Filed Pursuant to Rule 433

Registration No. 333-190038

August 5, 2015

Equities US ETF & ETN Guide1 July 2015 1,748 US listed products Total $2,136bn in ETF assets and ETNs issued Exchange Traded Funds (ETFs) Equities Assets (bn) Page US Indices: Broad-Based Total Market Broad-Based, Large Cap Broad-Based, Mid Cap Broad-Based, $548.8 1 Small Cap Broad-Based, Micro Cap Broad-Based US Indices: Value $90.9 1 Total Market Value, Large Cap Value, Mid Cap Value, Small Cap Value US Indices: Growth $105.7 1 Total Market Growth, Large Cap Growth, Mid Cap Growth, Small Cap Growth Sectors Consumer Discretionary, Consumer Staples, Energy, Financials, Healthcare, Industrials, Materials, $334.2 2 Multi-Sector, Real Estate, Technology, Telecommunications, Utilities, Water and Clean Energy International $387.2 4 Global, Asia Pacific, Europe, North America, Emerging Markets – Regional, Emerging Markets – General Leveraged – Equities $15.6 6 Inverse – Equities $8.4 7 Dividend $139.0 8 Domestic, International FICC Fixed Income $299.5 9 US Credit, US Government, Aggregate and Other, International, Municipal Commodities $50.3 11 Currencies $2.9 11 Leveraged – FICC $1.6 11 Inverse – FICC $7.2 11 Specialty Active $13.7 13 Fundamental $14.8 13 Life Cycle and Allocation $1.4 13 Long/Short $1.0 14 Quantitative $52.5 14 Domestic, International Other $35.3 15 Exchange Traded Notes (ETNs) Commodities $4.2 17 General, Specific Currencies $0.0 17 Leveraged/Inverse $8.7 17 Volatility $2.8 18 Other $10.7 18 Contacts Index and Portfolio Desk Analysts Trading Gabi Baez Laura Magnani William Prager Ryan Laffey +1 212 526 9374 +1 212 526 0383 +1 212 526 8979 +1 212 526 8979 gabriela.baez@barclays.com laura.magnani@barclays.com william.prager@barclays.com ryan.laffey@barclays.com 1 All data and product names in this guide are derived from Bloomberg as of July 10, 2015. Full product names can be obtained in the relevant prospectuses relating to the products. iPath, iPath ETNs, and the iPath logo are registered trademarks of Barclays Bank PLC. All other trademarks, servicemarks, or registered trademarks are the property of their respective owners. This Is Not a Product of Barclays Research. This Is a Product of Barclays Desk Analysts and Trading. For Institutional Investors Only.

For the most current data on the equity derivatives markets, as well as online access to world-class analytics tools, please visit the US VolCenter on Barclays Live at live.barclays.com (keyword: USVolCenter).

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * US Indices: Broad-Based US Indices: Broad-Based (continued) Total Market Broad-Based Micro Cap Broad-Based (continued) VTI Vanguard Total Stock Mkt CRSPTMT $56,220 $297.8 ü PZI PwrShrs Zacks MicroCap ZAX $29 $0.1 IWV iShares Russell 3000 RU30INTR 6,245 26.7 ü WMCR Wilshire Micro-Cap W5KMICRO 20 0.1 Equities SCHB Schwab US Broad Market DW25T 5,114 25.0 ü VXF Vanguard Extended Market SPTRCMI 4,241 25.1 ü US Indices: Value ITOT iShares Core S&P Total Mkt SPTRSUPR 2,429 13.5 ü Total Market Value IYY iShares DJ US Index DJUST 966 2.6 IUSV iShares Core US Value RU30VATR $885 $4.2 ONEQ Fidelity NASDAQ Composite CCMP 591 4.1 VUSE Vident Core US Equity VIUSX 367 1.2 Large Cap Value THRK SPDR Russell 3000 RU30INTR 250 1.5 IWD iShares Russell 1000 Value RU10VATR $25,873 $164.0 ü VTHR Vanguard Russell 3000 RU30INTR 174 0.8 VTV Vanguard Value CRSPLCVT 18,365 86.6 ü CNTR PwrShrs Contrarian Opportun DJCNTRAT 3 0.0 IVE iShares S&P 500 Value SPTRSVX 8,464 63.0 ü SCHV Schwab US LC Value DWLVT 1,408 7.2 ü Large Cap Broad-Based MGV Vanguard Mega Cap Value CRSPMEVT 1,000 3.4 ü SPY SPDR S&P 500 SPXT $180,307 $23,810.5 ü RPV Guggenheim S&P 500 PureVal SPXPV 944 8.7 ü IVV iShares S&P 500 SPTR 69,141 797.4 ü VONV Vanguard Russell 1000 Val RU10VATR 418 2.3 VOO Vanguard S&P 500 SPXT 33,750 320.5 ü JKF iShares Mrngstr LC Value MLVLT 287 0.9 DIA SPDR DJ Indust Avg INDU 12,391 949.5 ü VOOV Vanguard S&P 500 Val SPTRSVX 285 1.1 IWB iShares Russell 1000 RU10INTR 12,305 98.8 ü SPYV SPDR S&P 500 Value SPTRSVX 231 2.1 RSP Guggenheim S&P 500 EW SPXEWTR 10,983 91.3 ü IWX iShares Russell T200 Value RUTPVATR 169 0.6 VV Vanguard LC CRSPLCT 6,033 18.0 ü PXLV PS Russell Top 200 Pure Val RT2PVALT 41 0.1 SCHX Schwab US LC DWLT 4,555 25.1 ü OEF iShares S&P 100 SPTR100 4,237 70.2 ü Mid Cap Value MGC Vanguard Mega Cap CRSPMET 1,041 3.3 ü IWS iShares Russell MC Value RUMCVATR $6,996 $41.3 ü JKD iShares Mrngstr LC MLCRT 639 3.7 IJJ iShares S&P MC 400 Value SPTRMV 4,197 10.8 ü VONE Vanguard Russell 1000 RU10INTR 524 2.7 VOE Vanguard MC Value CRSPMIVT 4,041 19.9 ü XLG Guggenheim Russell Top 50 RUTP50TR 501 2.2 JKI iShares Mrngstr MC Value MMVLT 217 0.7 EQAL PowerShares R1000 Equal Wgt RU1ELCTR 156 1.8 MDYV SPDR S&P MC 400 Value SPTRMPV 123 0.8 EWRI Guggenheim Russell 1000 EW RU1ELCTR 97 0.5 RFV Guggenheim S&P 400 PureVal SPTRMPV 118 0.6 IWL iShares Russell T200 RUTPINTR 97 1.1 IVOV Vanguard S&P MC 400 Val SPTRMV 112 0.5 ONEK SPDR Russell 1000 RU10INTR 74 0.4 PXMV PS Russell MC Pure Value RMCPVALT 48 0.2 EUSA iShares MSCI USA GDDUUS 54 0.3 Small Cap Value Mid Cap Broad-Based IWN iShares Russell 2000 Value RU20VATR $6,188 $113.5 ü IJH iShares S&P MC 400 SPTRMDCP $26,644 $174.5 ü VBR Vanguard SC Value CRSPSCVT 5,743 27.5 ü MDY SPDR S&P MC 400 MID 15,863 463.0 ü IJS iShares S&P SC 600 Value SPTRSV 3,485 11.9 ü IWR iShares Russell MC RUMCINTR 12,899 45.0 ü JKL iShares Mrngstr SC Value MSVLT 421 1.6 VO Vanguard MC CRSPMIT 12,349 48.1 ü SLYV SPDR S&P SC 600 Value SPTRSV 390 1.8 SCHM Schwab US MC DWMT 1,908 9.6 ü RZV Guggenheim S&P 600 PureVal SPTRSPV 171 0.8 JKG iShares Mrngstr MC MMCRT 537 2.6 VIOV Vanguard S&P SC 600 Val SPTRSV 96 0.4 IVOO Vanguard S&P MC 400 SPTRMDCP 381 1.9 VTWV Vanguard Russell 2000 Val RU20VATR 79 0.5 EWRM Guggenheim Russell MC EW RUMEMCTR 153 0.5 PXSV PS Russell 2000 Pure Value R2KPVALT 71 0.3 RSCO SPDR Russell SC Complete RSCCINTR 100 0.3 US Indices: Growth Small Cap Broad-Based Total Market Growth IWM iShares Russell 2000 RU20INTR $30,170 $3,621.2 ü IUSG iShares Core US Growth RU30GRTR $688 $5.0 IJR iShares S&P SC 600 SPTRSMCP 16,849 97.9 ü VB Vanguard SC CRSPSCT 11,779 52.9 ü Large Cap Growth SCHA Schwab US SC DWST 3,022 16.0 ü IWF iShares Russell 1000 Gro RU10GRTR $29,636 $170.9 ü VTWO Vanguard Russell 2000 RU20INTR 599 6.2 ü VUG Vanguard Growth CRSPLCGT 19,045 84.6 ü SLY SPDR S&P SC 600 SPTRSMCP 412 1.6 IVW iShares S&P 500 Growth SPTRSGX 12,809 93.6 ü JKJ iShares Mrngstr SC MSCRT 228 0.6 SCHG Schwab US LC Growth DWLGT 2,198 11.6 ü VIOO Vanguard S&P SC 600 SPTRSMCP 208 1.1 RPG Guggenheim S&P 500 PureGro SPTRXPG 2,180 12.7 ü TWOK SPDR Russell 2000 RU20INTR 74 0.7 MGK Vanguard Mega Cap Growth CRSPMEGT 1,975 8.3 ü EWRS Guggenheim Russell 2000 EW RU2ESCTR 56 0.4 JKE iShares Mrngstr LC Growth MLGRT 768 2.6 IWY iShares Russell T200 Growth RUTPGRTR 597 2.4 Micro Cap Broad-Based SPYG SPDR S&P 500 Growth SPTRSGX 558 3.6 IWC iShares Micro-cap RUMRINTR $940 $8.2 ü VOOG Vanguard S&P 500 Growth SPTRSGX 551 2.9 FDM First Trust DJ Sel MicroCap DJSM 54 0.1 VONG Vanguard Russell 1000 Gro RU10GRTR 468 2.8 PXLG PS Russell Top 200 Pure Gro RT2PGROT 143 0.4 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 1

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * US Indices: Growth (continued) Sectors (continued) Mid Cap Growth Energy (continued) IWP iShares Russell MC Growth RUMCGRTR $6,245 $33.9 ü VDE Vanguard Energy M2US5ENI $4,155 $46.5 ü IJK iShares S&P MC 400 Growth SPTRMG 5,659 26.4 ü XOP SPDR S&P Oil & Gas E&P SPSIOPTR 1,708 481.1 ü VOT Vanguard MC Growth CRSPMIGT 3,586 18.4 ü IYE iShares US Energy DJUSENT 1,398 49.0 ü RFG Guggenheim S&P 400 PureGro SPTRMPG 781 3.1 IXC iShares Glb Energy SGESNW 1,056 9.9 ü IVOG Vanguard S&P MC 400 Gro SPTRMG 379 1.4 OIH Market Vectors Oil Service MVOIHTR 975 252.8 ü MDYG SPDR S&P MC 400 Growth SPTRMG 246 1.1 FXN First Trust Energy STRQEN 481 7.7 ü JKH iShares Mrngstr MC Growth MMGRT 231 0.8 IEO iShares US O&G E&P DJSOEPT 475 10.8 ü PXMG PS Russell MC Pure Growth RMCPGROT 87 0.2 IEZ iShares US Oil Eqp&Svc DJSOEST 311 7.9 ü FENY Fidelity MSCI Energy M2US0ENI 280 5.4 Small Cap Growth XES SPDR S&P O&G Equip&Svcs SPSIOSTR 238 9.3 ü IWO iShares Russell 2000 Gro RU20GRTR $7,513 $116.2 ü FCG First Trust ISE Nat Gas FUM 198 9.0 ü VBK Vanguard SC Growth CRSPSCGT 4,721 23.2 ü PXI PwrShrs DWA Energy Mom DWENTR 162 1.5 IJT iShares S&P SC 600 Growth SPTRSG 3,522 20.8 ü RYE Guggenheim S&P 500 EW Ener SPXEWEN 155 2.4 SLYG SPDR S&P SC 600 Growth SPTRSG 574 3.1 PXE PwrShrs Dyn Energy E&P DWETR 109 1.0 RZG Guggenheim S&P 600 PureGro SPTRSPG 187 1.8 KOL Market Vectors-Coal MVKOLTR 70 1.0 ü VTWG Vanguard Russell 2000 Gro RU20GRTR 146 1.3 FRAK MktVctrs Unconventional O&G MVFRAKTR 61 0.7 ü JKK iShares Mrngstr SC Growth MSGRT 123 0.3 PXJ PwrShrs Dyn Oil & Gas Svcs DWOTR 60 0.6 ü VIOG Vanguard S&P SC 600 Gro SPTRSG 74 0.4 NLR Mkt Vect Uran + Nuclear En MVNLRTR 54 0.2 PXSG PS Russell 2000 Pure Growth R2KPGROT 34 0.1 PSCE PwrShr S&P SC Energy SPSU6ET 41 0.7 ENY Guggenheim Canada Energy SPTXHUTR 37 0.4 Sectors FILL iShrs MSCI Glb Energy Prod M1WDSEPI 30 0.4 Consumer Discretionary TPYP Tortoise NorthAmer Pipeline TNAP 25 0.7 XLY Cons Discret Sector SPDR IXYTR $10,707 $447.5 ü IPW SPDR S&P Intl Energy SPBMU1UT 25 0.3 FXD First Trust Cons Discr STRQCD 2,573 21.8 ü GNAT WisdomTree Glb Natl Resour WTIDGNRT 19 0.2 ITB iShares US Home Constr DJSHMBT 2,262 111.8 ü IOIL IQ Global Oil SC IQSMOILT 4 0.1 VCR Vanguard Cons Discret M2US5CDI 2,069 15.2 ü EMEY iShares MSCI EM Energy M1EF5EN 3 0.0 XHB SPDR S&P Homebuilders SPSIHOTR 1,835 146.6 ü CHIE Global X China Energy CHIE 3 0.0 XRT SPDR S&P Retail SPSIRETR 1,479 204.9 ü IYC iShares US Cons Svcs DJUSCYT 1,091 9.6 Financials RXI iShares Glb Cons Discr SGDNW 473 9.1 XLF Financial Sector SPDR IXMTR $21,231 $769.7 ü FDIS Fidelity MSCI Cons Discret M2US0CDI 291 4.5 VFH Vanguard Financials M2US5FNI 3,375 19.5 ü RTH Market Vectors Retail MVRTHTR 216 7.1 ü KBE SPDR S&P Bank SPSIBKT 3,095 52.9 ü RCD Guggenheim S&P 500 EW CD SPXEWCD 206 2.0 KRE SPDR S&P Regional Bank SPSIRBKT 2,747 174.6 ü PEJ PwrShrs Dyn Leisure & Ent DZLTR 183 1.8 IYF iShares US Financial DJUSFNT 1,581 41.6 ü PBS PowerShares Dyn Media DZMTR 161 1.4 FXO First Trust Financial STRQFN 1,119 14.1 ü PSCD PwrShr S&P SC Cons Dis SPSU6CDT 126 0.7 IYG iShares US Finan Svcs DJUSFV 724 8.5 ü PEZ PwrShrs DWA Cons Cycl Mom DWCCTRR 122 1.2 IAT iShares US Reg Banks DJSRBKT 466 6.9 ü PKB PwrShrs Dyn Build & Constr DWCTR 53 0.3 EUFN iShares MSCI Europe Fin MXEU0FN 434 6.0 ü CARZ Frst Trst NASDAQ Global Auto QAUTO 32 0.2 KBWB PowerShares KBW Bank BKXTR 403 5.2 ü BJK Market Vectors-Gaming MVBJKTR 29 0.5 ü KIE SPDR S&P Insurance SPSIINST 398 4.6 ü PMR PowerShares Dyn Retail DWRTR 26 0.5 IAI iShares US Broker Dlrs DJSINVT 355 3.1 ü IPD SPDR S&P Intl Cons Discret SPBMUCUT 18 0.2 FNCL Fidelity MSCI Financials M2US0FNI 329 4.4 EMDI iShares MSCI EM ConsDisc M1EF0CD 5 0.0 IXG iShares Glb Financials SGFSNW 285 4.1 RYF Guggenheim S&P 500 EW Fin S40 212 2.6 Consumer Staples KCE SPDR S&P Capital Markets SPSICMT 176 0.5 ü XLP Cons Staples Sector SPDR IXRTR $7,899 $364.7 ü IAK iShares US Insurance DJSINST 125 1.0 FXG First Trust Cons Staples STRQCS 2,682 21.7 ü PSCF PwrShr S&P SC Finance SPSU6FT 121 0.3 VDC Vanguard Cons Staples M2US5CSI 2,553 14.0 ü QABA Frst Trst NQ ABA Comm Bk ABQI 98 1.0 IYK iShares US Cons Goods DJUSNCT 660 9.4 CHIX Global X China Financials CHIF 88 2.0 ü KXI iShares Glb Cons Stap SGCSNW 620 3.7 ü KBWR PowerShares KBW Reg Bank KRXTR 42 0.3 RHS Guggenheim S&P 500 EW CS SPXEWCS 276 2.8 PFI PwrShrs DWA Financial Mom DWFNTR 34 0.3 PBJ PwrShrs Dyn Food & Bev DZFTR 267 2.3 DXJF WsdmTree Japan Hedg Finans WTJFHT 31 0.4 FSTA Fidelity MSCI Cons Staples M2US0CSI 201 3.2 RWW RevenueShares Financial REVWFINT 30 0.2 PSL PwrShrs DWA Cons Stap Mom DWCSTR 101 1.9 KBWP PowerShares KBW Prop&Cas KPXTR 19 0.1 IPS SPDR S&P Intl Cons Stap SPBMU3UT 66 0.5 IPF SPDR S&P Intl Financials SPBMU4UT 14 0.2 PSCC PwrShr S&P SC Cons St SPSU6CST 31 0.3 KBWI PowerShares KBW Insurance KIXTR 11 0.1 KBWC PowerShares KBW Cap Mkts KSXTR 9 0.1 Energy BRAF Global X Brazil Financials SOLBZLX 1 0.0 XLE Energy Sector SPDR IXETR $12,580 $1,369.7 ü 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 2 | US ETF & ETN Guide July 2015

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * Sectors (continued) Sectors (continued) Healthcare Materials (continued) XLV Health Care Sector SPDR IXVTR $15,460 $669.9 ü SIL Global X Silver Miners SOLGLOSI $160 $1.9 ü IBB iShares Nasdaq Biotech XNBI 9,190 596.5 ü SGDM Sprott Gold Miners ZAXSGDM 145 3.3 VHT Vanguard Health Care M2US5HCI 6,184 37.9 ü FMAT Fidelity MSCI Materials M2US0MTI 110 1.9 FXH First Trust Health Care STRQHC 4,164 22.3 ü RTM Guggenheim S&P 500 EW Mats SPXEWMA 89 1.2 FBT Frst Trst NYSE Arca Biotech BTK 3,658 23.2 ü PYZ PwrShrs DWA Basic Mat Mom DWBMTR 73 0.4 XBI SPDR S&P Biotech SPSIBITR 2,892 222.3 ü SLX Market Vectors Steel STEEL 70 1.2 ü IYH iShares US Healthcare DJUSHC 2,692 35.1 ü PICK iShrs MSCI GlbSel Met&Min M1WDS1PI 63 1.0 ü PJP PowerShares Dyn Pharma DZRTR 2,086 14.9 ü RING iShrs MSCI Glb Gold Miners M1WDS1MI 52 0.5 ü IXJ iShares Glb Healthcare SGHNW 1,776 11.9 REMX MrktVctrs RareEarth/StratMet MVREMXTR 45 0.2 ü IHE iShares US Pharmaceut DJSPHMT 1,180 9.4 GLDX Global X Gold Explorers SOLGLDX 28 0.2 ü XPH SPDR S&P Pharmaceuticals SPSIPHTR 1,166 12.4 ü COPX Global X Copper Miners SOLGLOCO 20 0.3 IHF iShares US HC Providers DJSHCPT 1,048 12.8 ü PSAU PwrShrs Glb Gold&PrecMet QGLX 20 0.9 RYH Guggenheim S&P 500 EW HC SPXEWHC 812 6.9 SGDJ Sprott Junior Gold Miners ZAXSGDJ 19 0.5 BBH Market Vectors Biotech MVBBHTR 810 18.2 ü PSCM PwrShr S&P SC Mater SPSU6MT 17 0.1 FHLC Fidelity MSCI Health Care M2US0HCI 765 6.7 CU First Trust ISE Glb Copper ISC 17 0.4 ü IHI iShares US Med Equip DJSMDQT 761 9.6 SOIL Global X Fertilizer/Potash SOLFERT 14 0.1 PBE PwrShr Dyn Biotech & Gen DZOTR 569 3.4 SLVP iShrs MSCI Glb Silv Miners M1WDSSMI 12 0.1 PPH Market Vectors Pharma MVPPHTR 396 5.4 ü CCXE WisdomTree Comm Country WTIDCCET 11 0.0 PSCH PwrShr S&P SC Healthca SPSU6HCT 247 1.4 PLTM First Trust ISE Glb Platin ORE 8 0.1 ü PTH PwrShrs DWA Healthcare Mom DWHCTR 229 1.7 IRV SPDR S&P Intl Materials SPBMU6UT 6 0.0 XHS SPDR S&P HC Srvs SPSIHPTR 211 3.8 SILJ PureFunds ISE Jr Silv SC ZIR 4 0.1 ü IRY SPDR S&P Intl Health Care SPBMUHUT 85 0.7 JUNR Global X Junior Miners VXTUAR 3 0.0 XHE SPDR S&P HC Equipment SPSIHETR 47 0.2 CHIM Global X China Materials CHIMAT 2 0.1 BBC BioShrs Biotech Clinic Trial LSCIBC 33 1.0 BBP BioShares Biotech Products LSCIBP 23 0.6 Multi-Sector DXJH WsdmTree Japan Hedg HC WTJHCHT 5 0.1 QQQ PowerShares QQQ XNDX $38,054 $3,019.6 ü GUNR FlxShr Glb Upstream NatRes MUNRT 2,415 8.7 ü Industrials IGE iShares S&P NA Nat Res SPGINRTR 2,043 17.0 ü XLI Industrial Sector SPDR IXITR $6,553 $497.9 ü MOO Mkt Vectors Agribusiness MVMOOTR 1,410 9.7 ü VIS Vanguard Industrials M2US5INI 2,098 10.7 ü IGF iShares S&P Glb Infrastruc SPGTINNT 1,217 5.4 ü IYT iShares Transportation DJTTR 940 68.1 ü ECON EGShares EM Consumer Titan DJECONT 971 6.9 ü IYJ iShares US Industrial DJUSINT 685 11.5 ü GNR SPDR S&P Glb Nat Resour SPGNRUT 651 5.2 ü ITA iShares US Aerosp & Def DJSASDT 534 6.6 NFRA FlxShr STOXX Glb Brd Infra STXGBIV 335 0.9 FXR First Trust Industrials STRQIN 395 6.4 ü QQXT First Trust NDX Ex-Tech NDXM 153 0.9 XTN SPDR S&P Transportation SPSITNTR 352 7.7 ROBO Robo-Stox Glb Robot&Automn ROBOTR 119 0.8 PPA PwrShrs Aerospace & Def DXS 262 1.7 CHIQ Global X China Consumer CHIQ 99 0.7 ü EXI iShares Glb Industrial SGNNW 243 1.6 HAP Market Vectors Natural Res RVEIT 87 1.2 FIDU Fidelity MSCI Industrials M2US0INI 152 2.3 QQQE Direxion NASDAQ-100 EW NDXE 85 1.1 XAR SPDR S&P Aero & Def SPSIADTR 143 1.6 INCO EGShares India Consumer IINCOT 74 2.1 PRN PowerShares Dyn Industrial DWIDXTR 132 1.2 SEA Guggenheim Shipping DJGSHT 64 0.6 ü RGI Guggenheim S&P 500 EW Inds SPXEWIN 126 1.3 EMIF iShares S&P EM Infrastruc SPGEIFDT 63 0.5 PSCI PwrShr S&P SC Indust SPSU6IT 80 0.4 INXX EGShares India Infr IINXXT 53 0.5 ü JETS US Global Jets JETSX 42 2.0 ü PAGG PwrShrs Global Agriculture QAGXNNR 45 0.2 IPN SPDR S&P Intl Industrials SPBMU2UT 21 0.2 LIT Global X Lithium SOLLIT 44 0.3 ü CHII Global X China Industrials CHII 8 0.3 PSCU PwrShr S&P SC Util SPSU6UT 38 0.1 DXJC WsdmTree Japan Hedg CapGds WTJCGHT 3 0.0 EMDD EGShares EM Dom Demand SPEMDUN 37 0.1 VEGI iShares MSCI Glb Agri Prod M1WDSGPI 33 0.2 Materials PXR PwrShrs EM Infrastruct EIBIT 31 0.2 GDX Market Vectors Gold Miners GDMNTR $5,688 $801.3 ü TOLZ ProShr DJ Brookfield GlbInfr DJBGICUT 26 0.2 XLB Materials Sector SPDR IXBTR 2,515 190.6 ü CROP IQ Global Agribusiness SC IQSMCROT 15 0.1 ü GDXJ Mkt Vect Junior Gold Miners MVGDXJTR 1,415 283.7 ü BRXX EGShares Brazil Infr FTBRXXN 13 0.1 VAW Vanguard Materials M2US5MTI 1,259 7.7 ü GRID First Trust NQ Smart Grid QGRD 12 0.0 IYM iShares US Basic Mat DJUSBMT 433 8.4 ü FLM First Trust ISE Glb Eng&Cons CVL 12 0.0 XME SPDR S&P Metals & Mining SPSIMMTR 310 51.4 ü FONE FrstTrst NDAQ CEA Smrtphn QFON 11 0.0 MXI iShares Glb Materials SGMNW 305 1.9 EMQQ EM Internet & Ecommerce EMQQITR 11 0.2 WOOD iShares Glb Timb&For SPGTTFN 285 1.0 ü CIBR FT NASDAQ CEA Cybersecurity NQCYBRT 10 3.0 CUT Guggenheim Timber CGTBR 200 0.8 HECO Huntington EcoLogical Strat n/a 8 0.1 ü FXZ First Trust Materials STRQMT 173 3.5 ü BRAQ Global X Brazil Consumer SOLBZLC 6 0.0 URA Global X Uranium SOLURA 170 2.2 ü DXJT WsdmTree Japan Hedg TMT WTJTMTHT 4 0.0 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 3

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * Sectors (continued) Sectors (continued) Multi-Sector (continued) Technology (continued) DBIF DB X-trckr SP Hdg Glb Infr SPGTINNH $4 $0.0 PSI PwrShrs Dyn Semiconductors DZETR $87 $1.2 GHII Guggenheim S&P High Inc Infr SPHIIUT 2 0.0 SOCL Global X Social Media SOCL 85 2.3 ü CQQQ Guggenheim China Tech ACNITTR 82 1.7 ü Real Estate KWEB KraneShrs CSI CH Internet H11137 76 5.1 ü VNQ Vanguard REIT RMZ $24,571 $368.4 ü PSJ PowerShares Dyn Software DZCTR 59 0.3 RWX SPDR DJ Intl Real Estate DWXRSN 5,004 22.2 ü XSW SPDR S&P Software & Srvs SPSISST 51 0.5 IYR iShares US Real Estate DJUSRET 4,330 800.1 ü PXQ PowerShares Dyn Networking DZNTR 27 0.1 ICF iShares Cohen&Steers REIT RMP 3,183 37.6 ü QQQC Global X NASDAQ China Tech NCL9000X 19 0.3 VNQI Vanguard GlblxUS Real Est SPBMGUUN 3,166 20.8 ü IPK SPDR S&P Intl Technogy SPBMUTUT 11 0.1 RWR SPDR DJ REIT DWRTFT 2,982 33.8 ü AAIT iShrs MSCI AC Asia InfoTech MSIAITNU 7 0.0 RWO SPDR DJ Glb Real Estate DWGRSN 1,958 13.9 ü SCHH Schwab US REIT DWRTFT 1,511 16.4 ü Telecommunications REM iShares Mortgage RE Cap TFNMRC 1,096 11.8 ü VOX Vanguard Telecomm M2US5TCI $917 $6.4 ü IFGL iShares Intl Dev Real Est TRGXUU 933 4.8 ü IYZ iShares US Telecomm DJSTELT 481 12.4 ü REZ iShares Residential RE Cap TFN17C 262 2.8 ü IXP iShares Glb Telecomm SGTNW 475 3.4 ü FRI First Trust S&P REIT SPREIT 216 4.3 ü FCOM Fidelity MSCI Telecom Svcs M2US2TCI 81 0.8 WPS iShares Intl Property SPBMWUUT 162 0.7 XTL SPDR S&P Telecom SPSITETR 51 1.5 DRW WisdomTree GlblxUS RealEst WTIRGRET 121 0.6 IST SPDR S&P Intl Telecomm SPBMU5UT 43 0.3 MORT Market Vectors Mortg REIT MVMORTTR 116 0.9 KBWY PwrShrs KBW Prem Yld REIT KYXTR 113 0.9 Utilities FFR Frst Trst EPRA/NAREIT Glb UNGL 104 0.5 XLU Utilities Sector SPDR IXUTR $6,180 $609.4 ü GRI C&S Global Realty Majors GRM 100 0.4 VPU Vanguard Utilities M2US5UTI 1,742 16.0 ü ROOF IQ US Real Estate SC IQSMREST 94 0.7 IDU iShares US Utilities DJUSUTT 558 36.1 ü FTY iShares Real Estate 50 FNR5TR 83 0.3 JXI iShares Glb Utilities SGYNW 164 4.7 ü IFEU iShares Eur Dev Real Est NUPRA 65 1.1 FXU First Trust Utilities STRQUT 131 9.8 ü DXJR WsdmTree Japan Hedg RealEst WTJRHT 31 0.3 RYU Guggenheim S&P 500 EW Util SPXEWUT 114 3.4 REET iShares Global REIT RNXG 27 0.2 FUTY Fidelity MSCI Utilities M2US0UTI 106 3.4 FREL Fidelity MSCI Real Estate M2USMRE 24 0.5 GII SPDR S&P Glb Infrastruct SPGTINNT 94 0.6 TAO Guggenheim China RE ACNRET 22 0.7 ü PUI PwrShrs DWA Utilities Mom DWUTTR 30 0.2 IFNA iShares NA Dev Real Estate TRGNAU 22 0.1 IPU SPDR S&P Intl Utilities SPBMUUUT 29 0.4 IFAS iShares Asia Dev Real Est TRGASU 18 0.1 DBU WisdomTree GlobalxUS Util WTIDGXUT 22 0.1 WREI Wilshire US REIT WILREIT 15 0.1 UTLT DB X-Trckrs Regulated Util DBIQUTLT 8 0.0 DBRE DB X-trckr DB Hdg Intl RE DWXRSNUH 2 0.0 EMRE Guggenheim EM Real Estate ASEMRET 2 0.0 Water and Clean Energy PHO PowerShares Water Resour GWATUSL $828 $2.3 ü Technology CGW Guggenheim S&P Glb Water SPGTAQNT 366 1.5 XLK Technology Sector SPDR IXTTR $12,652 $348.9 ü TAN Guggenheim Solar SUNIDX 313 11.4 ü VGT Vanguard Technoloy M2US5ITI 7,471 39.2 ü PIO PowerShares Global Water GWATERL 275 0.7 FDN First Trust DJ Internet DJINET 3,015 20.1 ü FIW First Trust ISE Water HHO 185 0.8 ü IYW iShares US Technology DJUSTCT 2,822 50.7 ü PBW PwrShrs WH Clean Energy ECO 124 0.5 ü HACK PureFunds ISE Cyber Security HXR 1,245 22.5 ü GEX Mkt Vec Glb Alt Energy AGIXLT 93 0.4 ü IGV iShares NA Tech-Software SPGSTISO 1,216 10.8 ü QCLN First Trust NQ Green Energy CELS 85 0.4 RYT Guggenheim S&P 500 EW Tech SPXEWIT 952 8.1 ICLN iShares Glb Clean En SPGTCLNT 83 0.8 FXL First Trust Technology STRQTC 885 14.5 ü PZD PowerShares Cleantech CTIUS 76 0.1 IXN iShares Global Tech SGINW 878 4.1 PBD PwrShrs Glb Clean Energy NEXUST 68 0.2 IGM iShares NA Technology SPGSTI 773 2.8 FAN First Trust Glb Wind Ener GWE 49 0.3 XT iShares Exponential Tech MSEXPONU 673 2.6 PUW PwrShrs WH Progr Energy WHPRO 30 0.1 QQEW First Trust NDX Equal Wgt NDXE 646 3.9 ü KWT Market Vectors Solar Ener MVKWTTR 21 0.2 SKYY First Trust ISE Cloud Comp CPQ 467 2.3 ü EVX Mkt Vec Environment Svcs AXENV 16 0.0 SOXX iShares PHLX Semicond SOX 441 31.1 ü SMH Market Vectors Semicons MVSMHTR 427 196.5 ü International1 FTEC Fidelity MSCI Info Tech M2US0ITI 417 4.9 Global MTK SPDR MS Technology MSH 412 2.0 EFA iShares MSCI EAFE NDDUEAFE $60,686 $1,225.2 ü QTEC First Trust NDX Technology NDXT 326 2.2 ü VEA Vanguard FTSE Dev Mkt TGPVAN33 28,551 209.7 ü PSCT PwrShr S&P SC Info Tech SPSU6TT 276 1.0 VEU Vanguard FTSE All-Wrld xUS GPVAN2TR 14,362 84.7 ü PNQI PwrShrs NASDAQ Internet NETX 215 1.9 ü DBEF DB X-trckrs MSCI EAFE Hdg M0EFHUSD 12,571 133.0 ü XSD SPDR S&P Semiconductor SPSISCTR 192 6.9 ü ACWI iShares MSCI ACWI NDUEACWF 6,354 86.3 ü IGN iShares NA TechMMedia Ntwk SPGIIPTR 146 1.5 ü IEFA iShares Core MSCI EAFE MIMUEAFN 6,043 69.2 ü PTF PwrShrs DWA Tech Momentum DWTYTR 116 2.4 SCZ iShares MSCI EAFE SC NCUDEAFE 4,931 30.1 ü 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 4 | US ETF & ETN Guide July 2015

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * International (continued) International (continued) Global (continued) Europe (continued) VXUS Vanguard Total Intl Stock TGPVAN17 $4,765 $27.0 ü EWU iShares MSCI UK NDDUUK $3,459 $58.1 ü VT Vanguard Total World TGPVA16U 4,474 24.9 ü IEV iShares S&P Europe SP350NW 2,913 34.2 ü SCHF Schwab International Equity FTAD02 4,190 25.5 ü DBEU DB X-Trckr MSCI Eur Hdg Eq M0EUHUSD 2,624 34.0 ü EFV iShares MSCI EAFE Value NDUVEAFF 2,892 13.8 ü HEWG iShrs Curr Hdg MSCI German M0DEHUSD 1,946 34.7 ü HEFA iShrs Curr Hdg MSCI EAFE M0EFHUSD 2,764 39.4 ü EWP iShares MSCI Spain Cap M1ES2550 1,816 55.8 ü VSS Vanguard FTSE AWxUS SC TGPVA09U 2,648 17.9 ü HEZU iShrs Curr Hdgd MSCI Euroz M0EMHUSR 1,563 22.9 ü ACWX iShares MSCI ACWI ex US NDUEACWZ 2,026 23.1 ü EWL iShares MSCI Switz Cap M1CH2550 1,216 22.1 ü EFG iShares MSCI EAFE Growth NDUGEAFF 2,008 8.5 ü EWI iShares MSCI Italy Cap M1IT2550 1,072 36.2 ü IOO iShares Global 100 SP100NW 1,749 4.6 ü IEUR iShares Core MSCI Europe MIMUEURN 559 5.3 IXUS iShrs Core MSCI Total Intl MXWDUIM 1,645 10.0 ü EWD iShares MSCI Sweden NDDUSW 403 9.0 ü CWI SPDR MSCI ACWI ex-US NDUEACWZ 917 6.5 EWQ iShares MSCI France NDDUFR 359 19.3 ü GWL SPDR S&P World ex-US STBMWUU 788 4.5 ü GREK Global X FTSE Greece 20 ASECU 354 13.5 ü GWX SPDR S&P Intl SC STBMWUU2 743 4.4 ü FEU SPDR STOXX 50 SX5V 284 3.2 SCHC Schwab Intl Small-Cap GPSCW002 608 3.9 ü DBGR DB X-trckr MSCI Germany Hdg M0DEHUSD 206 4.7 TOK iShares MSCI Kokusai NDDUKOK 352 0.9 EWN iShares MSCI Netherlands MIMUNETN 192 7.9 ü URTH iShares MSCI World NDDUWI 219 3.2 EWK iShares MSCI Belgium Cap M1BE5IM 175 5.4 ü DGT SPDR Global Dow GDOWD 108 0.4 ü EIS iShares MSCI Israel Capped MISCNU 131 2.6 ADRD BLDRS DM 100 ADR BKTDMT 75 0.3 EIRL iShares MSCI Irelnd Cap IMI M1AIECP 108 1.4 DBAW DB X-trckr MSCI AWexUS Hdg M1WDUHED 60 0.7 NORW Global X MSCI Norway MXNO5IM 88 1.0 MDD SPDR S&P Intl MC SPBMUMUT 56 0.5 EDEN iShares MSCI DK Cap IMI M1DK5IM 70 1.4 ACIM SPDR MSCI ACWI IMI MIMUAWON 32 0.7 EWO iShares MSCI Austria Cap M1AT5IM 69 1.1 HACW iShares CurrHdg MSCI ACWI MXCXDMH 2 0.0 GXF Global X FTSE Nordic Reg TN30XN 58 0.3 HSCZ iShares CurrHdg MSCI EAFE SC MXEASCH 2 0.0 ENOR iShares MSCI Norway Cap IMI M1NO5IM 56 0.7 HAWX iShrs CurrHdg MSCI ACWIexUS M1WDUHED 2 0.0 ISRA Market Vectors Israel BLSNTR 52 0.2 ü IEUS iShares MSCI Europe SC M1EUSC 51 0.3 Asia Pacific PGAL Global X FTSE Portugal 20 FPGALN 43 0.8 EWJ iShares MSCI Japan NDDUJN $19,248 $395.3 ü EFNL iShares MSCI FI Cap IMI M1FI5IM 30 0.4 AAXJ iShares MSCI AC Asia ex JP NDUECAXJ 3,881 82.0 ü EWGS iShares MSCI Germany SC NCUDGR 29 0.4 EWH iShares MSCI Hong Kong NDDUHK 3,481 67.4 ü DBEZ DB X-trckr MSCI Eurozone Hdg MIMUEHR 24 0.3 VPL Vanguard FTSE Pacific TGPVAN32 3,176 37.1 ü ADRU BLDRS Europe 100 ADR BKTEURT 22 0.1 EPP iShares MSCI Pacific ex-JP NDDUPFXJ 2,368 21.1 ü EWUS iShares MSCI UK SC NCUDUK 17 0.2 EWA iShares MSCI Australia NDDUAS 1,499 46.3 ü DAX Recon Capital DAX Germany DAX 16 0.9 DBJP DB X-trckrs MSCI Japan Hdg M0JPHUSD 1,325 12.9 ü SMEZ SPDR EURO STOXX Small Cap SCXU 13 0.2 EWS iShares MSCI Singapore NDDUSG 783 11.0 ü STXX ALPS STOXX Europe 600 SXXP 7 0.2 HEWJ iShrs Curr Hdg MSCI Japan M0JPHUSD 778 14.3 ü HGEU ProShares Hedged FTSE Eur GPPS004 5 0.3 AIA iShares Asia 50 SPAS50NT 408 1.6 DBUK DB X-Trckrs MSCI UK Hdg Eq M0UKHUSD 5 0.0 IPAC iShares Core MSCI Pacific M1PCIME 404 3.1 HFEZ SPDR Euro Stoxx 50 Curr Hdg SX5HUN 4 0.4 SCJ iShares MSCI Japan SC NCUAJN 144 0.7 ü HEWL iShares CurrHdg MSCI Swiss MXCH25H 3 0.0 ENZL iShares MSCI NZ Cap M1NZ5IM 121 1.0 ü UK Recon Capital FTSE 100 UKXUSD 2 0.0 ITF iShares Japan LC SPTOPXNW 82 0.5 HEWU iShares CurrHdg MSCI UK M0UKHUSE 2 0.0 NKY MAXIS Nikkei 225 Index NKY 68 2.3 ü HEWI iShares CurrHdg MSCI Italy MXIT25HE 2 0.0 JSC SPDR Russ/Nom Japan SC RNIRIS 64 0.2 HEWP iShares CurrHdg MSCI Spain MXES25H 2 0.0 JPP SPDR Russ/Nom Prime JP RNIRIP 29 0.5 ADRA BLDRS Asia 50 ADR BKTAST 26 0.1 North America DBAP DB X-Trckr MSCI AsiaPacxJP M0APJHUS 10 0.2 EWC iShares MSCI Canada NDDUCA $2,279 $47.3 ü EWSS iShares MSCI Singapore SC NCUASG 10 0.1 CNDA IQ Canada SC IQSMCANT 9 0.0 EWHS iShares MSCI HK SC NCUAHK 8 0.3 EWCS iShares MSCI Canada SC NCUDCA 3 0.1 AXJS iShares MSCI AC Asia ex JP MXASJSC 6 0.1 HEWC iShares CurrHdg MSCI Canada M0CAHUSE 2 0.0 KROO IQ Australia SC IQSMAUST 5 0.0 HGJP ProShares Hedged FTSE Japan GPPS008 5 0.0 Emerging Markets – Regional HAUD iShares CurrHdg MSCI Austr M0AUHUSD 3 0.0 FXI iShares FTSE China LC TXIN0UNU $7,408 $947.0 ü JPN DB X-trackers JPX-Nikkei 400 JPNK400 2 0.2 EWY iShares MSCI S Korea Cap M1KR2550 3,960 145.1 ü EWAS iShares MSCI Australia SC NCUAAS 2 0.0 EWT iShares MSCI Taiwan NDEUSTW 3,909 124.5 ü INDA iShares MSCI India NDEUSIA 3,851 62.2 ü Europe EWZ iShares MSCI Brazil Cap M1BR2550 2,764 539.4 ü VGK Vanguard FTSE Europe TGPVAN31 $14,676 $285.0 ü MCHI iShares MSCI China NDEUCHF 2,055 52.5 ü EZU iShares MSCI Eurozone NDDUEMU 10,282 292.7 ü RSX Market Vectors Russia MVRSXTR 2,026 242.9 ü EWG iShares MSCI Germany NDDUGR 7,419 172.9 ü EWW iShares MSCI Mex Cap IMI M1MX5IM 1,498 126.0 ü FEZ SPDR EURO STOXX 50 SX5U 4,750 105.0 ü GXC SPDR S&P China SCNUN 1,169 16.7 ü 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 5

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * International (continued) International (continued) Emerging Markets – Regional (continued) Emerging Markets – Regional (continued) INDY iShares S&P India 50 BXTRNIF$ $961 $12.3 ü BICK First Trust BICK BIQ $11 $0.1 GMF SPDR S&P EM Asia Pacific STBMAEU 838 11.1 EEML iShares MSCI EM LatAm NDUEEGFL 10 0.1 ASHR DB X-trckr Harv CSI 300 CH CSIN0301 757 97.6 ü EEME iShares MSCI EM EMEA NDDUEMEA 8 0.1 ILF iShares S&P Latin Amer 40 SPLACNW 652 16.5 ü IDXJ Mrk Vectors Indonesia SC MVIDXJTR 8 0.1 PIN PowerShares India III 612 30.6 ü DBBR DB X-trckrs MSCI Braz Hdg M0BRHUSD 5 0.1 FM iShares MSCI Frontier 100 M1FM100 582 5.5 PAK Global X MSCI Pakistan MXCXP25R 5 0.1 VNM Market Vectors Vietnam MVVNMTR 549 8.8 DBMX DB X-trckr MSCI Mexico Hdg M1MXD5IM 5 0.1 TUR iShares MSCI Turkey MIMUTURN 452 19.0 ü BRAZ Global X Brazil MC SOLBRAZ 4 0.0 EZA iShares MSCI South Africa NDEUSSA 414 31.0 ü AND Global X FTSE Andean 40 TANDE40U 4 0.1 EPHE iShares MSCI Philippines MIMUPHIN 385 12.4 HKOR Horizons Korea KOSPI 200 KOSPI2 3 0.0 ü EWM iShares MSCI Malaysia NDDUMAF 371 19.6 ü EMBB SPDR MSCI EM Beyond BRIC M1EMBRIC 3 0.0 EIDO iShares MSCI Indonesia MIMUINON 352 17.4 HEWW iShares CurrHdg MSCI Mexico M1MXD5IM 2 0.0 FNI First Trust ISE Chindia ICK 320 1.8 AZIA Glb X Centr Asia & Mongol AZIA 2 0.0 THD iShares MSCI Thai Cap IMI M1TH5IM 316 17.3 ü HEWY iShares CurrHdg MSCI SoKorea M1KRD255 2 0.0 BBRC EGShares Beyond BRICs TFBBRCNU 277 1.9 KEMP KraneShares FTSE EM Plus GDPECO 2 0.0 ECH iShares MSCI Chile Cap IMI M1CL5IM 249 10.5 ü ERUS iShares MSCI Russia Capped MSEURU$N 243 6.3 Emerging Markets – General HAO Guggenheim China SC ACNSC 237 6.4 ü VWO Vanguard FTSE EM TGPVAN30 $46,120 $489.8 ü SCIF Market Vectors India SC MVSCIFTR 235 6.3 ü EEM iShares MSCI Emg Mkts NDUEEGF 26,397 2,022.3 ü BKF iShares MSCI BRIC NDUEBRIC 234 2.3 ü IEMG iShares Core MSCI EM MIMUEMRN 7,412 105.5 ü EPOL iShares MSCI Pol Cap M1PL5IM 215 5.4 SCHE Schwab Emrg Markets Equity FTAG01 1,448 10.6 ü PGJ PwrShr Golden Dragon China HXCX 210 1.4 ü EWX SPDR S&P Emerging SC SPBMKSUT 454 4.3 ü EPU iShares MSCI All Peru Cap M1PECAPD 179 1.8 ü DBEM DB X-trackers MSCI EM Hdg M0EMHUSD 226 3.8 EEMA iShares MSCI EM Asia NDUEEGFA 158 1.6 GMM SPDR S&P Emg Mkts SEMUN 213 1.8 DBKO DB X-trckr MSCI SKorea Hdg M1KRD255 139 7.5 HEEM iShares Curr Hdg MSCI Emerg M1EFHUS 188 3.0 IDX Market Vectors Indonesia MVIDXTR 122 1.6 ADRE BLDRS EM 50 ADR BKTEMT 165 0.3 PEK Mkt Vectors ChinaAMC A-Sh CSIR0300 117 6.0 EMFM Global X Next EM & FM EMFM 132 0.5 BIK SPDR S&P BRIC 40 SPTRBRIC 108 0.7 EEMS iShares MSCI EM SC MSLUEMRN 84 1.0 EEB Guggenheim BRIC DRBRICT 102 0.5 ü FRN Guggenheim Frontier Mkts BKNFRR 58 0.5 AFK Market Vectors-Africa MVAFKTR 92 0.9 EVAL iShares MSCI EM Value NUVEEMVN 23 0.1 BRF Market Vectors Brazil SC MVBRFTR 91 1.0 ü EWEM Guggenheim MSCI EM EW MXEMECWR 13 0.1 GXG Global X MSCI Colombia M1ACOCP 68 1.8 ü EGRW iShares MSCI EM Growth NDUEEGFN 11 0.1 SMIN iShares MSCI India SC MSLUINDN 67 1.1 EMCR EGShares EM Core SPEMCRN 6 0.0 AFTY CSOP FTSE China A50 A50CNHN 59 3.1 ü EMFT SPDR MSCI EM 50 MXEF50 5 0.0 GUR SPDR S&P Emerging Europe STBMEECQ 50 0.7 ü EMHZ iShares MSCI EM Horizon M1EFHR 1 0.0 CNXT MktVct China AMC SME ChiNext SZ399611 49 5.7 ü QAT iShares MSCI Qatar Capped M1QLCE 47 0.4 Leveraged – Equities EGPT Market Vectors Egypt Index MVEGPTTR 46 0.5 SSO ProShares Ultra S&P500 SPX $1,803 $400.8 ü YAO Guggenheim China All-Cap ACNACTR 46 0.5 ü FAS Direxion Daily Finan Bull 3x RGUSFL 1,343 140.6 ü ASHS DBXTrckr Harv CSI500 Ch-A SC CSIH0310 45 6.5 TQQQ ProShares UltraPro QQQ NDX 1,189 314.3 ü GAF SPDR S&P EM Middle East STBMMEU 45 0.2 QLD ProShares Ultra QQQ NDX 990 175.4 ü RSXJ Market Vectors Russia SC MVRSXJTR 40 0.8 BIB ProShr Ult Nasdaq Biotech NBI 950 68.6 ü ECNS iShares MSCI China SC MSLUCHNN 38 1.2 UPRO ProShares UltraPro SP500 SPX 901 195.3 ü GML SPDR S&P EM Lat Am SLAUN 33 0.1 NUGT Direxion Gld Mnrs Bull 3x GDM 844 217.2 ü UAE iShares MSCI UAE Capped M1ALCE 33 0.3 UYG ProShares Ultra Financials DJUSFN 833 6.0 ü EWZS iShares MSCI Brazil SC MSLUBRZN 32 0.6 TNA Direxion Daily SC Bull 3x RTY 754 479.5 ü FCHI iShares FTSE China TCH80U 32 0.3 SPXL Direxion Daily SPX Bull 3x SPX 574 109.6 ü NGE Global X MSCI Nigeria M1ANI5R 29 0.6 ERX Direxion Daily Ener Bull 3x IXE 502 127.5 ü RBL SPDR S&P Russia SPCQXRUN 28 0.3 CURE Direxion HlthCr Bull 3x IXV 426 18.0 ü SCIN EGShares India SC ISCINT 27 0.3 DDM ProShares Ultra Dow30 INDU 289 29.6 ü ESR iShares MSCI EM East Eur NDUEEMEE 23 1.1 UVXY ProShares Ultra VIX ShrTrm SPVXSP 279 456.1 ü ASEA Global X Southeast Asia TAS40NU 21 0.2 UWM ProShares Ultra R2000 RTY 258 25.1 ü PLND Market Vectors Poland MVPLNDTR 20 0.2 RUSL Direxion Russia Bull 3x MVRSX 257 34.6 ü KBA KrnShrs Bosera MSCI ChinaA M1CNAI 19 1.2 URE ProShares Ultra RealEstate DJUSRE 246 9.0 ü ARGT Global X MSCI Argentina M1AAR5R 18 0.3 ü EDC Direxion Daily EM Bull 3x MXEF 237 41.3 ü CN DB X-trckr MSCI All CH Eq M1ACN 16 0.2 RXL ProShares Ultra HealthCare DJUSHC 235 3.2 CXSE WisdomTree CH Ex-SOE CHXSOETR 16 0.1 YINN Direxion FTSE CH Bull 3X TXINOUU 200 19.0 ü MES Market Vectors Gulf States MVMESTR 15 0.2 MVV ProShares Ultra SP 400 MID 179 13.1 ü ICOL iShares MSCI Colombia Cap M1ACOCP 14 0.2 TECL Direxion Daily Tech Bull 3x IXT 176 9.7 ü 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 6 | US ETF & ETN Guide July 2015

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * Leveraged – Equities (continued) Inverse – Equities (continued) UDOW ProShares UltraPro Dow30 INDU $168 $34.7 ü QID ProShares UltraShort QQQ NDX $331 $109.7 ü DIG ProShares Ultra Oil & Gas DJUSEN 151 10.4 ü SVXY ProShares Short VIX ShrTrm SPVXSPID 305 118.8 ü JNUG Direxion Jr Gold Bull 3X MVGDXJTR 148 73.2 ü FAZ Direxion Daily Finan Bear 3x RGUSFL 289 36.7 ü ROM ProShares Ultra Technology DJUSTC 147 1.5 ü SQQQ ProShares UltraPro Shrt QQQ NDX 266 128.9 ü INDL Direxion India Bull 3x III 134 6.0 ü SPXS Direxion Daily SPX Bear 3x SPX 260 66.5 ü SOXL Direxion Semicond Bull 3x SOX 126 18.7 ü DOG ProShares Short Dow30 INDU 253 12.2 ü DRN Direxion Daily RE Bull 3x RMZ 111 12.9 ü DXD ProShares UltraShort Dow30 INDU 197 24.1 ü CHAU Direxion CSI 300 CH-A Bull2X CSIN0301 91 12.6 ü PSQ ProShares Short QQQ NDX 196 13.8 ü URTY ProShares UltraPro R2000 RTY 82 12.4 ü TWM ProShares UltSh R2000 RTY 174 42.7 ü EURL Direxion FTSE Europe 3X Bull TGPVAN31 73 3.0 CHAD Direxion CSI 300 CH-A Br1X CSIN0301 171 23.4 LABU Direxion S&P Biotech Bu3X SPSIBITR 68 9.8 DUST Direxion Gld Mnrs Bear 3x GDM 155 116.4 ü UYM ProShares Ultra Basic Mat DJUSBM 67 1.1 ü SDOW ProShares UltraPro Shrt D30 INDU 117 24.6 ü GASL Direxion Nat Gas Bull 2x FUM 61 9.2 ü BIS ProShr UltShrt Nsdq Biotech NBI 115 15.2 ü MIDU Direxion Daily MC Bull 3x MID 60 6.4 ü YANG Direxion FTSE CH Bear 3X TXINOUU 88 9.1 ü BRZU Direxion Brazil Bull 3X M1BR2550 48 3.8 ü EDZ Direxion Daily EM Bear 3x MXEF 77 28.2 ü XPP ProShrs Ultra FTSE China 50 XINOU 46 3.0 ü EFZ ProShares Short MSCI EAFE MXEA 76 4.5 ü UMDD ProShares UltraPro Mid400 MID 44 1.2 ü SRTY ProShares UltraPro Shrt R2 RTY 68 23.3 ü RETL Direxion Retail Bull 3x RU1SSRTL 40 1.4 FXP ProShares UltSh FTSE China XIN0I 67 4.1 ü UPV ProShr Ultra FTSE Europe FTAD06 39 0.7 JDST Direxion Jr Gold Bear 3X MVGDXJTR 66 50.7 ü DZK Direxion Daily DM Bull 3x MXEA 34 1.0 ü ERY Direxion Daily Ener Bear 3x IXE 54 46.3 ü UXI ProShares Ultra Industrial DJUSIN 34 0.3 ü REK ProShares Shrt Real Estate DJUSRE 53 1.6 UCC ProShares Ultra Cons Svcs DJUSCY 33 0.5 SKF ProShares UltSh Financials DJUSFN 53 2.2 ü EET ProShares Ultra MSCI EM MXEF 29 0.8 ü EEV ProShares UltSh MSCI EM MXEF 45 0.9 ü USD ProShares Ultra Semicond DJUSSC 25 0.6 ü RUSS Direxion Russia Bear 3x MVRSX 44 20.8 ü UGE ProShares Ultra Cons Goods DJUSNC 24 0.3 EPV ProShares FTSE Euro FTAD06 41 1.3 ü EZJ ProShares Ultra MSCI Japan MXJP 24 0.5 ü DUG ProShares UltSh Oil & Gas DJUSEN 38 9.4 ü UPW ProShares Ultra Utilities DJUSUT 22 0.9 SRS ProShares UltSh Real Est DJUSRE 33 3.8 ü SAA ProShares Ultra S&P600 SML 21 0.1 ü BZQ ProShares UltSh MSCI Brazil MXBR2550 28 2.1 ü LBJ Direxion Daily LatAm 3x Bull SPTRL40N 18 0.4 ü SOXS Direxion Semicond Bear 3x SOX 26 3.6 ü EFO ProShares Ultra MSCI EAFE MXEA 16 0.6 MYY ProShares Short SP 400 MID 24 0.7 JPNL Direxion Japan 3X Bull NDDUJN 16 0.8 ü TECS Direxion Daily Tech Bear 3x IXT 19 1.4 ü SPUU Direxion S&P 500 Bull 2X SPX 16 1.9 SEF ProShares Short Financials DJUSFN 17 0.6 ü UBIO Prshrs UltraPro NASDAQ Biot NBI 14 2.2 SBB ProShares Short S&P600 SML 16 0.0 FINU ProShares UltraPro 3xFins DJUSFN 13 0.2 DRV Direxion Daily RE Bear 3x RMZ 15 1.8 ü KRU ProShrs Ultra S&P Reg Bank KRX 11 0.2 EWV ProShares UltSh MSCI Japan MXJP 15 0.3 ü UBR ProShr Ultra MSCI Braz Cap MXBR2550 8 0.3 SMN ProShares UltSh Basic Mat DJUSBM 10 0.3 ü LTL ProShares Ultra Telecomm DJSTEL 6 0.1 YXI ProShrs Shrt FTSE China 50 XINOU 9 0.3 UMX ProShr Ultra MSCI Mex Cap MXMX5IM 5 0.0 MIDZ Direxion Daily MC Bear 3x MID 9 0.5 ü KORU Direxion SK Bull 3X M1KR2550 4 0.2 SDP ProShares UltSh Utilities DJUSUT 9 0.3 UXJ ProShr Ult MSCI Pac ex JP MXPCJ 3 0.0 MZZ ProShares UltraSh SP 400 MID 8 0.3 ü HBU PrShrs Ultra Homebuild&Supp DJSHMB 3 0.0 DRIP Direxion SP O&G Exp&Prd Br3X SPSIOPTR 6 0.0 MATL Direxion Basic Mat Bull 3x IXB 3 0.2 REW ProShares UltSh Technology DJUSTC 5 0.1 ü GUSH Direxion SP O&G Exp&Prd Bu3X SPSIOPTR 3 0.0 EFU ProShares UltSh MSCI EAFE MXEA 5 0.2 ü UOP Prshrs Ultra O&G Exp&Prd SPSIOP 2 0.0 DPK Direxion Daily DM Bear 3x MXEA 5 0.3 ü SMLL Direxion Daily SC Bull 2x RTY 2 0.0 SIJ ProShares UltSh Industrial DJUSIN 5 0.1 ü MDLL Direxion Daily MC Bull 2x MID 2 0.0 SDD ProShares UltraShort SP600 SML 4 0.0 LLDM Direxion FTSE DM 1.25x Bull TGPVAN33 1 0.0 SCC ProShares UltSh Cons Svcs DJUSCY 4 0.0 LLSC Direxion SC 1.25x Bull RTY 1 0.1 SSG ProShares UltSh Semicond DJUSSC 4 0.1 ü LLEM Direxion FTSE EM 1.25x Bull TGPVAN30 1 0.0 FINZ ProShares UltraPro Sh Fins DJUSFN 4 0.0 LLSP Direxion SP500 1.25x Bull SPX 1 0.1 SMDD ProShares UltraPro Shrt SP4 MID 4 0.5 ü GDJJ Prshrs Ultra Jr Gold Miners MVGDXJ 1 0.1 DDG ProShares Short Oil & Gas DJUSEN 3 0.2 GDXX Prshrs Ultra Gold Miners GDM 1 0.1 ZBIO Prshrs UltPro Sh NASDAQ Biot NBI 3 0.4 LABD Direxion S&P Biotech Br3X SPSIBITR 3 1.7 Inverse – Equities GDXS Prshrs UltraSh Gold Miners GDM 3 0.2 SH ProShares Short S&P500 SPX $1,571 $67.2 ü SZK ProShares UltSh Cons Good DJUSNC 3 0.1 SDS ProShares UltraShort SP500 SPX 1,258 182.0 ü GDJS Prshrs UltraSh Jr Gold Min MVGDXJ 2 0.2 TZA Direxion Daily SC Bear 3x RTY 531 148.4 ü SOP Prshrs UltraSh O&G Exp&Prd SPSIOP 2 0.0 SPXU ProShares UltPro Shrt SP500 SPX 448 153.2 ü HBZ PrShrs UltraSh Homebu&Supp DJSHMB 2 0.0 RWM ProShares Short R2000 RTY 367 23.1 ü TOTS Direxion Total Mkt Bear 1X MSCIBM 2 0.0 EUM ProShares Short MSCI EM MXEF 344 13.2 ü RXD ProShares UltSh HealthCare DJUSHC 2 0.1 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 7

Exchange Traded Funds (ETFs) Equities Bberg Assets Avg Vol1 Bberg Assets Avg Vol1 Sym Name Index ($MM) ($MM) Opt. * Sym Name Index ($MM) ($MM) Opt. * Inverse – Equities (continued) Dividend (continued) SBM ProShares Shrt Basic Mat DJUSBM $1 $0.0 International (continued) KRS ProShares Shrt S&P Reg Bank KRX 1 0.0 DXGE WisdomTree Germany Hdgd Eq WTIDGEHT $398 $9.0 SMK ProShares UltraShort MSCI Mexi MXMX5IM 1 0.0 IQDF FlxShrs Intl Qual Div NTIQDNTR 388 2.0 JPX ProShares UltSh MSCI PxJP MXPCJ 1 0.0 IHDG WisdomTree Intl Hedg DivGro WTIDGHT 367 4.9 TLL ProShares UltraShort Telecommu DJSTEL 0 0.0 DTH WisdomTree DEFA Eqty Inc WTIDHYTR 348 1.6 DOO WisdomTree Intl Div WTIDXFTR 336 1.5 Dividend DFJ WisdomTree Japan SC Div WTIDJSTR 324 1.9 ü Domestic1bsection1 DIV Global SuperDividend US IDIVT 307 2.8 VIG Vanguard Div Appreciation DVGTR $20,091 $65.4 ü DVYE iShares EM Dividend DJEMDIVR 209 2.1 DVY iShares Select Dividend DJDVY 13,990 72.5 ü FDD First Trust STOXX EUSelDiv SD3L 209 1.4 ü SDY SPDR S&P Dividend SPHYDATR 13,059 58.5 ü EUSC Wisdomtree Europe Hdgd SC WTESEHT 205 4.8 VYM Vanguard High Div Yield TGPVAN 11,014 42.7 ü DXJS WisdomTree Japan Hedged SC WTIDJSEH 197 2.2 ü HDV iShares Core High Dividend MDYFT 4,477 35.1 ü IDOG ALPS Intl Sector Div Dogs IDOGXTR 178 1.3 SCHD Schwab US Dividend Equity DJUSDIVT 2,709 26.5 ü DIM WisdomTree Intl MC Div WTIDMCTR 159 0.6 DLN WisdomTree LC Div WTLDITR 1,825 10.7 ü DEW WisdomTree Global Equity WTGDHYTR 126 1.0 DON WisdomTree MC Div WTMDITR 1,573 7.4 IQDE FlxShrs Intl Qual Div Def NTIQDDFN 98 0.7 DES WisdomTree SC Div WTSDITR 1,259 4.5 ü DNL WisdomTree GlobalxUS Divi WTGDXGTR 86 0.5 SDOG ALPS Sector Dividend Dogs SDOGXTR 1,189 5.7 WDIV SPDR S&P Global Dividend SPGDAUN 71 0.6 FVD First Trust Value Line Div VLFVD 1,188 5.5 LVL Guggenheim S&P Glb Div SPGTGDON 71 0.3 DTN WisdomTree Dividend ex Fin WTDXFTR 1,109 3.7 ü IQDY FlxShrs Intl Qual Div Dyn NTIQDDYN 69 0.4 DHS WisdomTree Equity Income WTHYE 979 4.5 AXJL WisdomTree Asia-Pac ex-JP WTIDAPXT 51 0.2 FDL First Trust Mrngstr Div MDL 869 5.1 ü DVYA iShares Asia/Pac Div DJAPSDT 50 0.3 NOBL ProShrs SP500 Div Aristocr SPDAUDT 780 6.3 ü DGRE WisdomTree EM Div Gro WTEMDGTR 42 0.3 QDF FlexShares Quality Div NTUQDTR 677 2.8 AUSE WisdomTree Australia Div WTIDAUST 40 0.4 TDIV FT NASDAQ Tech Dividend NQ96DVU 598 4.9 ü DXPS WisdomTree UK Hedged Equit WTIDUKHT 34 0.2 SPHD PowerShares SP5 High Div SP5LVHDT 534 6.1 GULF WisdomTree Middle East Div WTEMMETR 31 0.3 DTD WisdomTree Total Dividend WTDITR 527 2.8 DXKW WisdomTree Korea Hdgd Eqy WTKRHT 26 0.5 DGRW WisdomTree US Div Growth WTDGITR 526 2.9 ü HILO EGShares EM Quality Div EGAQLDVT 22 0.1 PEY PowerShares HY Equity Div DAYTR 515 2.7 EUDG WisdomTree Europe Div Gro WTEDGTR 18 0.3 PFM PowerShares Div Achievers DAATR 329 0.9 EFAD ProSh MSCI EAFE Div Grower M2EADMAR 13 0.2 KBWD PwrShrs KBW High Div Fin KDXTR 328 2.0 JHDG WT Japan Hedged Div Gro WTJDGHTR 12 0.4 QDEF FlxShrs Quality Div Defens NTUQDDFT 190 0.6 EDOG ALPS EM Sector Div Dogs EDOGXTR 12 0.1 DGRO iShares Core Div Growth MSDIVGT 190 1.4 QDEM Mkt Vctrs MSCI EM Qual Div M1EFDY 5 0.0 QDYN FlxShrs Quality Div Dynam NTUQDDYT 100 0.1 QDXU MktVctrs MSCI Intl QualDiv M1WDUDY 4 0.0 RDIV RevenueShares Ultra Div REVWDIVT 66 0.6 SDEM Global X SuperDividend EM ISDEMT 3 0.1 DGRS WisdomTree US SC Div Gro WTSDG 26 0.1 HDWM WisdomTree Intl Hedged Eq WTIDFAHT 3 0.1 VLSM Direxion VL SC & MC High Div VLSMDT 24 0.1 JDG WisdomTree JP Div Growth WTJDGHTR 2 0.0 RDVY FT NASDAQ Rising Div Achvr NQDVRIS 23 0.2 DXUS WT Global ex-US Hdgd Div WTGDXHT 2 0.0 REGL Prshrs S&P MC 400 Div Arist SPDAMCUT 7 0.0 HDLS WisdomTree Intl Hdgd SC Div WTIDSCHT 2 0.0 SMDV Prshrs Russ 2000 Div Growers R2DIVGRO 5 0.0 VLML Direxion VL MC & LC High Div VLMLDT 5 0.0 CDL Compass EMP US LC HiDiv 100 CEMPULDT 3 0.2 CSB Compass EMP US SC HiDiv 100 CEMPUSDT 3 0.2 SRET Global X SuperDividend REIT SRET 2 0.1 International2 HEDJ WisdomTree Europe Hedge Eq WTEHIT $20,657 $364.6 ü DXJ WisdomTree Japan Hedge Div WTIDJTRH 17,606 300.5 ü IDV iShares Intl Select Div DJEPCSDT 4,080 30.7 ü DEM WisdomTree EM Equity WTEMHYTR 2,145 16.0 ü PID PowerShares Internat Div DATNTR 1,416 7.2 ü DWX SPDR S&P Intl Dividend SPGTDOUN 1,329 9.0 ü DGS WisdomTree EM SC Div WTEMSCTR 1,303 6.6 ü DLS WisdomTree Intl SC Div WTIDSCTR 1,069 5.9 SDIV Global X SuperDividend SOLSDIV 1,025 5.4 ü DFE WisdomTree Europe SC Div WTIDESTR 993 11.3 ü DWM WisdomTree DEFA WTIDFATR 713 2.8 FGD First Trust DJ Glb Sel Div DJGSD 509 2.3 EDIV SPDR S&P EM Dividend SPGTEDUN 408 2.4 ü DOL WisdomTree Intl LC Div WTIDLCTR 402 2.2 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 8 | US ETF & ETN Guide July 2015

Exchange Traded Funds (ETFs) FICC Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Fixed Income Fixed Income (continued) US Credit US Credit (continued) LQD iShares iBoxx Invtmt Grade IBOXIG $20,893 $332.1 ü BSJM Gggnhm BlltShrs ‘22 HY CB BSJKM $17 $0.1 HYG iShares iBoxx $ HY Corp IBOXHY 13,480 594.5 ü AMPS iShares Utilities Bnd LUAUTRUU 15 0.1 CSJ iShares 1-3 Yr Credit LD01TRUU 11,001 48.9 ü HYZD WT BofA ML HY Bd Zero Dura HZCD 14 0.1 VCSH Vanguard ST Corporate BUC1TRUU 10,345 59.2 ü QLTC iShrs B-Ca Rated Bd BQF3TRUU 12 0.2 JNK SPDR Barc High Yield Bond LHVLTRUU 10,092 292.3 ü HYND WT BofA ML HY Bd Neg Dura H7CD 11 0.1 CIU iShares Interm Credit LUICTRUU 6,292 40.6 ü MONY iShares Financials Bnd LUFITRUU 11 0.1 VCIT Vanguard Interm Corporate BCR5TRUU 5,402 36.8 ü IBDJ iShares iBonds Dec 2017 Corp BDM5TRUU 10 0.1 SJNK SPDR Barc ShTrm High Yld BHY5TRUU 4,151 46.6 ü IBDK iShares iBonds Dec 2019 Corp BDM6TRUU 10 0.1 SCPB SPDR Barc Short Term Corp LF99TRUU 3,975 23.9 ü IBDM iShares iBonds Dec 2021 Corp BDM7TRUU 10 0.1 HYS PIMCO 0-5 Year HY Corp Bd HUCD 2,732 33.4 ü IBDO iShares iBonds Dec 2023 Corp BDM9TRUU 10 0.0 VCLT Vanguard LT Corporate LD07TRUU 933 27.4 ü IBDN iShares iBonds Dec 2022 Corp BDM8TRUU 10 0.1 CRED iShares Core US Credit Bd LUCRTRUU 887 11.4 ü IBDP iShares iBonds Dec 2024 Corpo BDMATRUU 10 0.0 BSCH Guggenheim BulletShr ‘17 Bd BSCBH 876 4.7 IBDQ iShares iBonds Dec 2025 Corp BDMBTRUU 10 0.0 SHYG iShares 0-5 Yr HY Corp Bd IBXXSHY1 790 7.4 HYIH DB X-trckr HY CB Int Rt Hdg DBIQHYIH 10 0.0 ITR SPDR Barc Interm Credit LD06TRUU 759 5.4 SKOR FlexSh Cred-Scor US Corp Bd NTUCCBTR 8 0.1 BSJG Guggenheim BulltShr ‘16 HY BSJKG 746 4.0 SUBD DBXtrckrs Solactive InvGdSub SOLSUBBO 6 0.0 CLY iShares 10+Yr Credit LULCTRUU 737 10.1 ü IGIH DB X-trckr InvGrBd IntRt Hdg DBIQIGIH 5 0.0 BSCG Guggenheim BulletShr ‘16 Bd BSCBG 722 3.9 ENGN iShares Industrials Bnd LUAITRUU 5 0.8 BSCI Guggenheim BlltShrs ‘18 CB BSCBI 659 3.7 THHY Mkt Vectors Treas-Hedg HY MVTHHY 5 0.3 FICC PHB PowerShares Fund HY Corp RAFIHY 645 6.1 ü LDRI PwrSh LadderRite 0-5Y Corp Bd LDRIG05 4 0.0 BSJF Guggenheim BulltShr ‘15 HY BSJKF 594 6.1 BSJH Guggenheim BulltShr ‘17 HY BSJKH 543 2.9 US Government BSJI Guggenheim BulltShr ‘18 HY BSJKI 428 2.7 TIP iShares TIPS Bond LBUTTRUU $13,888 $76.8 ü BSCF Guggenheim BulletShr ‘15 Bd BSCBF 426 2.5 SHY iShares 1-3 Yr Treas LT01TRUU 10,283 108.6 ü QLTA iShrs Aaa-A Rated CB BQF1TRUU 380 0.9 IEF iShares 7-10 Yr Treas LT09TRUU 6,048 176.6 ü BSCJ Guggenheim BlltShrs ‘19 CB BSCBJ 350 1.9 IEI iShares 3-7 Yr Treas LT13TRUU 5,206 65.8 ü BSCK Guggenheim BlltShrs ‘20 CB BSCBK 327 2.1 TLT iShares 20+ Yr Treas LT11TRUU 4,422 1,198.4 ü LWC SPDR Barc LT Credit LD07TRUU 325 4.9 SHV iShares Short Treas LT12TRUU 2,173 121.8 ü CORP PIMCO Invest Grade Corp Bd C0A0 233 4.3 TDTT FlxShr 3Y Tgt Dur TIPS IBXXTD3T 2,126 3.3 ü IBCC iShrs iBnd ‘18 Corp ex-Fin BM18TRUU 174 0.2 VTIP Vanguard ST Inflat-Protect LTP5TRUU 1,767 9.8 BSCM Guggenheim BlltShr 2022 CB BSCBM 173 2.3 BIL SPDR Barc 1-3 Month T-Bill LD12TRUU 1,398 35.9 ü IGHG ProShrs Inv Grd IntRt Hdgd CFIIIGHG 168 1.6 GOVT iShares Core US Treas Bond LUATTRUU 1,336 11.7 IHY Market Vectors Intl HY Bd HXUS 166 1.1 ü STPZ PIMCO 1-5 Year US TIPS GVQI 1,183 6.6 BSCL Guggenheim BlltShr 2021 CB BSCBL 165 1.3 SCHO Schwab Short-Term US Treas LT01TRUU 903 7.0 BSJJ Gggnhm BlltShrs ‘19 HY CB BSJKJ 155 0.9 SCHP Schwab US LBUTTRUU 733 4.4 ü HYHG ProShares HY-Int Rate Hdgd CFIIHYHG 136 1.0 IPE SPDR Barclays TIPS BCIT1T 650 1.9 QLTB iShrs Baa-Ba Rated Bd BQF2TRUU 135 1.2 STIP iShares 0-5Yr TIPS Bond LTP5TRUU 564 2.5 HYGH iShrs Int Rate Hedg HY Bd n/a 106 0.7 VGSH Vanguard ST Govt BFA3TRUU 535 6.9 IBDB iShrs iBnds Mar ‘18 Corp BI18TRUU 88 0.3 TDTF FlxShr 5Y Tgt Dur TIPS IBXXTD5T 438 0.9 BSJK Gggnhm BlltShrs ‘20 HY CB BSJKK 78 0.4 TLH iShares 10-20Yr Treas LT10TRUU 384 7.3 ü IBDC iShrs iBnds Mar ‘20 Corp BI20TRUU 68 0.3 VGIT Vanguard Interm Govt BGF3TRUU 344 3.2 IBDD iShrs iBnds Mar ‘23 Corp BI23TRUU 63 0.4 EDV Vanguard Extend Dur Treas BSEPTRUU 341 14.7 IBDA iShrs iBnds Mar ‘16 Corp BI16TRUU 61 0.3 SCHR Schwab Inter-Term US Treas LT31TRUU 340 2.7 IBCD iShrs iBnd ‘20 Corp ex-Fin BM20TRUU 54 0.3 ITE SPDR Barc Interm Treasury LT08TRUU 306 2.5 SLQD iShares 0-5 Yr Inv Gr CB IBXXSIG1 53 0.4 PLW PwrShrs 1-30 Ladder Treas MRTSYA 277 3.1 BSCO Guggenheim BlltShr 2024 CB BSCBO 48 0.7 VGLT Vanguard LT Govt BGFLTRUU 224 4.2 CJNK SPDR BofA ML Crossover Bnd XOVD 43 0.2 TLO SPDR Barc Long-Term Treas LUTLTRUU 155 7.3 ANGL Mkt Vectrs Fallen Angel HY H0FA 39 0.4 FTSD Franklin Sh Duration USGov LD24TRUU 116 0.7 IBCE iShrs iBnd ‘12 Corp ex-Fin BM23TRUU 38 0.2 TUZ PIMCO 1-3 Yr US Treas G1O2 112 1.1 IBDH iShrs iBonds Dec ‘18 Corp BDM1TRUU 35 0.3 ZROZ PIMCO 25+Yr Zero Coup US STPL 95 3.6 ü IBCB iShrs iBnd ‘16 Corp ex-Fin BM16TRUU 35 0.1 LTPZ PIMCO 15+ Year US TIPS G8QI 85 1.3 ü PFIG PwrShrs Fundam IG Corp Bd RAFIIG 34 0.2 TIPZ PIMCO Broad US TIPS G0QI 75 1.2 IBDF iShrs iBonds Dec ‘16 Corp BDM3TRUU 29 0.3 SST SPDR Barc ShTerm Treas LTR1TRUU 57 0.7 CBND SPDR Barc Issuer Scored CB ISCUTRUU 25 0.6 TENZ PIMCO 7-15 Year US Treas G8OC 20 1.0 IBDL iShares iBonds Dec 2020 CB BDM4TRUU 25 0.3 TIPX SPDR Barclays 1-10 Yr TIPS BCIT3T 19 0.1 IJNK SPDR Barclays Intl HY Bond BGHXTRUU 25 0.1 FIVZ PIMCO 3-7 Yr US Treasury G3OC 9 0.0 BSJL Gggnhm BlltShrs ‘21 HY CB SPX 25 0.2 SIPE SPDR Barclays 0-5 Year TIPS ET BCIT0T 4 0.0 LQDH iShrs Int Rate Hedg CorpBd n/a 24 0.2 BSCN Guggenheim BlltShr 2023 CB BSCBN 21 0.2 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 9

Exchange Traded Funds (ETFs) FICC Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Fixed Income (continued) Fixed Income (continued) Aggregate and Other International (continued) BND Vanguard Total Bond Market LBUFTRUU $26,421 $222.1 ü PICB PwrShr Intl Corp Bond SPBDICBN $204 $1.6 AGG iShares Core US Agg Bond LBUSTRUU 25,263 224.4 ü BWZ SPDR Barc ST Intl Treasury LGT3TRUU 198 3.9 BSV Vanguard Short-Term Bond BFA1TRUU 16,011 97.4 ü IBND SPDR Barc Intl Corp Bond BG1BTRUU 184 2.4 MBB iShares MBS LUMSTRUU 6,996 47.7 ü ISHG iShares 1-3 Intl Treas Bd SPBDXU3T 147 1.0 BIV Vanguard Interm Bond BFA0TRUU 5,951 30.8 ü DSUM PwrShrs Yuan Dim Sum Bd CCDSBIU 128 1.3 BKLN PwrShr Senior Loan Portfol SPBDLL 5,425 59.4 ü AUNZ WisdomTree AU & NZ Debt n/a 107 0.1 FLOT iShares Floating Rate Bond BFU5TRUU 3,133 30.8 ü EBND SPDR Barc EM Local Bond BLCDTRUU 96 0.8 ü CWB SPDR Barc Convertible Bond BCS5TRUU 3,072 39.8 ü GHYG iShares Glb HY Bd IBOAMZDB 94 0.6 GVI iShares IntermGov/Crd LF97TRUU 1,816 10.1 ü EMCB WisdomTree EM Corp Bond JCBBCOMP 93 0.4 SCHZ Schwab US Aggregate Bond LBUSTRUU 1,620 10.3 KCNY KraneShares E Fund China CP CSIH0396 63 1.2 VMBS Vanguard MBS LMBGTRUU 1,449 13.9 ITIP iShares Intl Inflation-Link WXDI 62 1.3 BLV Vanguard Long-Term Bond BFALTRUU 1,164 17.0 ü CHNB Global X GF China Bond SPBCNSUT 42 0.1 NEAR iShrs Short Maturity Bond n/a 1,034 9.2 CEMB iShares EM Corp Bd MSBIERTR 35 0.4 LAG SPDR Barc Aggregate Bond LBUSTRUU 984 4.8 CBON MktVct China AMC China Bond CDHATRID 30 0.4 BAB PowerShares Build America BABS 660 5.7 PGHY PowerShares Glbl ST HY DBLQSTHY 28 0.2 GSY Guggenheim Enh Sh Duration LD12TRUU 480 5.9 EMCD SPDR BofA ML EM Bnd EMSD 20 0.1 AGZ iShares Agency Bond LUAATRUU 469 4.5 GTIP iShares Glb Inflation-Link W0DI 19 0.1 VBND Vident Core US Bond Strategy VBNDX 419 0.7 EMAG Mkt Vect EM Agg Bond MVEMAG 17 0.0 IUSB iShrs Core Total USD BdMkt LC07TRUU 395 5.6 EMSH ProShares ShTrm USD EM Bd DBEMPRO 8 0.0 FLRN SPDR Barc InvGrd FloatRate BFU5TRUU 387 1.2 CRDT WisdomTree Strategic CB n/a 7 0.0 ISTB iShares Core 1-5 Yr USD Bd BUH1TRUU 381 2.1 EMIH DB X-trckr EM Bd In tRt Hdg DBIQEMIH 6 0.0 SNLN Highland/iBoxx Senior Loan IBXXLLTR 323 1.5 JGBB WT Japan Int Rate Strategy BXJIRS 5 0.0 FTSL First Trust Senior Loan n/a 312 3.1 PFEM PwrShrs Fundam EM Loc Debt CCRFEMEU 5 0.0 CMBS iShares CMBS Bnd LUCMTRUU 179 1.2 FEMB First Trust EM Local Curr Bd n/a 4 0.0 MBG SPDR Barc MBS LUMSTRUU 150 0.7 GGOV ProShrs DE Sovereign/SubSov IBXXXZAB 4 0.0 GBF iShares Govt/Credit LUGCTRUU 134 3.9 ILTB iShares Core 10+ Yr USD Bd BUXMTRUU 132 2.8 Municipal FLTR Mkt Vect Invt Gr Float Rate MVFLTR 90 0.6 MUB iShares Natl AMT-Free SPMUNUST $4,987 $32.3 ü INC iShares US Fixed Inc Bal Rsk n/a 74 0.1 SHM SPDR Nuveen Barc ST Muni LMM1TR 2,626 13.7 ü GNMA iShares Core GNMA Bond LGNMTRUU 60 0.6 HYD Market Vectors HY Muni LMEHTR 1,497 12.9 ü AGZD WT Barc US Agg Bd Zero Dur BAZDTRUU 58 0.3 TFI SPDR Nuveen Barc Muni Bond LMMITR 1,319 9.9 ü BABS SPDR Nuveen Barc BuildAmer LBABTRUU 57 2.7 ITM Market Vectors Interm Muni LMT2TR 1,095 6.3 ü AGND WT Barc US Agg Bd Neg Dur BUAFTRUU 36 0.5 SUB iShares ST Natl AMT-Free SPMU5YRT 889 4.6 ICVT iShares Convertible Bond BCT5TRUU 19 0.1 PZA PwrShrs Natl AMT-Free Muni UNAP 846 4.6 ü MBSD FlexShares Discip Dur MBS M375 19 0.1 CMF iShares CA AMT-Free SPMUNCAT 393 2.3 TFLO iShrs Treas Floating Rate BTFLTRUU 15 0.2 HYMB SPDR Nuveen S&P HY Muni SPMUHT 344 5.4 ü ICSH iShares Liquidity Income n/a 13 0.1 SMB Market Vectors Short Muni LMT1TR 267 1.1 BYLD iShares Yield Optimized Bd MSAABYOT 11 0.1 MUNI PIMCO Intermediate Muni LM17TR 228 0.9 ü GMTB Columbia Core Bond LBUSTRUU 8 0.0 NYF iShares NY AMT-Free SPMUNNYT 181 0.8 COBO ProShares USD Covered Bond COBOUSD 6 0.0 IBMF iShrs iBnd 2017 AMT-Fr Muni SPMUS17T 159 0.6 RISE Sit Rising Rate RISEBP 6 0.1 IBME iShrs iBnd 2016 AMT-Fr Muni SPMUS16T 130 0.5 LMBS FT Low Dur Mortgage Opport n/a 5 0.0 SHYD Mkt Vectors Short HY Muni BMHYTR 105 0.7 AGGY WT Barclays US Aggreg Bd Enh BAYDTRUU 5 0.1 MLN Market Vectors Long Muni LMT3TR 101 0.7 USFR WisdomTree BBG Float Rate BUSYFL 1 0.0 PWZ PwrShrs Cali AMT-Free Muni UPCC 100 0.7 IBMD iShrs iBnd 2015 AMT-Fr Muni SPMUS15T 89 0.3 International3 CXA SPDR Nuveen Barc CalifMuni LMM2TR 87 0.6 EMB iShares JPM USD EM Bond JPEICORE $5,615 $89.2 ü IBMG iShrs iBnd 2018 AMT-Fr Muni SPMUS18T 87 0.4 BNDX Vanguard Total Intl Bond BGRCTRUH 3,362 43.9 ü PVI PwrShrs VRDO Tax Fr Wkly BBUSVWFT 86 0.4 PCY PwrShrs EM Sovereign Debt DBLQBLTR 2,585 23.3 ü IBMH iShrs iBnd 2019 AMT-Fr Muni SPMUS19T 61 0.4 BWX SPDR Barc Internat Treas LTXUTRUU 1,441 16.5 ü PZT PwrShrs NY AMT-Free Muni UNYP 49 0.2 EMLC Market Vectors EM Local Curr GBIEMCOR 1,302 14.6 ü IBMI iShrs iBnd 2020 AMT-Fr Muni SPMUS20T 43 0.4 WIP SPDR DB Int Gov Infl Prot DBLNDILS 769 5.6 MEAR iShares Sh Maturity Muni Bd n/a 37 0.2 LEMB iShares EM Local Curr Bond BMBNTRUU 609 3.9 ü INY SPDR Nuveen Barc NY Muni LMM3TR 30 0.1 ELD WisdomTree EM Local Debt JGENVUUG 539 3.9 ü FMB First Trust Managed Muni n/a 26 0.2 IGOV iShares Intl Treas SPBDXUTR 452 4.8 ü PRB Market Vectors Pre-Ref Muni LMPETR 22 0.1 HYEM Market Vectors EM HY EMLH 407 3.5 RVNU DB X-Trckrs Muni Infr Rev DBIQRVNU 22 0.1 VWOB Vanguard EM Govt Bond BUEGTRUU 384 3.3 GMMB Columbia Interm Muni Bond n/a 5 0.0 EMHY iShares EM HY Bd MSBIEHTR 239 2.7 HYXU iShares Glb ex USD HY Bd IBOAMZGX 239 1.7 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 10 | US ETF & ETN Guide July 2015

Exchange Traded Funds (ETFs) FICC Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Commodities1 Leveraged – FICC GLD SPDR Gold Shares GOLDLNPM $26,457 $707.5 ü UCO ProShares Ult BBG Crude BCOMCL $982 $207.6 ü IAU iShares Gold Trust GOLDLNPM 6,272 36.5 ü AGQ ProShares Ultra Silver SLVRLN 291 9.9 ü SLV iShares Silver Trust SLVRLN 5,087 109.8 ü UGL ProShares Ultra Gold GOLDLNPM 88 1.4 ü DBC PowerShares DB Commodity DBLCIX 3,015 34.6 ü TMF Direxion 20Y+ Treas Bull 3x AXTWEN 63 21.9 ü USO United States Oil n/a 2,375 509.0 ü BOIL ProShrs Ult BBG NatGas BCOMNG 61 4.5 ü DBA PowerShares DB Agriculture DBAGIX 950 10.1 ü UBT ProShares Ultra 20+ Treas LT11TRUU 48 3.7 ü SGOL ETFS Physical Swiss Gold Sh GOLDLNPM 887 3.6 ü UST ProShares Ultra 7-10 Treas LT09TRUU 35 6.6 ü GSG iShares S&P GSCI Comm SPGSCITR 809 5.6 ü ULE ProShares Ultra Euro n/a 13 1.0 ü UNG United States Natural Gas n/a 621 119.4 ü TYD Direxion 7-10Y Tres Bull 3x AXSVTN 6 0.3 ü USCI US Commodity Index SDCITR 560 4.9 YCL ProShares Ultra Yen n/a 5 0.2 ü DBO PowerShares DB Oil DBOLIX 536 9.4 ü SYTL Direxion 7-10Y Treas Bull 2x AXSVTN 4 0.0 PPLT ETFS Physical Platinum Sh PLTMLNPM 528 3.7 HEGE Drxion MSCI Eur CurrHdg Bu2X M0EUHUSD 4 0.1 PALL ETFS Physical Palladium PLDMLNPM 286 2.4 HEGJ Drxion MSCI JP CurrHdg Bu2X M0JPHUSD 4 0.1 SIVR ETFS Physical Silver SLVRLN 286 1.3 ü IGU ProShrs Ult Invt Grd Corp IBOXIG 3 0.0 GCC GreenHaven Commodity CCITR 265 1.6 ü UJB ProShares Ult High Yield IBOXHY 3 0.0 DBB PowerShares DB Base Met DBBMIX 177 3.7 ü UCD ProShares Ult BBG Comm BCOM 2 0.0 GLTR ETFS Physical Prec Metal GLTRI 143 1.9 DGL PowerShares DB Gold DGLDIX 138 2.1 ü Inverse – FICC DBE PowerShares DB Energy DBENIX 135 1.7 ü TBT ProShares UltSh 20+ Treas LT11TRUU $3,433 $158.3 ü DBP PwrShrs DB Precious Metals DBPMIX 122 1.2 ü TBF ProShares Short 20+ Treas LT11TRUU 1,150 18.8 ü UGA United States Gasoline n/a 102 2.9 ü TMV Direxion 20Y+ Treas Bear 3x AXTWEN 682 24.3 ü BNO United States Brent Oil Fd n/a 97 4.7 ü EUO ProShares UltraSh Euro n/a 597 35.4 ü CORN Teucrium Corn Fund TCORN 90 1.9 ü YCS ProShares UltraSh Yen n/a 408 14.5 ü USL United States 12 Month Oil n/a 73 2.3 ü PST ProShares UltSh 7-10 Treas LT09TRUU 257 2.1 ü OUNZ Merk Gold Trust n/a 61 0.4 SCO ProShares UltSh BBG Crude BCOMCL 177 137.1 ü AGOL ETFS Physical Asian Gold Sh GOLDLNPM 51 0.0 TTT PrShrs UltPro Sh 20+Y Trea LT11TRUU 128 2.1 ü CRBQ Global Commodity Equity CRBQX 38 0.1 GLL ProShares UltraSh Gold GOLDLNPM 75 2.2 ü WEAT Teucrium Wheat TWEAT 33 0.9 ü SJB ProShares Short High Yield IBOXHY 61 0.8 ü CMDT iShrs Commodity Optimized BCOMRST 28 0.3 ZSL ProShares UltSh Silver SLVRLN 56 3.7 ü DBS PowerShares DB Silver DBSLIX 20 0.1 ü TYO Direxion 7-10Y Tres Bear 3x AXSVTN 48 0.2 ü WITE ETFS Physical White Metal WITEI 20 0.1 TBX ProShares Short 7-10 Treas LT09TRUU 40 0.4 UNL US 12 Month Natl Gas n/a 15 0.4 ü DNO United States Short Oil n/a 23 1.9 ü SOYB Teucrium Soybean TSOYB 8 0.3 ü CROC ProShares UltraShort AUD n/a 20 0.4 ü PDBC PwrSh DB Opt Yield Div Comm DBLCIX 8 0.1 EUFX ProShares Short Euro n/a 19 0.5 ü UHN US Deisel-Heating Oil n/a 5 0.1 TYBS Direxion 20+ Yr Treas Bear AXTWEN 16 0.1 CANE Teucrium Sugar TCANE 4 0.1 TPS ProShares UltraShort TIPS LBUTTRUU 11 0.0 USAG United States Agriculture SDAITR 2 0.0 KOLD ProShrs UltSh BBG NatGas BCOMNG 10 3.1 ü CPER United States Copper SCITR 2 0.0 CMD ProShrs UltSh BBG Comm BCOM 6 0.0 TAGS Teucrium Agricultural Fund TTAGS 2 0.2 SAGG Direxion Ttl Bnd Mkt Bear LBUSTRUU 3 0.0 TONS GreenHaven Coal Fund TRCOAL 1 0.0 TBZ ProShr UltShrt 3-7 Treas LT13TRUU 3 0.0 IGS PrShr Shrt Invt Grade Corp IBOXIG 3 0.0 Currencies1 TYNS Direxion 7-10 Yr Treas Bear AXSVTN 2 0.0 UUP PowerShares DB USD Bull USDUPX $1,155 $65.9 ü USDU WisdomTree Bbg USD Bullish BBDXT 356 6.9 FXE CurrencyShares Euro n/a 306 111.9 ü FXC CurrencyShares CAD n/a 219 6.1 ü FXA CurrencyShares AUD n/a 186 4.9 ü FXF CurrencyShares CHF n/a 165 2.3 ü CYB WisdomTree CNY Strategy n/a 113 0.7 ü FXY CurrencyShares JPY n/a 111 11.3 ü DBV PwrShrs DB G10 Curr DBCFHX 88 2.0 ü CEW WisdomTree EM Curr Strat n/a 71 0.4 ü FXB CurrencyShares GBP n/a 46 4.2 ü UDN PowerShares DB USD Bear USDDNX 40 1.4 ü FXS CurrencyShares SEK n/a 23 0.1 ü BZF WisdomTree BRL Strategy n/a 15 0.3 ü ICN WisdomTree INR Strategy n/a 13 0.1 ü FXCH CurrencyShrs Ch Renminbi n/a 8 0.0 CCX WisdTree Commodity Curr n/a 7 0.0 FXSG CurrencyShares SGD n/a 4 0.0 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 11

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Exchange Traded Funds (ETFs) Specialty Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Active Active (continued) MINT PIMCO Enhan Short Matur SBMMTB3 $3,677 $47.1 ü FMF FT Mrnngstr Mngd Fut Strat MSDIDFTL $13 $0.1 BOND Pimco Total Return Active LBUSTRUU 2,484 21.4 ü GTAA AdvShrs Morg Creek Glob Tact n/a 12 0.0 TOTL SPDR Doubleline TR Tactical n/a 786 14.6 RWG Columbia Select LC Gro RU10INTR 12 0.0 SRLN SPDR Blackstone/GSO SrLoan IBXXLLTR 690 5.3 IEIS iShares Enhanced Intl SC MXWOUSC 12 0.1 RIGS Riverfront Strat Income n/a 492 2.3 RPX Columbia LC Growth RU10INTR 9 0.1 HYLD Peritus High Yield n/a 366 4.3 ü ARKG ARK Genomic Revol Multi-Sec n/a 9 0.1 WBII WBI Tactical Income n/a 314 1.6 GVT Columbia Select LCVal RU10INTR 9 0.0 COMT iShares Commod Select Strat n/a 292 3.1 CHNA PowerShares China A-Share XIN9I 8 0.3 FTGC FT Glb Tactical Commod Str n/a 256 3.2 GIVE AdvisorShares Global Echo n/a 8 0.0 WDTI WisdomTree Mng’d Fut Strat DTITR 225 1.6 WYDE ProSh CDS Short N Am HY Cred n/a 8 0.1 SYLD Cambria Shareholder Yield n/a 224 0.8 ARKK ARK Innovation n/a 7 0.0 WBIH WBI Tactical High Income n/a 221 2.4 QEH QAM Equity Hedge n/a 7 0.0 MINC AdvShr Newfleet Multi-Sect n/a 216 1.3 FTHI First Trust High Income n/a 6 0.1 LDUR PIMCO Low Duration Active G1O2 176 0.4 SYG SPDR MFS Systematic Growth n/a 6 0.0 GAL SPDR SSgA Glb Allocation n/a 145 0.8 TYTE ProSh CDS North Am HY Cred n/a 6 0.0 FLTB Fidelity Ltd Term Bond LD04TRUU 143 3.3 HUSE Huntington US Eqy Rotation SPX 6 0.1 ü WBIC WBI SMID Tactical Yield n/a 143 0.6 UBND WT Western Asset Unconstrain n/a 5 0.1 WBIG WBI LC Tactical Yield n/a 141 0.6 RRF WisdomTree Glb Real Return W0DI 4 1.9 WBIE WBI LC Tactical Growth n/a 140 0.7 FTLB First Trust Low Beta n/a 4 0.0 RLY SPDR SSgA Multi-Asset Real n/a 139 1.1 SYE SPDR MFS Systematic Core n/a 3 0.0 HDGE AdvsrShrs Ranger Eqty Bear SPX 132 1.4 ü SYV SPDR MFS Systematic Value n/a 3 0.0 FTSM FT Enhanced Short Maturity n/a 132 28.8 PUTX ALPS Enhanc Put Write Strat SPX 3 0.0 WBIA WBI SMID Tactical Growth n/a 131 0.7 HTUS Hull Tactical US n/a 2 0.3 WBIL WBI LC Tactical Select n/a 124 0.6 RORO SPDR SSgA Risk Aware RU30INTR 2 0.0 INKM SPDR SSgA Income Allocation MXWO 122 0.5 MULT AdvShrs Sunr Glb Multi-Strat n/a 2 0.0 WBIF WBI LC Tactical Value n/a 114 0.6 FBND Fidelity Total Bond LBUSTRUU 104 1.5 Fundamental WBIB WBI SMID Tactical Value n/a 102 0.4 PRF PowerShares FR US 1000 FR10XTR $4,523 $15.7 ü ILB PIMCO Glb Inflation-Linked PIMCSUNV 102 0.2 EPI WisdomTree India Earnings WTEMINTR 2,548 109.4 ü WBID WBI SMID Tactical Select n/a 99 0.4 PRFZ PowerShares FR US 1500 FR15US 1,182 3.4 RAVI FlxShr Ready Access VarInc n/a 94 0.6 PXF PowerShares FR DM ex US TFRX1NU 894 6.2 IEIL iShares Enhanced Intl LC MXWOU 83 0.2 EZM WisdomTree MC Earnings WTMEITR 773 3.6 IELG iShares Enhanced US LC RU10INTR 76 0.3 FNDX Schwab Fund US Large Comp RUFUSLU 698 5.9 FFTY Innovator IBD 50 n/a 69 2.6 FNDF Schwab Fund Intl Lrg Comp RUFDXULU 647 5.5 TUTT Tuttle Tactical Mgmt US Core n/a 66 1.0 EES WisdomTree SC Earnings WTSEITR 430 1.8 DI PIMCO Divers Income Active BGCRTRUH 57 0.1 FNDA Schwab Fund US Small Comp RUFUSSU 422 3.2 SMMU PIMCO Short Term Muni Bon n/a 56 0.4 PXH PwrShrs FTSE RAFI EM TFREMNU 409 3.9 ALD WisdomTree Asia Local Debt HSLIALBI 49 2.5 RWJ RevenueShares SC REVWST 373 1.4 ü PSR PwrShrs Active US RE FNERTR 49 0.3 RWL RevenueShares Large Cap REVWLT 345 1.6 ü Specialty HOLD AdvsrShrs Sage Core Reserv n/a 35 0.0 FNDC Schwab Fund Intl Sml Comp RUFDXUSU 278 2.3 YPRO AdvisorShares YieldPro n/a 33 0.4 FNDE Schwab Fund EM Large Comp RUFGELU 268 2.7 DIVY Reality Shares DIVS n/a 33 0.4 RWK RevenueShares Mid Cap REVWMT 241 0.9 ü TUTI Tuttle Tctcl Mgmt MultiStrat n/a 32 1.5 FNDB Schwab Fund US Broad Mkt RUFUSUSD 230 0.9 FCOR Fidelity Corporate Bond LUCRTRUU 29 0.4 EPS WisdomTree Earnings 500 WTEPSTR 136 0.4 CFGE Calamos Focus Growth SPX 28 0.0 PDN PwrShr FR DM x US SmMid TFRDXUNU 118 0.5 FLRT Pacific Asset Enhan Float RT n/a 27 0.3 EXT WisdomTree Total Earnings WTEI 96 0.4 SMCP Alphamark Actively Mngd SC n/a 26 0.6 EQWL PwrShrs Russell Top 200 EW RT2EWTR 40 0.1 VALX Validea Market Legends n/a 25 0.2 PAF PwrShrs FR Asia Pac x JP TFRAXJNU 39 0.2 IESM iShares Enhanced US SC RU20INTR 23 0.1 EQWM PowerShares Russell MC EW RUMEMCTR 32 0.1 FDIV First Trust Strategic Income n/a 20 0.1 EZY WisdomTree LC Value WTEILVTR 30 0.1 EPRO AdvisorShares EquityPro n/a 19 0.1 RTR RevenueShares ADR REVWADRT 25 0.2 YLD Principal Edge Active Income LF89TRUU 19 0.2 EQWS PowerShares Russell 2000 EW RU2ESCTR 16 0.0 AMZA InfraCap MLP n/a 17 0.2 FCFI TrimTabs Intl Free-Cash Flow FCFI 10 0.4 ULST SPDR SSgA Ultra Short Term n/a 16 0.1 ZLRG ETFS Zacks Earnings LC US ZAXERNLT 3 0.0 LALT PwrShrs Multi-Strat Altern MSUSLALT 16 0.2 SLDR ALPS Sector Leaders SPX 3 0.0 AADR WCM/BNY Mellon Focs Gro ADR n/a 15 0.1 ZSML ETFS Zacks Earnings SC US ZAXERNST 1 0.0 FORX PIMCO Foreign Curr Strat W1TW 14 0.0 ü ARKQ ARK Industrial Innovation n/a 14 0.1 Life Cycle and Allocation AGLS Accuvest Global Long Short MXWO 14 0.1 AOR iShares Core Growth Allocat SPTGGUT $451 $3.3 ARKW ARK Web x.0 n/a 13 0.1 AOA iShrs Core Aggressive Alloc SPTGAUT 367 2.2 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 13

Exchange Traded Funds (ETFs) Specialty Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Life Cycle and Allocation (continued) Quantitative (continued) AOM iShares Core Moderate Alloc SPTGMUT $355 $2.4 Domestic (continued) AOK iShares Core Conserv Alloc SPTGCUT 241 1.5 GVAL Cambria Global Value GVAL $81 $0.8 FNK Frst Trst MC Val AlphaDEX DEFIMDVI 78 0.5 Long/Short FAD First Trust MultiCap Gro DEFIMCGI 77 0.3 HYLS First Trust Tactical HY n/a $474 $2.2 FYT Frst Trst SC Val AlphaDEX DEFISCVI 77 0.7 CSM ProShares LC Core Plus CS13030 461 3.8 PTMC Pacer Trendpilot 450 n/a 70 4.1 RALS ProShares RAFI Long/Short RAFILS 44 0.7 SPXH Janus Veloc Volatil Hdg LC SPXHID 69 0.3 FTLS First Trust L/S Equity n/a 16 0.2 FVL First Trust Value Line 100 VLFVL 62 0.1 RINF ProShrs 30Y TIPS/TSY Spr CSTYIN30 5 0.2 XRLV PS SP500 Ex-Rt Sens LowVol SP5LVRUT 54 1.0 DIVA QuantShares Hdgd Div Income IDIVALS 4 0.0 QVAL ValueShares US Quant Value SPTRSVX 54 0.5 BTAL QuantShr US MktNeu AntBeta DJTMNABT 3 0.1 TRSK Janus Veloc Tail Risk Hdg LC TRSKID 42 0.1 CHEP QuantShr US MktNeu Value DJTMNSVT 3 0.1 DWAQ PwrShrs DWA NASDAQ Mom DWANQTLT 36 0.2 SIZ QuantShr US MktNeu Size DJTMNSST 2 0.0 SMLV SPDR Russell 2000 Low Vol RU2LVOLT 35 0.3 MOM QuantShr US MktNeu Moment DJTMNMOT 1 0.0 FWDD Madrona Domestic n/a 33 0.1 VSPY Direxion SP500 Volat Resp SPXVRT 33 0.2 Quantitative PTNQ Pacer NASDAQ-100 Trendpilot n/a 30 1.8 Domestic subsection LGLV SPDR Russell 1000 Low Vol RU1LVOLT 29 0.3 USMV iShares MSCI USA Min Vol M00IMV$T $5,060 $45.0 ü SCTO Global X JPM US Sector Rotat JPUSSCTO 27 0.3 SPLV PwrShrs S&P 500 Low Vol SP5LVIT 4,754 53.5 ü ROUS Lattice US Equity Strategy LROUSLX 27 0.3 FV FT Dorsey Wright Focus 5 DWANQFF 3,912 37.3 ü CIZ Comp EMP Dev 500 Enh Vol Wgt CEMPDVHG 25 0.3 PKW PowerShares Buyback DRBTR 2,912 15.1 ü CSF Comp EMP Disc 500 Enh Vol Wgt CEMPSMHT 24 0.3 FEX First Trust LC AlphaDEX DEFILCCI 1,920 12.4 ü MCRO IQ Hedge Macro Tracker IQHGMAT 20 0.2 PDP PwrShrs Momentum Portf DWTL 1,887 10.0 ü MMTM SPDR SP1500 Momentum Tilt SPCPMTUT 18 0.0 FTA First Trust LCVal AlphaDEX DEFILVOI 1,198 5.6 SBUS ETFS Divers-Factor US LC SBUXDHMG 18 0.0 QUAL iShares MSCI USA Qlty Fact M2USQU 1,070 6.0 MATH Meidell Tactical Advantage n/a 18 0.1 PWV PowerShares Dyn LC Val ILWTR 1,066 4.4 FMK Frst Trst Mega Cap AlphaDEX DEFIMGCI 18 0.1 MDIV FT Multi-Asset Divers Income NQMAUS 1,046 5.8 ü SPYB SPDR S&P 500 Buyback SPBUYUT 15 0.2 QAI IQ Hedge Multi-Strategy IQHGMST 1,041 5.7 QMN IQ Hedge Mkt Neutral Track IQHGMNB 13 0.1 FNX First Trust MC AlphaDEX DEFIMCCI 1,017 4.6 VLU SPDR S&P 1500 Value Tilt SPCLVTUT 13 0.0 TILT FlxShr Mstar US MktFctTilt MUFTT 776 1.2 QINC FT RBA Quality Income RBAQI 11 0.1 CVY Guggenheim Multi-Asset ZAXYHTR 754 4.4 ü DWAT Arrow DWA Tactical n/a 9 0.1 FYX First Trust SC AlphaDEX DEFISCCI 714 3.7 CFA Compass EMP US 500 Vol CEMPUSLT 9 0.1 VLUE iShares MSCI USA Value Wgt M2USVWGT 683 1.4 DHVW Diamond Hill Valuat-Wgt 500 DHVW 8 0.2 MTUM iShares MSCI USA Momentum M2US000$ 682 2.8 RWV RevShrs Navellier A-100 REVWLOUT 8 0.0 FTC First Trust LCGro AlphaDEX DEFILGOI 613 4.4 ü MRGR ProShares Merger SPLSALP 6 0.0 PHDG PS S&P Downside Hdgd SPVQDTR 583 4.2 ü QUS SPDR MSCI USA Quality Mix M2USQMAR 6 0.0 SPHQ PowerShares SP500 High Qual SPXQRUT 513 3.1 TUSA Frst Trst Total US AlphaDEX NQDXUSB 5 0.0 DWAS PwrShrs DWA SC Momen Portf DWATLSC 437 3.1 ü VLLV Direxion Value Line Conserv VLCET 5 0.0 PWB PowerShares Dyn LC Gro ILHTR 325 1.2 LRGF iShares FactorSelect MSCI US M2WODVR 5 0.1 RYJ Guggenheim RJ SB-1 Equity RJSBITR 269 0.7 DBIZ AdvsrShrs PringTrnr BusCyc n/a 4 0.0 IYLD iShes Mstar MultiAsset Inc MAHIT 264 1.8 QVM Arrow QVM Equity Factor AIQVM 4 0.1 GURU Global X Guru Index GURU 261 2.2 ü CSA Compass EMP SC 500 Vol Wgt CEMPUSST 4 0.0 SIZE iShares MSCI USA Risk Wgt M2USRWGT 235 0.8 SMLF iShares FctrSlct MSCI US SC M2USDMR 3 0.0 DVP Deep Value ETF TWMDVP 228 0.4 ERW Janus Equal Risk Weighted LC ERWSPX 3 0.0 DEF Guggenheim Defensive SBRDETR 218 1.3 SLOW ALPS Sector Low Volatility SPX 3 0.0 BFOR Barron’s 400 B400T 213 0.7 ü CAPX Elkhorn SP500 Capital Expend SPXCAPUT 2 0.1 FAB First Trust MultiCap Value DEFIMCVI 202 0.9 SCIU Global X Scientific Beta US SBUXRHMG 2 0.0 SPHB PwrShrs S&P 500 High Beta SP5HBIT 186 5.6 ü PTLC Pacer Trendpilot 750 n/a 170 10.5 International PWC PowerShares Dyn Market DYITR 164 0.6 EFAV iShares MSCI EAFE Min Vol M00IEA$O $2,802 $26.0 ü CZA Guggenheim MC Core ZAXMCTR 158 0.6 EEMV iShares MSCI EM Min Vol M00IEF$O 2,631 24.0 ü NFO Guggenheim Insider Sent SBRINTR 151 0.5 ACWV iShares MSCI ACWI Min Vol M00IWD$O 2,200 15.0 ü FTCS First Trust Capital Strng NQCAPSTT 109 0.6 IFV First Trust DWA Int’l Focus 5 DWANQIFF 874 11.8 FNY Frst Trst MC Gro AlphaDEX DEFIMDGI 108 1.2 VIDI Vident International Eqty VIDIX 734 1.3 KNOW Direxion AC Insider Senti SBRQAM 104 1.0 TLTD FlxShr Mstar DMxUS FacTilt MDXUSFTN 571 2.3 XMLV PowerShares S&P MC Low Vol SP4LVIT 98 0.8 FEP Frst Trst Europe AlphaDEX DEFIEUCI 403 4.0 ü CFO Compass EMP US500 EnhanVol n/a 93 0.9 PIZ PwrShrs DM Tech Lead DWADMNTR 387 3.6 ü XSLV PowerShares S&P SC Low Vol SP6LVIT 92 0.6 FKU First Trust UK AlphaDEX DEFIUKCT 349 4.3 CDC Compass EMP US100 High Div CEMPULHT 88 0.8 IDLV PwrSars SP Intl DM Low Vol SPIDLVUN 343 2.3 FYC Frst Trst SC Gro AlphaDEX DEFISCGI 82 0.7 PIE PwrShrs EM Technical Lead DWAEMNTR 323 3.1 ü 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 14 | US ETF & ETN Guide July 2015

Exchange Traded Funds (ETFs) Specialty Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Quantitative (continued) Quantitative (continued) International (continued) International (continued) FEM Frst Trst EM AplhaDEX DEFIEMCI $274 $6.7 ü EEHB PwrShrs S&P EM High Beta SPEMHBIN $5 $0.2 FGM First Trust DE AlphaDEX DEFIGMCT 268 1.4 FKO Frst Trst S Korea AlphaDEX DEFISKCI 4 0.0 FSZ First Trust CH AlphaDEX NQCH 257 2.0 QGBR SPDR MSCI UK Quality Mix M1GBQMAR 3 0.2 FHK First Trust HK AlphaDEX DEFIHKCT 248 2.2 FBZ Frst Trst Brazil AlphaDEX NQDXBR 3 0.0 EELV PowerShares S&P EM Low Vol SPEMLVUN 233 1.6 ü KLEM GaveKal Knowledge Leadrs EM KNLGEX 3 0.0 TLTE FlxShr Mstar EM FactorTilt MEMMFTN 216 0.7 KLDW GaveKal Knowledge Leadrs Dev KNLGX 3 0.1 GYLD Arrow DJ Global Yield DJGYLDT 207 2.2 SCIJ Global X Scientific Beta JP SBJURHMN 3 0.0 FDT Frst Trst DM exUS AlphaDEX DEFIDMCI 165 1.5 QKOR SPDR MSCI S Korea Quality Mix M1KRQMAR 3 0.0 FJP Frst Trst Japan AlphaDEX DEFIJPCI 158 3.5 SBEU ETFS Divers-Factor Dev Eur SBXES1EG 2 0.0 GQRE FlxShrs Glb Qlty Real Est NTGQRENT 97 0.4 ACWF iShares FctrSlct MSCI Glob M1WDDVR 2 0.0 JPIN JPM Divers Ret Int’l Equity FTJPIN 94 0.9 ISCF iShrs FctrSlct MSCI Intl SC M1WOUMFR 2 0.1 QEMM SPDR MSCI EM Quality Mix M1EFQMR 72 0.6 QMEX SPDR MSCI Mexico Quality Mix M1MXQMAR 2 0.0 GRES IQ Global Resources IQGREST 59 0.4 QESP SPDR MSCI Spain Qual Mix M1ESQMAR 2 0.0 JPEM JPMorgan Diversif Return EM FTJPEMN 55 0.7 IVLU iShares MSCI Intl Dev Value M1WOUEV 2 0.0 FPA Frst Trst AP xJP AlphaDEX DEFIAPCI 51 0.8 SCIX Global X Scientif Beta Asia SBAXRHMN 2 0.0 FYLD Cambria Frgn Sharehld Yld FYLD 49 0.4 SCID Global X Scientific Beta Eur SBRXRHMN 2 0.0 IPKW PwrShrs Intl BuyBack Achiev DRBXUSN 46 0.6 QLS IQ Hedge Long/Short Tracker IQHGLST 2 0.0 JPGE JPMrgn Divers Return GblEq FTJPGEN 46 0.2 QED IQ Hedge Event-Driven Trckr IQHGEDT 2 0.0 FXEU PS Europe Curr Hdg Low Vol SPELVUNH 40 0.9 GURI Global X Guru Intl GURI 1 0.0 FEMS First Trust EM SC AlphaDEX DEFIESCT 37 0.7 FAUS First Trust AU AlphaDEX NQDXAU 1 0.0 GMOM Cambria Global Momentum n/a 34 0.4 GURX Global X Guru Small Cap GURX 1 0.0 FCA Frst Trst China AlphaDEX DEFICHCI 30 0.4 RODM Lattice DM Ex-US Strategy LRODMX 27 0.3 Other FWDB Madrona Global Bond n/a 27 0.1 PFF iShares US Preferred SPTREFTR $13,020 $88.4 ü ALTS ProSh Mrngstr Alt Solution DIVALTT 26 0.3 AMLP Alerian MLP AMZI 8,581 76.3 ü HGI Guggenheim Internat Multi ZAXIH 25 0.1 PGX PowerShares Preferred P0P4 2,756 15.3 ü ROAM Lattice EM Strategy LROAMX 23 0.3 PGF PwrShrs Finan Preferred WHPSF 1,422 5.3 ü EFFE Global X JPMorgan Efficiente JPUSEFFE 21 0.3 EMLP Frst Trst NA Energy Infra n/a 1,120 9.0 ü IVAL ValueShrs Int’l Quant Value NDUVEAFE 21 0.2 MOAT Mkt Vect Mrngstr Wide Moat MWMFTR 871 4.3 FWDI Madrona International n/a 19 0.1 FPX First Trust US IPO IPXO 801 4.6 EMCG WisdomTree EM Consumer Gro WTEMCGTR 19 0.0 PCEF PowerShares CEF Income CEFXTR 667 3.9 ü IDHQ PwrShrs SP Intl Dev HiQual SPIDHQRN 17 0.1 CSD Guggenheim Spin-Off CLRSOTR 517 2.3 ü JPMV iShares MSCI Japan MinVol M1JPMVOE 17 0.2 PSP PwrShr Listed Private Eqty GLPEXUTR 477 3.1 ü FEUZ FT Eurozone AlphaDEX NQDXEURO 15 3.7 DSI iShares MSCI KLD 400 Social TKLD400U 448 1.8 DIVI AdviShrs Athena High Div n/a 15 0.1 KLD iShares MSCI USA ESG Sel TFSSIU 329 0.9 YDIV FT NASDAQ Intl Multi-Asset NQMAXUS 15 0.1 PBP PwrShrs S&P 500 BuyWrite BXM 316 3.6 QJPN SPDR MSCI JP Quality Mix M1JPQMAR 13 0.2 PSK SPDR Wells Fargo Preferred WAGG 294 1.9 IDHB PwrShrs SP Intl Dev HghBta SPIDHBIN 12 0.1 PFXF Mrkt Vctrs Pref ex Fins WHPSL 284 2.5 FCAN First Trust CA AlphaDEX NQDXCA 11 2.1 FPE First Trust Pref Sec & Inc n/a 276 2.7 QDEU SPDR MSCI Germany Qual Mix M1DEQMAR 11 0.1 VRP PwrShrs Variable Rate Pref PFLOT 272 2.3 EUMV iShares MSCI Europe MinVol M00IER$O 11 0.1 SPFF Global X SuperIncome Pref SPPEYN 268 2.8 FTW First Trust TW AlphaDEX DEFITWCT 11 0.4 TTFS TrimTabs Float Shrink n/a 247 1.4 PERM Global X Permanent PERM 11 0.1 YMLP Yorkville High Income MLP YMLP 220 1.6 QEM Mkt Vctrs MSCI EM Quality M1EFQU 10 0.0 CRBN iSh MSCI ACWI Low Carb Targ M1WDLCT 215 0.8 FLN Frst Trst LatAm AlphaDEX DEFILACI 8 0.1 MLPA Global X MLP MLPAMID 154 1.6 ROGS Lattice Global SC Strategy LROGSX 8 0.1 VIXY ProShares VIX ShTrm Fut SPVXSPID 147 22.5 ü FDTS Frst Trst DM x US SC AlphaD DEFIDSCT 7 0.1 MNA IQ Merger Arbitrage IQMNAT 144 1.1 QWLD SPDR MSCI World Qual Mix M1WOQMR 6 0.0 EQL ALPS Equal Sector Weight BASMLESW 141 0.6 QTWN SPDR MSCI Taiwan Quality Mix M1TWQMAR 6 0.0 MLPX Global X MLP&Energy Infra SOLMLPX 133 1.8 ü QEFA SPDR MSCI EAFE Quality Mix M1EAQMR 6 0.0 YYY Yield Shares High Income YLDA 94 0.8 IQLT iShares MSCI Intl Dev Qual M1WOUNQR 5 0.0 LOWC SPDR MSCI ACWI Low Carb Targ M1WDLCT 90 0.0 IMTM iShares MSCI Intl Dev Momen M1WOUMOR 5 0.0 ZMLP Direxion Zacks MLP HighInc ZAXLPTR 90 1.1 AXJV iShrs MSCI AsiaxJP MinVol M1APJVO 5 0.1 BIZD Market Vectors BDC Income MVBIZDTG 80 0.7 QCAN SPDR MSCI CA Quality Mix M1CAQMAR 5 0.1 HSPX Horizons SP500 CoveredCall SPXCC 77 0.6 RGRO RevenueShares Global Growth REVWGGT 5 0.0 AIRR FT RBA American Indus Ren RBAAIR 65 0.7 QXUS MktVctrs MSCI Intl Quality M1WDUQU 5 0.0 HVPW US Eqy High Vol Put Write PUTWRT 60 0.4 ISZE iShares MSCI Intl Dev Size M1WOURW 5 0.0 YMLI Yorkville High Inc Infr MLP YMLI 55 0.3 QAUS SPDR MSCI AU Quality Mix M1ATQMAR 5 0.0 XMPT Market Vectors CEF Muni CEFMXTR 48 0.3 INTF iShares FcorSlct MSCI Intl M1WOUDMR 5 0.1 IPFF iShares Intl Pref Stck SPPRIUN 46 1.6 ü 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 15

Exchange Traded Funds (ETFs) Specialty Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Other (continued) HDG ProShares Hedge Replicate MLEIFCTX $40 $0.3 GAA Cambria Global Asset Alloc n/a 37 0.4 IBLN Direxion ibillionaire Index BILLIONR 32 0.3 IPO Renaissance IPO IPOUSA 28 0.2 CPI IQ Real Return IQHGCPIT 27 0.1 VEGA AdvShrs STAR Glb BuyWrite n/a 27 0.1 VIXM ProShares VIX MdTrm Fut SPVXMPID 26 0.8 ü GYEN AdvsrShrs Gartman Gold/Yen n/a 23 0.3 QYLD Recon Cap NASDAQ-100 CC BXN 20 0.2 GEUR AdvsrShrs Gartman Gold/EUR n/a 17 0.4 PEX ProSh Glbl Listed Priv Eqy LPXDITU 16 0.1 ENFR Alerian Energy Infrastruct AMEI 16 0.1 FLAG Forensic Accounting FLAG 13 0.1 NASH Nashville Area NASHVILL 12 0.0 HHFR Highland HFR Global HFRLHHFR 10 0.1 HHDG Highland HFR Equity Hedge HFRLHHDG 10 0.1 DRVN Highland HFR Event-Driven HFRLDRVN 10 0.0 MLPJ Global X Junior MLP SOLMLPJ 10 0.0 FUTS ProShares Managed Futures SPSFIT 9 0.1 VXDN AccuShrs Spot CBOE VIX Down VIX 9 0.2 VXUP AccuShares Spot CBOE VIX Up VIX 9 1.0 EQLT Alps Workplace Portfolio LGBTEQLT 8 0.0 BCHP EGShares Blue Chip EGABCHPT 8 0.0 TOFR USCF ETF Trust—Stock Split SPX 5 0.0 HIPS Master Income TFMSHIPP 5 0.1 VIXH FT CBOE SP5 VIX Tail Hedge VXTH 4 0.0 YLCO Global X Yieldco Index IYLCOT 4 0.1 KFYP KraneShares CSI New China H11161 3 0.0 ACTX Global X Guru Activist ACTX 3 0.1 XSOE WisdomTree EM ex-SOEs EMXSOETR 2 0.1 IPOS Renaissance Int’l IPO IPOXUS 2 0.0 SPUN Market Vectors Glb Spin-Off GSPIN 2 0.1 FPXI First Trust Int’l IPO n/a 2 0.0 FIA Falah Russell-IdealRat US LC RIIUSLCT 1 0.0 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 16 | US ETF & ETN Guide July 2015

Exchange Traded Notes (ETNs) ETNs Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Commodities section Commodities (continued) tion General Specific (continued) DJP iPath Bloomberg Commodity BCOMTR $1,312 $16.6 ü FUE Elements MLCX Biofuels MLCXBXTR $1 $0.0 RJI Elements Rogers Commod ROGRTR 545 3.8 ü BDG DB Base Metals Long DBBMIX 1 0.0 GSC GS Connect S&P GSCI Enh SPGSESTR 145 1.8 NINI iPath Pure Beta Nickel BCC2LNPT 1 0.0 GSP iPath GSCI Total Return SPGSCITR 131 1.7 DCNG iPath Seasonal Nat Gas BCC2NGST 1 0.0 DJCI ETRACS BBG Commodity BCOMTR 110 0.6 LSTK iPath Pure Beta Livestock BCC1LSPT 1 0.0 UCI ETRACS CMCI Total Return CMCITR 80 0.6 GRWN iPath Pure Beta Softs ETN BCC1SFPT 1 0.0 BCM iPath Pure Beta Broad Comm BCC1C1PT 30 0.7 LD iPath Bloomberg Lead BCOMPBTR 1 0.0 LSC Elements S&PComdtyTrends SPTICTR 28 0.0 HEVY iPath Pure Beta Industrial Met BCC1IMPT 1 0.0 CSCB CS X-Links Commodity Bench CSIXTR 1 0.0 CSCR CS X-Links Commoditt Rotat CSCUBKTR 1 0.0 Currencies section DPU DB Commodity Long DBCDIX 1 0.0 CNY Market Vectors Renminbi SPCBCNY $20 $0.3 SBV iPath Pure Beta S&P GSCI-Weigh BCC2C1PT 1 0.0 AYT iPath GEMS Asia 8 BXIIGMA8 3 0.0 ERO iPath EUR/USD n/a 3 0.0 Specific GBB iPath GBP/USD n/a 2 0.0 OIL iPath Goldman Sachs Oil SPGSCLTR $927 $49.6 ü ICI iPath Optimized Curr Carry BXIICIIP 2 0.1 RJA Elements Rogers Agricult ROGRAGTR 155 0.5 ü JYN iPath JPY/USD n/a 1 0.0 JJG iPath Bloomberg Grains BCOMGRTR 130 2.0 ü INR Market Vectors-Rupee/USD SPCBINR 1 0.2 JO iPath Bloomberg Coffee BCOMKCTR 104 3.2 ü JEM iPath GEMS Index BXIIGEM1 1 0.0 SGG iPath Bloomberg Sugar BCOMSBTR 58 1.1 ü PGD iPath Asian&Gulf Curr Reval BXIIGEMP 1 0.0 JJC iPath Bloomberg Copper BCOMHGTR 45 1.0 ü JJA iPath Bloomberg Agriculture BCOMAGTR 42 0.1 Leveraged/Inverse RJN Elements Rogers Energy ROGRENTR 31 0.3 ü FIGY FI Enhanced Global HY M2WDHDVD $1,413 $0.9 COW iPath Bloomberg Livestock BCOMLITR 24 0.3 ü UWTI VelocityShares 3x Crude SPGSCLP 1,011 193.2 NIB iPath Bloomberg Cocoa BCOMCCTR 23 0.4 ü FEEU FI Enhanced Europe 50 SX5PGV 959 0.7 PTM ETRACS UBS Long Platinum CTPLTR 22 0.1 ü FBGX FI Enhanced LC Growth RU10GRTR 807 2.8 FUD ETRACS CMCI Food CMFOTR 20 0.0 FLGE FI LC Growth Enhanced RU10GRTR 598 0.5 BAL iPath Bloomberg Cotton BCOMCTTR 18 0.5 ü UGAZ VelocityShares 3x Nat Gas SPGSNGP 595 93.9 UAG ETRACS CMCI Agriculture CMAGTR 15 0.0 MORL ETRACS 2x Mortgage REIT MVMORT 336 6.2 RJZ Elements Rogers Metals ROGRIMTR 13 0.0 FIEG FI Enhanced Global HY M2WDHDVD 302 1.1 GAZ iPath Bloomberg Natural Gas BCOMNGTR 12 0.1 ü MLPL ETRACS UBS 2x Lng MLP AMZI 292 4.3 UBG ETRACS CMCI Gold CTGCTR 12 0.1 FIEU CS FI Enhanced Europe 50 SX5PGV 289 1.7 OLO DB Crude Oil Long DBODIX 11 0.2 BDCL ETRACS 2x Lng WF Bus Dev WFBDCPX 270 3.1 PGM iPath Bloomberg Platinum BCOMPLTR 10 0.0 CEFL ETRACS Mon 2xLev ClsdEndFd YLDA 200 2.7 JJM iPath Bloomberg Industrial BCOMINTR 8 0.0 USLV VelocityShares 3x Silver SPGSSIP 153 10.7 USV ETRACS CMCI Silver CTSITR 8 0.2 FBG FI Enhanced Big Cap Growth RU10GRTR 149 0.3 GRU Elements MLCX Grains MLCXGRTR 8 0.0 ü DWTI VelocityShrs 3x Inv Crude SPGSCLP 148 124.2 JJP iPath Bloomberg Precious Met BCOMPRTR 8 0.0 DGP DB Gold Double Long DGLDIX 118 2.2 JJN IPath Bloomberg Nickel BCOMNITR 7 0.1 DTYS iPath US Treas 10-YR Bear BXIITETY 92 1.3 CHOC iPath Pure Beta Cocoa BCC2CCPT 7 0.1 DTO DB Crude Oil Double Short DBODIXX 72 11.4 CAFE iPath Pure Beta Coffee BCC2KCPT 5 0.1 DGAZ VelocityShrs 3x Inv NatGas SPGSNGP 66 66.8 UBC ETRACS CMCI Livestock CMLVTR 5 0.1 SZO PowerShares DB Oil Short DBODIXX 62 1.6 OLEM iPath Pure Beta Crude Oil BCC2CLPT 5 0.0 DZZ DB Gold Double Short DGLDIX 58 1.5 UBN ETRACS CMCI Energy CMENTR 4 0.1 DRR Market Vectors Dbl Sh Euro DSHRTEUR 52 1.1 UBM ETRACS CMCI Ind Metals CMIMTR 4 0.1 SBND DB 3x Short 25+ Yr Treas Bd DBBNDS 45 0.3 JJU iPath Bloomberg Aluminum BCOMALTR 3 0.0 JGBD DB 3x Inver JP Govt Bd Fut DBBNJGBS 44 0.2 CTNN iPath Pure Beta Cotton BCC2CTPT 3 0.0 UGLD VelocityShares 3x Gold SPGSGCP 39 1.8 JJS iPath Bloomberg Softs BCOMSOTR 3 0.0 JGBS DB Inverse JP Govt Bond Fut DBBNJGBS 38 0.1 LEDD iPath Pure Beta Lead BCC2LLPT 2 0.0 DLBS iPath US Treas Lng Bd Bear BXIITEUS 37 0.2 AGF DB Agriculture Long DBADIX 2 0.0 SPLX ETRACS 2xLeverag SP5 TR SPXT 31 0.0 GRN iPath Global Carbon BXIIGCUT 2 0.0 FIBG CS FI Enhanced Big Cap Gro RU10GRTR 31 0.1 WEET iPath Pure Beta Grains BCC1GRPT 2 0.0 DVYL ETRACS Mnthly 2x DJ SelDiv DJDVP 30 0.3 CUPM iPath Pure Beta Copper BCC2LPPT 2 0.0 HOML ETRACS 2xLev ISE Homebuild RUFTR 30 1.0 ONG iPath Pure Beta Energy ETN BCC1ENPT 2 0.0 LMLP ETRACS 2xLev WF MLP ExEner MLPXEPX 29 0.4 JJT iPath Bloomberg Tin BCOMSNTR 2 0.0 DVHL ETRACS Mon 2x Dvsfd Hi Inc NYDVHI 26 0.2 BLNG iPath Pure Beta Precious Metal BCC1PMPT 2 0.0 TAPR Barclays Inv US Treas Comp BXIIITAG 26 0.2 FOIL iPath Pure Beta Aluminum BCC2LAPT 1 0.0 LRET ETRACS 2xLev MSCI US REIT RMZ 25 2.1 ETNs JJE iPath Bloomberg Energy BCOMENTR 1 0.0 DGZ DB Gold Short DGLDIX 24 1.6 DIRT iPath Pure Beta Agricult BCC1AGPT 1 0.0 SDYL ETRACS Mnthly 2x S&P Div SPHYDA 21 0.1 SGAR iPath Pure Beta Sugar BCC2SBPT 1 0.0 SMHD ETRACS Monthly 2xLev US SC SOLSMHD 20 0.6 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 17

Exchange Traded Notes (ETNs) ETNs Bberg Assets Avg Vol * Bberg Assets Avg Vol * Sym Name Index ($MM) ($MM) Opt. Sym Name Index ($MM) ($MM) Opt. Leveraged/Inverse (continued) Other (continued) DGLD VelocityShares 3x Inv Gold SPGSGCP $18 $1.1 RODI Barclays Return on Disability RODITR $30 $0.0 BUNT DB 3x German Bund Futures DBBNBUNL 16 0.1 CAPE Barclays ETN+ Shiller CAPE BXIICCST 29 0.1 ROLA iPath Long Extended Russell 10 RU10INTR 14 0.0 WIL Barclays Women in Leadership BXIIWILT 28 0.0 DTUS iPath US Treas 2-YR Bear BXIITETU 14 0.1 MLPG UBS ETRACS Nat Gas MLP ANGI 27 0.1 RTLA iPath LX Russell 2000 RU20INTR 14 0.0 WMW Elements Mrngstr Wide Moat MWMFTR 26 0.1 RWXL ETRACS 2x DJ Intl Real Est DWXRS 13 1.0 YGRO RBC Yorkville MLP YGMLL 26 0.2 DAG DB Agriculture Double Long DBADIX 11 0.1 HDLV ETRACS Mnthly 2x HiDivLowVol SOLHDLV 26 0.2 DSLV VelocityShares 3x Inv Silv SPGSSIP 11 2.1 HOMX ETRACS ISE Homebuilders RUFTR 25 0.1 SFLA iPath LX S&P 500 TR SPTR 6 0.0 VQTS ETRACS SP500 VEQTOR Switch SPVQSTR 25 0.1 JGBT DB 3x JP Govt Bond Futures DBBNJGBL 6 0.9 FMLP ETRACS WF MLP Ex-Energy MLPXEPX 24 0.0 LBND DB 3x Long 25+ Yr Treas Bd DBBNDL 6 0.2 DVHI ETRACS Divers High Income NYDVHI 23 0.0 MFLA iPath Long Enhanced MSCI EAFE NDDUEAFE 5 0.0 CSLS CS X-Links Lng/Shrt Equity CSLABLN 20 0.1 MLPS ETRACS UBS 1xM Shrt MLP AMZIX 5 0.1 SPGH ETRACS SP5 Gold Hedge SPGL5UT 20 0.3 DFVS iPath US Treas 5-YR Bear BXIITEFV 4 0.1 MLPW E-TRACS Wells Fargo MLP WML 12 2.2 EMSA iPath Short Enhanced MSCI Emer NDUEEGF 4 0.0 BUNL DB German Bund Futures DBBNBUNL 9 0.1 EMLB iPath Long Enhanced MSCI Emerg NDUEEGF 3 0.0 GCE Claymore CEF GS Connect CLMRCEF 8 0.0 BDD DB Base Metals Double Long DBBMIX 3 0.0 CSMA CS X-Links Merger Arbitrage CSLABMN 5 0.0 DEE DB Commodity Double Short DBCDIXX 3 0.0 JGBL DB JP Govt Bond Futures DBBNJGBL 5 0.0 BOM DB Base Metals Double Short DBBMIX 3 0.0 DTYL iPath US Treas 10-YR Bull BXIITETY 5 0.0 DDP DB Commodity Short DBCDIXX 3 0.0 DLBL iPath US Treasury Long Bond Bu BXIITEUS 5 0.0 URR Market Vectors Double Long Eur DLONGEUR 2 0.1 FLAT iPath US Treas Flattener BXIIUSTP 5 0.1 DYY DB Commodity Double Long DBCDIX 2 0.0 DFVL iPath US Treasury 5-year Bull BXIITEFV 5 0.0 AGA DB Agriculture Double Short DBADIX 2 0.0 DTUL iPath US Treas 2-YR Bull BXIITETU 4 0.0 BOS DB Base Metals Short DBBMIX 2 0.0 STPP iPath US Treas Steepener BXIIUSTP 4 0.0 ADZ DB Agriculture Short DBADIX 1 0.0 EEH Elements LC Sector Momnt SPBNPSP 3 0.0 Volatility VXX iPATH SP500 VIX ST Future SPVXSTR $994 $1,126.7 ü XIV VelocityShares Inv VIX ShTrm SPVXSP 765 641.3 ü VQT Barclays ETN+ S&P Veqtor SPVQDTR 541 3.5 TVIX VelocityShares 2x VIX ShTrm SPVXSP 241 59.3 ZIV VelocityShares Inv VIX MdTrm SPVXMP 118 2.2 VXZ iPATH SP500 VIX MT Future SPVXMTR 45 6.2 ü GLDI CS X-Links Gold Sh Cov Call QGLDI 35 0.3 ü XVZ iPath S&P 500 Dynamic VIX SPDVIXTR 33 0.2 SLVO CS X-Links Slvr Sh Cov Call QSLVO 27 0.3 XVIX ETRACS Long-Short VIX SPVXTSER 13 0.1 VIIX VelocityShares VIX ShTrm SPVXSP 11 2.6 ü BWV iPath CBOE SP500BuyWrite BXM 10 0.0 CVOL C-Tracks ETN Volatility CVOLT 4 0.1 TVIZ VelocityShares 2x VIX MdTrm SPVXMP 1 0.0 IVOP iPath Inv SP5 VIX ShrtTerm SPVXSP 1 0.0 XXV iPath Inv SP500 VIX ShrtTrm SPVXSP 1 0.0 VIIZ VelocityShares VIX MdTrm SPVXMP 1 0.0 Other AMJ JPMorgan Alerian MLP AMZ $4,962 $53.8 ü MLPI UBS ETRACS Alerian MLP Infr AMZI 2,341 11.3 ü MLPN CS X-Links Cushing MLP Infra MLPX 697 2.8 ü IMLP iPath S&P MLP SPMLP 658 2.7 ü AMU ETRACS Alerian MLP Index AMZ 378 3.1 INP iPath MSCI India NDEUSIA 349 1.8 ü ATMP Barclays ETN+ Select MLP BXIIATMP 343 2.0 MLPC C-Tracks M/H MLP Fundam MLPMP 156 0.5 MLPO Credit Suisse S&P MLP SPMLP 108 0.2 DIVC C-Trck Mllr/Hwrd Str Div Rein MHDT 106 0.2 MLPY MS Cushing MLP High Income MLPY 88 0.3 BDCS ETRACS Wells Fargo Bus Dev WFBDC 67 0.4 OSMS Barclays OFI SteelPath MLP ETN BXIIOSMS 57 0.0 DOD Elements Dogs of the Dow MUTR 32 0.2 1. All average volume calculations in this guide were calculated over the period between January 9, 2015 to July 10, 2015. * Opt. denotes US listed options trading available on the underlying security. 18 | US ETF & ETN Guide July 2015

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Selected Risk Considerations Uncertain Tax Treatment: Significant aspects of the tax treatment of the An investment in the Barclays ETNs described herein (the “ETNs”) involves ETNs are uncertain. You should consult your own tax advisor about your own risks. Selected risks are summarized here, but we urge you to read the more tax situation. detailed explanation of risks described under “Risk Factors” in the applicable Options involve risk and are not suitable for all investors. Prior to prospectus supplement and pricing supplement. entering into an options transaction, you should have received, read and You May Lose Some or All of Your Principal: The ETNs are exposed to any understand the options risk disclosure document entitled “Characteristics change in the level of the underlying index between the inception date and and Risks of Standardized Options” available via the following link: the applicable valuation date. Additionally, if the level of the underlying http://www.theocc.com/about/publications/character-risks.jsp or by index is insufficient to offset the negative effect of the investor fee and contacting your Barclays sales representative. other applicable costs, you will lose some or all of your investment at Barclays Bank PLC has filed a registration statement (including a maturity or upon redemption, even if the value of such index has increased or prospectus) with the SEC for the offering to which this communication decreased, as the case may be. Because the ETNs are subject to an investor relates. Before you invest, you should read the prospectus and other fee and any other applicable costs, the return on the ETNs will always be documents Barclays Bank PLC has filed with the SEC for more complete lower than the total return on a direct investment in the index components. information about the issuer and this offering. You may get these The ETNs are riskier than ordinary unsecured debt securities and have no documents for free by visiting EDGAR on the SEC website at www.sec.gov. principal protection. Alternatively, Barclays Bank PLC will arrange for Barclays Capital Inc. Credit of Barclays Bank PLC: The ETNs are unsecured debt obligations to send you the prospectus if you request it by calling toll-free of the issuer, Barclays Bank PLC, and are not, either directly or indirectly, +1 877 764 7284, or you may request a copy from any other dealer an obligation of or guaranteed by any third party. Any payment to be made participating in the offering. on the ETNs, including any payment at maturity or upon redemption, BlackRock Investments, LLC., assists in the promotion of the iPath ETNs. depends on the ability of Barclays Bank PLC to satisfy its obligations as they come due. As a result, the actual and perceived creditworthiness of The ETNs may be sold throughout the day on the exchange through any Barclays Bank PLC will affect the market value, if any, of the ETNs prior to brokerage account. Commissions may apply and there are tax consequences maturity or redemption. In addition, in the event Barclays Bank PLC were to in the event of sale, redemption or maturity of ETNs. default on its obligations, you may not receive any amounts owed to you ©2015 Barclays Bank PLC. All rights reserved. iPath, iPath ETNs, and the iPath under the terms of the ETNs. logo are registered trademarks of Barclays Bank PLC. All other trademarks, A Trading Market for the ETNs May Not Develop: Although the ETNs are servicemarks, or registered trademarks are the property, and used with the listed on a US national securities exchange, a trading market for the ETNs permission, of their respective owners. may not develop and the liquidity of the ETNs may be limited, as we are not 2299-22AN-11/10 required to maintain any listing of the ETNs. No Interest Payments from the ETNs: You may not receive any interest Not FDIC Insured l No Bank Guarantee l May Lose Value payments on the ETNs. Restrictions on the Minimum Number of ETNs and Date Restrictions for Redemptions: You must redeem at least 20,000, 25,000 or 50,000 (depending on the series) ETNs of the same series at one time in order to exercise your right to redeem your ETNs on any redemption date. You may only redeem your ETNs on a redemption date if we receive a notice of redemption from you by certain dates and times as set forth in the pricing supplement. P0356 | CSNY541781 v3 | July 2015

2015 Options Expiration Calendar January February March S M T W T F S S M T W T F S S M T W T F S 1 23 12 34 56 7 12 3456 7 45678 910 89 10 11 12 13 14 89 10 11 12 13 14 11 12 13 14 15 16 17 15 16 17 18 19 20 21 15 16 17 18 19 20 21 18 19 20 21 22 23 24 22 23 24 25 26 27 28 22 23 24 25 26 27 28 25 26 27 28 29 30 31 29 30 31 April May June S M T W T F S S M T W T F S S M T W T F S 12 3 4 12 12 34 56 5678 91011 34 567 89 78 910111213 12 13 14 15 16 17 18 10 11 12 13 14 15 16 14 15 16 17 18 19 20 19 20 21 22 23 24 25 17 18 19 20 21 22 23 21 22 23 24 25 26 27 26 27 28 29 30 24 25 26 27 28 29 30 28 29 30 31 July August September S M T W T F S S M T W T F S S M T W T F S 12 3 4 1 1234 5 5678 91011 23 4567 8 6 7 89 10 11 12 12 13 14 15 16 17 18 9101112131415 13 14 15 16 17 18 19 19 20 21 22 23 24 25 16 17 18 19 20 21 22 20 21 22 23 24 25 26 26 27 28 29 30 31 23 24 25 26 27 28 29 27 28 29 30 30 31 October November December S M T W T F S S M T W T F S S M T W T F S 12 3 12 345 67 12 34 5 45678 910 89 10 11 12 13 14 67 89 10 11 12 11 12 13 14 15 16 17 15 16 17 18 19 20 21 13 14 15 16 17 18 19 18 19 20 21 22 23 24 22 23 24 25 26 27 28 20 21 22 23 24 25 26 25 26 27 28 29 30 31 29 30 27 28 29 30 31 Quarterly expiration date VIX expiration date and A.M. Expiring equity and P.M. settled index settled index options cease trading options cease trading. Expiring cash-settled VIX expiration date currency options cease trading at 12:00 p.m. ET Equity, index, and cash-settled currency options expiration date1 ® A.M. settled index options cease trading 2017 Equity LEAPS added Exchange holiday 2018 Equity LEAPS® added Bank holiday (additional holidays may be announced) 1Equity LEAPS® expire in January. Index LEAPS® expire in December, January, and June. NOTE: While these dates are accurate as of 12/10/13, they are subject to change. Through January 2015, weekly expirations occur every Friday with the exception of Standard Expiration Fridays and in the case of July 4, 2014, where it occurs on Thursday, July 3rd. After January 2015, all expirations will occur on Fridays unless there is an exchange holiday, when it will occur on Thursday. In 2014, exchange holidays on Friday occur on April 18th and July 4th. In 2015, exchange holidays occur on April 3rd, July 3rd, and December 25th. Approval for distribution p Americas p EMEA p Asia