 0 0 0 0 225 0 0 0 0 0 0 0 0 0 0 0 0 0 225 0 0
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