Free Writing Prospectus

Filed Pursuant to Rule 433

Registration No. 333-169119

December 8, 2010

ETF & ETN GUIDE1 Q3 2010 1,065 US LISTED PRODUCTS TOTAL $926BN IN ASSETS AND ETNS ISSUED EQUITIES | FLOW DERIVATIVES EXCHANGE TRADED FUNDS (ETFs) EQUITIES Assets (bn) Page US Indices: Broad-Based Total Market, Large Cap, Mid Cap, Small Cap, Micro Cap $195.9 1 US Indices: Value Total Market, Large Cap, Mid Cap, Small Cap $34.9 1 US Indices: Growth Total Market, Large Cap, Mid Cap, Small Cap $31.6 1 US Sectors Consumer Discretionary, Consumer Staples & Non-Cyclical, Energy, Financials, Healthcare, Industrials, Materials, Multi-sector, Real Estate, Technology, Telecommunications, Utilities, Water & Clean Energy $127.5 2 International Global, Asia Pacific, Europe, North America, Emerging Markets $227.6 4 Leveraged $9.8 5 Inverse $14.4 6 Dividend Domestic, International $20.7 6 FICC Fixed Income US Credit, US Government, Aggregate & Other, International, Municipal $135.1 8 Commodities $85.3 8 Currencies $5.0 8 Leveraged $0.9 8 Inverse $6.3 8 SPECIALTY Active $0.7 9 Fundamental $4.2 9 Life-Cycle & Allocation $0.4 9 Quantitative $2.8 9 Other $10.4 9 EXCHANGE TRADED NOTES (ETNs) Commodities General, Specific $5.3 10 Currencies $0.1 10 Leveraged / Inverse $1.1 10 Other $6.4 10 CONTACTS Index & Portfolio Desk Analysts Trading Gabi Baez +1 212 526 9374 gabriela.baez@barclayscapital.com William Prager +1 212 526 8979 william.prager@barclayscapital.com Laura Magnani +1 212 526 0383 laura.magnani@barclayscapital.com David Hill +1 212 526 8979 david.hill@barclayscapital.com 1 All data and product names in this guide are derived from Bloomberg as of October 31, 2010. Full product names can be obtained in the relevant prospectuses relating to the products. iPath, iPath ETNs, and the iPath logo are registered trademarks of Barclays Bank PLC. All other trademarks, servicemarks, or registered trademarks are the property of their respective owners.

For the most current data on the equity derivatives markets, as well as online access to world-class analytics tools, please visit the US VolCenter on Barclays Capital Live at https://live.barcap.com (keyword: USVolCenter).

ETF & ETN Guide 1 Ticker Name Underlying Index Assets ($MM) Avg Vol1 ($MM) US INDICES: BROAD-BASED Total Market Broad-Based VTI Vanguard Total Stock Mkt MSCIBM $14,880 $116.6 IWV iShares Russell 3000 RAY 2,876 31.1 VXF Vanguard Extended Market SPCMI 933 5.0 IYY iShares DJ US Index DJUS 548 3.6 SCHB Schwab US Broad Market DW25 327 6.1 ISI iShares S&P 1500 SPSUPX 296 1.2 TMW SPDR DJ Total Market DWCF 187 1.4 ONEQ Fidelity NASDAQ Composite CCMP 142 2.1 NYC iShares NYSE Composite NYA 99 0.5 VTHR Vanguard Russell 3000 RAY 5 0.4 WXSP Wilshire 4500 Completion W4500 5 0.0 WFVK Wilshire 5000 Tot Mrkt W5000FLT 3 0.0 Large Cap Broad-Based SPY SPDR S&P 500 SPX $80,088 $26,644.0 IVV iShares S&P 500 SPX 22,829 458.2 DIA SPDR DJ Indust Avg INDU 7,512 1,151.0 IWB iShares Russell 1000 RIY 5,684 99.3 VV Vanguard LC MZUSP 2,617 12.6 OEF iShares S&P 100 OEX 2,133 48.3 RSP Rydex S&P EW SPXEWI 2,060 55.0 XLG Rydex Russell Top 50 RTOP50 324 2.3 SCHX Schwab US Large Cap DWL 314 5.5 JKD iShares Mrngstr LC MLCR 246 1.3 MGC Vanguard Mega Cap 300 MZUSL 243 2.3 NY iShares NYSE 100 NYID 70 0.4 VOO Vanguard S&P 500 n/a 61 4.8 ELR SPDR DJ LC DWLT 38 0.4 MKH Market 2000 HOLDRs XKH 21 0.0 IWL iShares Russell T200 RUTPINTR 11 0.1 VONE Vanguard Russell 1000 RIY 5 0.8 EUSA iShares MSCI USA GDDUUS 2 0.0 Mid Cap Broad-Based MDY SPDR S&P MidCap 400 MID $10,577 $575.0 IJH iShares S&P MidCap 400 MID 7,836 78.0 IWR iShares Russell MC RMC 5,435 78.2 VO Vanguard MC MZUSM 2,704 14.1 JKG iShares Mrngstr MC MMCR 127 0.7 EMM SPDR DJ MC DWM 51 0.7 IVOO Vanguard S&P MC 400 MID 5 0.1 Small Cap Broad-Based IWM iShares Russell 2000 RTY $13,932 $4,819.0 IJR iShares S&P SmallCap 600 SML 5,842 97.8 VB Vanguard SC MZUSS 3,903 34.8 SCHA Schwab US Small Cap DWS 230 5.9 JKJ iShares Mrngstr SC MSCR 158 2.4 DSC SPDR DJ SC DWST 53 0.9 VTWO Vanguard Russell 2000 RTY 16 4.5 VIOO Vanguard S&P SC 600 SML 8 0.4 PQSC PowerShares FTSE NQ SC FTNDSC 1 0.0 Micro Cap Broad-Based IWC iShares Russell Microcap RMICRO $391 $8.8 FDM First Trust DJ Sel MicroCap DJSM 57 0.8 PZI PwrShrs Zacks MicroCap ZAX 50 0.3 WMCR Wilshire Micro-Cap W5KMICRO 3 0.1 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) US INDICES: VALUE Total Market Value IWW iShares Russell 3000 Value RAV $301 $3.1 Large Cap Value IWD iShares Russell 1000 Value RLV $8,933 $120.7 VTV Vanguard Value MZUSPV 3,807 17.0 IVE iShares S&P 500 Value SVX 3,791 34.3 MGV Vangrd Mega Cap 300 Val MZUSLV 254 1.5 JKF iShares Mrngstr LC Value MLVL 200 1.0 IWX iShares Russell T200 Value RUTPVATR 184 0.8 ELV SPDR DJ LC Value DWLVT 167 1.2 SCHV Schwab US LC Value DWLV 102 1.3 RPV Rydex S&P 500 Pure Value SPXPV 56 1.7 VONV Vanguard Russell 1000 Val RLV 13 1.4 VOOV Vanguard S&P 500 Val SPV 8 0.5 Mid Cap Value IWS iShares Russell MC Value RMV $2,859 $76.3 IJJ iShares S&P MC 400 Value MIDV 1,992 15.1 VOE Vanguard MC Value MZUSMV 706 5.9 JKI iShares Mrngstr MC Value MMVL 109 1.0 RFV Rydex S&P 400 Pure Value SPMPV 43 1.0 EMV SPDR DJ MC Value DWMV 38 0.3 IVOV Vanguard S&P MC 400 Val MIDV 5 0.3 Small Cap Value IWN iShares Russell 2000 Value RUJ $4,327 $142.6 VBR Vanguard SC Value MSCISV 1,641 12.0 IJS iShares S&P SC 600 Value SMLV 1,605 22.1 JKL iShares Mrngstr SC Value MSVL 183 2.8 DSV SPDR DJ SC Value DWSV 126 1.5 RZV Rydex S&P 600 Pure Value SPSPV 91 3.7 VIOV Vanguard S&P SC 600 Val SMLV 8 0.5 VTWV Vanguard Russell 2000 Val RUJ 5 0.9 US INDICES: GROWTH Total Market Growth IWZ iShares Russell 3000 Gro RAG $285 $1.1 Large Cap Growth IWF iShares Russell 1000 Gro RLG $11,062 $152.8 IVW iShares S&P 500 Growth SGX 5,192 45.7 VUG Vanguard Growth MZUSPG 4,424 25.1 JKE iShares Mrngstr LC Growth MLGR 340 2.2 MGK Vangrd Mega Cap 300 Gro MZUSLG 322 2.0 IWY iShares Russell T200 Gro RUTPGRTR 193 0.8 ELG SPDR DJ LC Growth DWLGT 179 0.7 SCHG Schwab US LC Growth DWLG 146 1.7 RPG Rydex S&P 500 Pure Gro SPXPG 114 1.8 VOOG Vanguard S&P 500 Gro SGX 19 1.1 VONG Vanguard Russell 1000 Gro RIY 5 0.7 Mid Cap Growth IWP iShares Russell MC Growth RDG $2,803 $35.0 IJK iShares S&P MC 400 Gro MIDG 2,431 31.3 VOT Vanguard MC Growth MZUSMG 781 4.9 RFG Rydex S&P 400 Pure Gro SPMPG 256 4.0 JKH iShares Mrngstr MC Gro MMGR 157 1.6 EMG SPDR DJ MC Growth DWMGT 66 0.7 IVOG Vanguard S&P MC 400 Gro MIDG 8 0.5 Small Cap Growth IWO iShares Russell 2000 Gro RUO $3,036 $152.2 IJT iShares S&P SC 600 Growth SMLG 1,480 14.8 VBK Vanguard SC Growth MZUSSG 1,393 11.0 DSG SPDR DJ SC Growth DWSGT 139 1.5 JKK iShares Mrngstr SC Growth MSGR 77 1.3 RZG Rydex S&P 600 Pure Gro SPSPG 17 0.3 VIOG Vanguard S&P SC 600 Gro SMLG 8 0.4 VTWG Vanguard Russell 2000 Gro RUO 6 0.8 EXCHANGE TRADED FUNDS (ETFs) EQUITIES 1 All average volume calculations in this guide were calculated over the period between April 30, 2010 and October 31, 2010.

ETF & ETN Guide 2 EXCHANGE TRADED FUNDS (ETFs) EQUITIES Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) US SECTORS Consumer Discretionary XLY Cons Discret Sector SPDR IXY $1,826 $310.3 XHB SPDR S&P Homebuilders SPSIHOTR 781 117.6 XRT SPDR S&P Retail SPSIRETR 565 607.3 RTH Retail HOLDRs IRH 477 218.5 ITB iShares DJ US Home Constr DJSHMB 350 9.6 VCR Vanguard Cons Discret MZUSI0CD 265 4.3 FXD First Trust Cons Discr STRQCD 246 3.5 IYC iShares DJ US Cons Svcs DJUSCY 190 5.6 BJK Market Vectors-Gaming WAGRT 118 0.4 RXI iShares S&P Glb Cons Discr SGD 102 0.9 PBS PowerShares Dyn Media DZM 79 1.2 PEJ PwrShrs Dyn Leisure & Ent DZL 54 1.1 PKB PwrShrs Dyn Build & Constr DWCX 37 0.2 XLYS PwrShr S&P SmlCap ConsD. SPSU6CDT 32 0.4 RCD Rydex S&P EW Cons Discr S25 25 0.5 IPD SPDR S&P Intl Cons Discret SPBMUCUP 19 0.2 PEZ PwrShrs Dyn Cons Discr EZZ 17 0.3 PMR PowerShares Dyn Retail DWR 10 0.4 AXDI iShrsMSCI ACWIxUS ConsD MSWDUCDN 6 0.1 Consumer Staples & Non-Cyclical XLP Cons Staples Sector SPDR IXR $3,248 $194.6 VDC Vanguard Cons Staples MZUSI0CS 579 3.7 KXI iShares S&P Glb Cons Stap SGCS 313 2.7 IYK iShares DJ US Cons Goods DJUSNC 293 3.3 PBJ PwrShrs Dyn Food & Bev DZF 114 1.2 PSL PowerShares Dyn ConsStap EZS 39 0.2 FXG First Trust Cons Staples STRQCS 31 0.3 IPS SPDR S&P Intl Cons Stap SPBMU3UP 15 0.3 RHS Rydex S&P EW Cons Stap S30 14 0.1 XLPS PwrShr S&P SmlCapCons St SPSU6CST 5 0.2 AXSL iShrsMSCI ACWIxUSConsSt MSWDUCSN 3 0.1 Energy XLE Energy Sector SPDR IXE $6,780 $1,083.0 OIH Oil Service HOLDRs OXH 2,161 696.0 IXC iShares S&P Glb Energy SGES 1,188 6.1 VDE Vanguard Energy MSCIEN 1,174 11.5 IYE iShares DJ US Energy DJUSEN 655 7.5 XOP SPDR S&P Oil & Gas E&P SPSIOPTR 546 204.6 IEZ iShares DJ US Oil Eqp&Svc DJSOES 360 8.1 FCG First Trust ISE Nat Gas FUM 358 10.8 IEO iShares DJ US O&G E&P DJSOEP 328 25.2 XES SPDR S&P O&G Eqp&Svcs SPSIOS 292 5.0 KOL Market Vectors-Coal TCOAL 291 10.3 NLR Mkt Vect Nuclear Energy DXNE 190 1.3 PXJ PwrShrs Dyn Oil & Gas Svcs DWO 153 1.3 ENY Guggenheim Canada Energy SWMEI 79 0.9 DKA WisdomTree Intl Energy WTIDENTR 67 0.5 PXE PwrShrs Dyn Energy E&P DWE 63 0.5 FXN First Trust Energy STRQEN 48 0.7 PXI PowerShares Dyn Energy EZK 46 0.3 PKN PwrShrs Glb Nuclear Energy WNAI 39 0.1 NUCL iShares S&P Glb Nuclr Ener SPGTNET 18 0.1 PKOL PowerShares Global Coal QCOL 17 0.2 RYE Rydex S&P EW Energy S10 16 0.2 IPW SPDR S&P Intl Energy SPBMU1UP 14 0.1 EEO Emer Glob Sh DJ EM Ener DJEEO 10 0.1 WCAT Jeffries TR/J CRB Wildcat WCATI 8 0.2 XLES PwrShr S&P SmlCap Energy SPSU6ET 6 0.2 AXEN iShrs MSCI ACWIxUS Enrgy MSWDUENN 6 0.1 CHIE Global X China Energy CHIE 5 0.1 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) US SECTORS (continued) Financials XLF Financial Sector SPDR IXM $5,528 $1,577.0 KBE SPDR KBW Bank BKX 840 112.9 KRE SPDR KBW Regional Bank KRX 537 83.0 VFH Vanguard Financials MZUSI0FN 512 6.3 IYF iShares DJ US Financial DJUSFN 431 92.8 IXG iShares S&P Glb Financials SGFS 291 3.3 FXO First Trust Financial STRQFN 220 3.0 IYG iShares DJ US Finan Svcs DJUSFV 214 15.2 KIE SPDR KBW Insurance KIX 202 31.9 IAT iShares DJ US Reg Banks DJSRBK 128 3.2 RKH Regional Bank HOLDRs XRH 87 45.8 CHIX Global X China Financials CHIF 85 0.8 IAK iShares DJ US Insurance DJSINS 82 1.0 IAI iShares DJ US Broker Dlrs DJSINV 77 3.2 KCE SPDR KBW Capital Markets KSX 52 3.4 XLFS PwrShr S&P SmlCap Fin SPSU6FT 50 0.5 EUFN iShares MSCI Europe Fin MXEU0FN 27 0.5 RWW RevenueShares Financial S5FINL 22 0.3 PIC PowerShares Dyn Insurance DWJ 19 0.1 PJB PowerShares Dyn Banking DHD 18 0.1 PFI PowerShares Dyn Financial EZF 17 0.1 RYF Rydex S&P EW Financials S40 17 0.2 EFN Emer Glob Sh DJ EM Finan DJEFN 11 0.1 IPF SPDR S&P Intl Financials SPBMU4UP 9 0.3 QABA Frst Trst NQ ABA Comm Bk ABQI 9 0.1 EMFN iShares MSCI EM Fin. MXEF0FN 9 0.1 BRAF Global X Brazil Finan n/a 6 0.2 AXFN iShrs MSCI ACWI exUS Fin MXWDUFN 2 0.0 FEFN iShares MSCI Far East Fin MXFA0FN 2 0.0 KME SPDR KBW Mortg Fin MFXTR 2 0.1 Healthcare XLV Health Care Sector SPDR IXV $2,664 $254.4 IBB iShares Nasdaq Biotech NBI 1,488 72.7 VHT Vanguard Health Care MZUSI0HC 612 2.8 IYH iShares DJ US Healthcare DJUSHC 577 4.8 PPH Pharmaceutical HOLDRs IPH 549 30.7 XBI SPDR S&P Biotech SPSIBITR 533 12.1 IXJ iShares S&P Glb Healthcare SGH 482 3.3 IHI iShares DJ US Med Equip DJSMDQ 322 5.5 BBH Biotech HOLDRs IBH 275 4.3 XPH SPDR S&P Pharmaceuticals SPSIPHTR 205 2.5 PBE PwrShr Dyn Biotech & Gen DZO 183 1.1 FBT Frst Trst NYSE Arca Biotech BTK 168 3.0 IHE iShares DJ US Pharmaceut DJSPHM 159 2.1 IHF iShares DJ US HC Providers DJSHCP 106 4.6 PJP PowerShares Dyn Pharma DZR 67 0.4 RYH Rydex S&P EW Health Care S35 55 1.0 FXH First Trust Health Care STRQHC 52 0.7 PTH PowerShares Dyn HlthCare EZX 49 0.6 XLVS PwrShr S&P SmlCap Health SPSU6HCT 41 0.5 PTJ PowerShares Dyn HC Svcs DHC 15 0.4 IRY SPDR S&P Intl Health Care SPBMUHUP 11 0.1 AXHE iShrs MSCI ACWIxUS Health MSWDUHCN 6 0.1 PBTQ PowerShares Global Biotech QGBI 4 0.0

ETF & ETN Guide 3 EXCHANGE TRADED FUNDS (ETFs) EQUITIES Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) US SECTORS (continued) Industrials XLI Industrial Sector SPDR IXI $3,058 $591.9 IYT iShares DJ Transportation TRAN 622 79.2 VIS Vanguard Industrials MSCIIN 340 3.3 IYJ iShares DJ US Industrial DJUSIN 327 7.5 EXI iShares S&P Glb Industrial SGN 186 1.6 ITA iShares DJ US Aerosp & Def DJSASD 155 5.8 PPA PwrShrs Aerospace & Def DXS 107 0.7 FAA Guggenheim Airline AXGAL 48 1.4 RGI Rydex S&P EW Industrials S20 42 0.2 FXR First Trust Industrials STRQIN 34 0.3 PRN PowerShares Dyn Industrial EZL 32 0.2 CHII Global X China Industrials CHII 29 0.3 XLIS PwrShr S&P SmlCap Indust SPSU6IT 22 0.2 IPN SPDR S&P Intl Industrials SPBMU2UP 19 0.2 PTRP PwrShrs Glb Progr Transpor HAUL 6 0.0 AXID iShrs MSCI ACWIxUS Indust MSWDUINN 6 0.1 Materials GDX Market Vectors Gold Miners GDM $7,578 $509.5 XLB Materials Sector SPDR IXB 2,060 368.0 GDXJ Mkt Vect Junior Gold Miners MVGDXJTR 1,516 48.3 MXI iShares S&P Glb Materials SGM 906 5.0 IYM iShares DJ US Basic Mat DJUSBM 829 76.7 XME SPDR S&P Metals & Mining SPSIMM 740 243.5 VAW Vanguard Materials MZUSI0MT 469 6.4 SLX Market Vectors Steel STEEL 285 21.4 FXZ First Trust Materials STRQMT 270 4.0 SIL Global X Silver Miners ETF SOLGLOSI 135 3.2 CUT Guggenheim Timber CGTBR 115 1.9 WOOD iShares S&P Glb Timb&For SPGTTFT 60 0.6 PYZ PwrShrs Dyn Basic Material EZBX 58 0.4 CHIM Global X China Materials CHIMAT 57 0.4 PSAU PwrShrs Glb Gold&PrecMet QGLD 57 0.4 DBN WisdomTree Intl Basic Mat WTIDBMTR 42 0.2 RTM Rydex S&P EW Materials S15 34 0.6 CU First Trust ISE Glb Copper ISC 31 0.4 IRV SPDR S&P Intl Materials SPBMU6UP 27 0.3 EMT EmerGlbSh DJ EM Met&Min DJEMT 25 0.2 COPX Global X Copper Miners ETF SOLGLOCO 11 0.2 PLTM First Trust ISE Glb Plat ORE 8 0.2 EMMT iShares MSCI EM Materials MXEF0MT 7 0.1 AXMT iShrs MSCI ACWIxUS Mater MSWDUMTN 6 0.0 PSTL PowerShares Global Steel QSTL 5 0.1 CRBA Jefferies TR/J CRB Agri Eqy CRBAX 5 0.0 CRBI Jefferies TR/J CRB Ind Metl CRBIX 4 0.0 XLBS PwrShr S&P SmlCap Mater SPSU6MT 3 0.1 Multi-Sector MOO Mkt Vectors Agribusiness DXAG $1,982 $30.4 IGE iShares S&P NA Nat Res SPGSSINR 1,721 11.2 IGF iShares S&P Glb Infrastruc SPGTINFR 470 2.1 CHIQ Global X China Consumer CHIQ 157 2.1 EMIF iShares S&P EM Infrastruc SPGEIFDT 76 0.6 PAGG PwrShrs Global Agriculture QAGR 56 0.6 LIT Global X Lithium SOLLIT 52 2.0 BRXX Emer Glob Sh Brazil Infr IBRXX 48 1.0 FLM First Trust ISE Glb Eng CVL 33 0.3 GRID First Trust NQ Smart Grid n/a 33 0.2 ECON Emer Glb Shrs DJ EM Cons n/a 33 2.5 BRAQ Global X Brazil Consumer SOLBZLC 20 0.5 QQXT First Trust NDX Ex-Tech NDXM 18 0.2 SEA Guggenheim Shipp DGAGSIT 14 0.6 INXX EM Glb Shrs INDXX India Inf EGSXIIXT 10 0.4 CHXX Emer Glob Sh China Infr ICHXX 8 0.3 GNR SPDR S&P Glb Nat Resour SPGNRUP 8 0.6 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) US SECTORS (continued) Real Estate VNQ Vanguard REIT RMZ $6,680 $151.6 IYR iShares DJ US Real Estate DJUSRE 2,974 804.0 ICF iShares C&S Realty Majors RMP 2,300 58.1 RWX SPDR DJ Intl Real Estate DWXRSN 1,391 6.2 RWR SPDR DJ REIT DWRTF 1,314 23.6 IFGL iShares F E/N Devel RExUS RUGL 372 1.6 RWO SPDR DJ Glb Real Estate DWGRST 146 0.9 WPS iShares S&P DevelxUS Prpty SPBMWUUT 129 0.7 DRW WisdomTree Intl RealEstate WTIRETR 112 0.8 REM iShares FTSE NAREIT Mrtge TFNMRC 78 0.6 FRI First Trust S&P REIT SPREIT 69 1.1 REZ iShares FTSE NAREIT Resid TFN17C 61 0.8 TAO Guggenheim China RE ACNRE 56 0.9 FFR Frst Trst EPRA/NAREIT Glb UNGL 50 0.4 FTY iShres FTSE NAREIT RE 50 FNR5TR 44 0.8 GRI C&S Global Realty Majors GRM 33 0.3 IFAS iShares F E/N Asia EGAS 26 0.2 RTL iShares FTSE NAREIT Retail TFN20C 11 0.2 IFEU iShares F E/N Europe EPRA 9 0.0 FIO iShares FTSE NAREIT Indu TFN13C 9 0.2 IFNA iShares F E/N North Am EGNA 8 0.1 WREI Wilshire US REIT ETF WILREIT 6 0.1 Technology QQQQ PowerShares QQQ NDX $21,960 $4,221.0 XLK Technology Sector SPDR IXT 4,550 269.7 VGT Vanguard Technoloy MZUSI0IT 1,283 9.3 IYW iShares DJ US Technology DJUSTC 1,222 17.4 SMH Semiconductor HOLDRs XSH 591 445.0 IXN iShares S&P Glb Technology SGI 543 3.8 IGM iShares S&P NA Technology SPGSTI 395 4.2 FDN First Trust DJ Internet DJINET 356 5.5 IGV iShares S&P NA Software SPGSTISO 324 4.3 QTEC First Trust NDX Technology NDXT 287 3.8 MTK SPDR MS Technology MSH 192 1.2 IGN iShrs S&P NA MMedia Ntwk SPGSTIIP 187 3.1 IGW iShares S&P NA Semicond SOX 179 9.1 HHH Internet HOLDRs HHI 98 1.8 RYT Rydex S&P EW Technology S45 85 1.4 XSD SPDR S&P Semiconductor SPSISCTR 77 7.7 FXL First Trust Technology STRQTC 73 1.0 SWH Software HOLDRs XWH 70 1.0 PXQ PowerShares Dyn Netwrking DZN 67 1.2 QQEW First Trust NDX Equal Wgt NDXE 59 0.8 PSJ PowerShares Dyn Software DZC 54 0.6 IAH Internet Architect HOLDRs XAH 40 0.4 PTF PowerShares Dyn Tech EZV 35 0.2 XLKS PwrShr S&P SmlCap InfTech SPSU6TT 29 0.3 PSI PwrShrs Dyn Semicond. DZE 26 0.3 CQQQ Guggenheim China Tech ACNITTR 22 0.4 IPK SPDR S&P Intl Technogy SPBMUTUP 21 0.2 PNQI PwrShrs NASDAQ Internet QNET 19 0.3 BDH Broadband HOLDRs XDH 7 0.2 IIH Internet Infrastr HOLDR YIH 13 0.3 AXIT iShrsMSCI ACWIxUS Info Te MSWDUITN 6 0.0 CHIB Global X China Technology CHIT 4 0.0 BHH B2B Internet HOLDRs BUXB 4 0.0 Telecommunications IYZ iShares DJ US Telecomm DJSTELT $800 $12.4 IXP iShares S&P Glb Telecomm SGT 387 3.6 VOX Vanguard Telecomm MSCITC 309 2.2 TTH Telecom HOLDRs ITH 172 1.8 PTE PowerShares Dyn Telecom DWY 16 0.1 IST SPDR S&P Intl Telecomm SPBMU5UP 16 0.1 WMH Wireless HOLDRs IWH 14 0.0 AXTE iShrs MSCI ACWIxUS Telco MSWDUTCN 6 0.1

ETF & ETN Guide 4 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) US SECTORS (continued) Utilities XLU Utilities Sector SPDR IXU $4,167 $220.4 VPU Vanguard Utilities MZUSI0UT 623 4.0 IDU iShares DJ US Utilities DJUSUT 530 5.1 JXI iShares S&P Glb Utilities SGU 253 2.1 UTH Utilities HOLDRs XUH 57 0.7 GII SPDR Glb Infrastruct 100 MCGIGIDT 54 0.2 PUI PowerShares Dyn Utilities DWU 41 0.2 FXU First Trust Utilities STRQUT 39 0.3 XLUS PwrShr S&P SmlCap Util SPSU6UT 38 0.4 DBU WisdomTree Intl Utilities WTIDUTTR 38 0.3 RYU Rydex S&P EW Utilities S55 18 0.1 IPU SPDR S&P Intl Utilities SPBMUUUP 7 0.1 AXUT iShrs MSCI ACWIxUS Utilit MSWDUUTN 5 0.1 Water & Clean Energy PHO PowerShares Water Resour ZWI $1,106 $4.8 PBW PwrShrs WH Clean Energy ECO 565 3.7 PIO PowerShares Global Water PIIWI 321 1.2 CGW Guggenheim S&P Glb Water SPGTAQUA 206 1.1 TAN Guggenheim Solar SUNIDX 164 3.6 PBD PwrShrs Glb Clean Energy NEX 164 0.7 PZD PowerShares Cleantech CTIUS 150 0.5 GEX Mkt Vec Glb Alt Energy AGIXLT 146 1.2 PUW PwrShrs WH Progr Energy WHPRO 57 0.2 ICLN iShares S&P Glb Clean En SPGTCLTR 57 0.4 FAN First Trust Glb Wind Ener GWE 56 0.4 FIW First Trust ISE Water HHO 44 0.3 QCLN First Trust NQ Green Energy CELS 35 0.2 EVX Mkt Vec Environment Svcs AXENV 28 0.2 KWT Market Vectors Solar Ener SOLRXT 28 0.3 PWND PwrShrs Global Wind Energy QWND 28 0.2 INTERNATIONAL Global EFA iShares MSCI EAFE NDDUEAFE $36,101 $1,303.0 VEU Vnguard FTSE All-Wrld xUS FTR1WXUS 6,283 45.8 VEA Vanguard Europe Pacific NDDUEAFE 5,004 49.1 EFG iShares MSCI EAFE Growth NDUGEAFF 1,382 6.6 ACWI iShares MSCI ACWI NDUEACWF 1,363 13.3 EFV iShares MSCI EAFE Value NDUVEAFF 1,334 6.9 SCZ iShares MSCI EAFE SC NCUDEAFE 1,190 10.7 IOO iShares S&P Global 100 SPTR100N 823 8.1 ACWX iShares MSCI ACWI ex US NDUEACWZ 779 6.0 VT Vanguard Total World FTAW01 711 4.3 GWX SPDR S&P Intl SC STBMWUU2 691 5.1 VSS Vanguard FTSE AWxUS SC FSMUGXUS 556 4.6 CWI SPDR MSCI ACWI ex-US NDUEACWZ 406 1.9 SCHF Schwab International Equity FTAD02 353 3.8 TOK iShares MSCI Kokusai NDDUKOK 267 0.4 GWL SPDR S&P World ex-US SCRTWU 110 0.6 DGT SPDR DJ Global Titans DJGTR 89 0.4 ADRD BLDRS DM 100 ADR BKTDM 77 0.3 SCHC Schwab Intl Small-Cap GPSCW6U 69 0.8 IFSM iShares FTSE Dev SC ex NA SD12X 37 0.3 MDD SPDR S&P Intl MC SPBMUMUP 31 0.2 EEN Guggenhm EW EU-Pac LDR BKEPA 4 0.0 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) INTERNATIONAL (continued) Asia Pacific EPP iShares MSCI Pacific ex-JP NDDUPFXJ $4,166 $57.4 EWJ iShares MSCI Japan NDDUJN 4,069 202.7 EWA iShares MSCI Australia NDDUAS 2,750 118.1 AAXJ iShares MSCI AC Asia ex JP NDUECAXJ 2,370 32.0 EWS iShares MSCI Singapore MXSG 2,093 45.4 EWH iShares MSCI Hong Kong NDDUHK 2,090 100.9 VPL Vanguard Pacific MXPC 1,504 9.5 AIA iShares S&P Asia 50 SPA50 175 1.1 ITF iShares S&P/TOPIX 150 SPTR150N 120 0.7 JSC SPDR Russ/Nom Japan SC RNSCI 64 0.5 ENZL iShares MSCI NZ Inves Mkt MIMUNZLN 59 2.3 ADRA BLDRS Asia 50 ADR BKTAS 48 0.2 SCJ iShares MSCI Japan SC NCUAJN 39 0.2 KROO IQ Australia Small Cap ETF IQSMAUST 10 0.2 JPP SPDR Russ/Nom Prime JP RNPRI 8 0.1 Europe VGK Vanguard European NDDUE15 $2,765 $67.4 EWG iShares MSCI Germany NDDUGR 1,681 46.3 IEV iShares S&P Europe 350 SPTR350N 1,253 20.1 EWU iShares MSCI UK NDDUUK 1,011 26.2 EZU iShares MSCI EMU NDDUEMU 868 17.2 EWL iShares MSCI Switzerland NDDUSZ 448 5.0 EWD iShares MSCI Sweden NDDUSW 327 7.1 EWQ iShares MSCI France NDDUFR 284 10.2 EWP iShares MSCI Spain NDDUSP 188 18.5 EWN iShares MSCI Netherl IMI MIMUNETN 175 2.5 FEZ SPDR EURO STOXX 50 SX5U 168 1.8 EWO iShares MSCI Austria IMI MIMUATAN 132 3.3 EWI iShares MSCI Italy NDDUIT 81 4.7 EWK iShares MSCI Belgium IMI MIMUBELN 64 2.5 FEU SPDR STOXX 50 SX5P 40 0.3 ADRU BLDRS Europe 100 ADR BKTEUR 23 0.1 GXF Global X FTSE Nordic 30 N30X 12 0.2 EKH Europe 2001 HOLDRs EKI 5 0.0 EIRL iShares MSCI Irelnd Cap IMI MXIE500I 3 0.0 North America EWC iShares MSCI Canada NDDUCA $3,877 $96.5 CNDA IQ Canada Small Cap ETF IQSMCANT 17 0.2 Emerging Markets – Global EEM iShares MSCI Emg Mkts NDUEEGF $47,640 $3,029.0 VWO Vanguard Emerging Markets NDUEEGF 38,780 635.2 EWX SPDR S&P Emerging SC SPBMKSUP 1,019 11.3 ADRE BLDRS EM 50 ADR BKTEM 691 7.3 GMM SPDR S&P Emg Mkts STBMEMU 223 1.7 SCHE Schwab Emrg Mkts Equity FTAG01 204 3.0 FRN Guggenheim Frontier Mkts BKNFR 174 2.1 EEG Emer Glob Sh DJ EM Titans DJEEG 28 0.3 EXCHANGE TRADED FUNDS (ETFs) EQUITIES

ETF & ETN Guide 5 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) INTERNATIONAL (continued) Emerging Markets – Regional EWZ iShares MSCI Brazil NDUEBRAF $11,791 $1,378.0 FXI iShrs FTSE/XinhuaChina25 XIN0I 8,864 1,041.0 EWY iShares MSCI South Korea MXKR 3,845 175.0 EWT iShares MSCI Taiwan NDEUSTW 3,012 156.5 ILF iShares S&P Latin Amer 40 SPTRL40N 2,854 114.1 RSX Market Vectors Russia DXRPUS 2,037 101.2 EWW iShares MSCI Mexico IMI NDEUMXF 1,590 173.4 BKF iShares MSCI BRIC NDUEBRIC 1,113 8.1 EEB Guggenheim BRIC BKBRIC 1,092 14.3 BRF Market Vectors Brazil SC MVRIOTR 1,070 16.9 EWM iShares MSCI Malaysia NDDUMAF 1,013 28.0 TUR iShares MSCI Turkey MIMUTURN 923 16.1 ECH iShares MSCI Chile IMI MIMUCHLN 885 14.8 GMF SPDR S&P EM Asia Pacific STBMAEU 733 7.8 IDX Market Vectors Indonesia MVINDOTR 726 13.7 THD iShares MSCI Thailand MIMUTHAN 701 15.5 GXC SPDR S&P China SCRTCN 701 7.3 EZA iShares MSCI South Africa NDEUSSA 696 19.8 PIN PowerShares India III 545 8.1 BIK SPDR S&P BRIC 40 SPTRBRIC 478 2.7 PGJ PwrShr Golden Dragon Cn HXC 440 2.1 HAO Guggenheim China SC ACNSC 429 6.6 EPU iShares MSCI All Peru MXPECAPD 399 5.2 GUR SPDR S&P Emrging Europe STBMEECQ 243 4.0 GML SPDR S&P EM Lat Am SCRTLA 227 3.5 EIDO iShares MSCI Indonesia IMI MXIDIM 167 2.7 VNM Market Vectors Vietnam MVVNMTR 160 2.0 FNI First Trust ISE China India ICK 158 1.7 BICK First Trst BICK Index Fund BIQ 157 1.5 PXR PwrShrs EM Infrastruct EIBI 154 1.1 GXG Global X/Int FTSE Colombia COLOM20 148 2.2 GAF SPDR S&P EM Middle East STBMMEU 147 1.3 EIS iShares MSCI Israel Capped MISCNU 133 4.3 INDY iShares S&P India Nifty 50 BXTRNIFT 106 1.6 AFK Market Vectors-Africa DJAFKT 78 0.5 EPOL iShares MSCI Poland IMI MXPL 73 1.1 YAO Guggenheim China All-Cap ACNACTR 70 0.9 FCHI iShares FTSE China HK List CH80 58 0.3 PLND Market Vectors Poland MVPLNDTR 50 0.8 BRAZ Global X Brazil MidCap ETF SOLBRAZ 25 0.6 PMNA PwrShr MENA Frontier Cntry QMEA 21 0.1 SCIN EM GlbShrs INDXX India SC ISCIN 20 0.6 LATM Mkt Vect LatAm Small Cap MVLATMTR 17 0.3 ESR iShares MSCI EM East Eur NDUEEMEE 16 0.3 SCIF Market Vectors India SC MVSCIFTR 14 1.6 MES Market Vectors Gulf States DJMEST 13 0.1 EWZS iShares MSCI Brazil SC MSLUBRZN 13 1.9 RBL SPDR S&P Russia ETF SPCQXRUP 6 0.2 EGPT Market Vectors Egypt Index MVEGPTTR 6 0.1 ECNS iShares MSCI China SC MSLUCHNN 5 0.9 SKOR IQ S Korea Small Cap ETF IQSMKORT 4 0.2 EPHE iShares MSCI Philippines IMI MIMUPHIN 4 1.2 TWON IQ Taiwan Small Cap ETF IQSMTAIT 3 0.1 JVS JETS DJ Islamic Market DJI100X 2 0.0 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) LEVERAGED FAS Direxion Daily Finan Bull 3X RGUSFL $1,708 $1,374.0 SSO ProShares Ultra S&P500 SPX 1,446 807.0 UYG ProShares Ultra Financials DJUSFN 1,260 274.0 QLD ProShares Ultra QQQ NDX 739 465.7 URE ProShares Ultra RealEstate DJUSRE 495 111.2 TNA Direxion Daily SC Bull 3X RTY 475 569.2 DIG ProShares Ultra Oil & Gas DJUSEN 351 85.4 EDC Direxion Daily EM Bull 3X MXEF 344 84.3 UYM ProShares Ultra Basic Mat DJUSBM 299 70.0 DDM ProShares Ultra Dow30 INDU 275 104.7 ERX Direxion Daily Ener Bull 3X RGUSEL 250 116.4 UWM ProShares Ultra R2000 RTY 238 104.9 BGU Direxion Daily LC Bull 3X RIY 213 218.1 TYH Direxion Daily Tech Bull 3X RGUSTL 195 46.3 UPRO ProShares UltraPro SP500 SPX 179 246.8 DRN Direxion Daily RE Bull 3X RMZ 145 80.7 ROM ProShares Ultra Technology DJUSTC 134 6.4 MVV ProShares Ultra MidCap400 MID 95 10.4 TQQQ ProShares UltraPro QQQ NDX 85 33.3 RSU Rydex 2x S&P 500 SPX 84 3.4 USD ProShares Ultra Semicond DJUSSC 78 8.0 SOXL Direxion Semicond Bull 3x SOX 64 8.1 RXL ProShares Ultra HealthCare DJUSHC 52 1.0 MWJ Direxion Daily MC Bull 3X RMC 47 8.0 SAA ProShares Ultra S&P600 SML 46 2.6 EET ProShares Ultra MSCI EM MXEF 41 1.7 LBJ Direxion Daily LA 3X Bull SPTRL40N 35 2.3 XPP ProShrs Ultra FTSEXinhua XINOU 35 3.9 CZM Direxion Daily China 3X Bull BKTCN 34 2.0 URTY ProShares UltraPro R2000 RTY 33 19.2 UXI ProShares Ultra Industrial DJUSIN 31 1.8 UMDD ProShares UltraPro Mid400 MID 28 3.9 DZK Direxion Daily DM Bull 3X MXEA 26 1.0 UGE ProShares Ultra Cons Goods DJUSNC 23 0.5 UKK ProShares Ultra R2000 Gro RUO 22 0.7 UPW ProShares Ultra Utilities DJUSUT 22 0.3 UVT ProShares Ultra R2000 Val RUJ 19 0.9 UCC ProShares Ultra Cons Svcs DJUSCY 19 0.5 UDOW ProShares UltraPro Dow30 INDU 15 5.7 UVG ProShares Ultra R1000 Val RLV 13 0.2 UKF ProShares Ultra R1000 Gro RLG 12 0.2 EFO ProShares Ultra MSCI EAFE MXEA 12 0.3 UKW ProShares Ultra RussMCGro RDG 11 0.3 EZJ ProShares Ultra MSCI Japan MXJP 10 0.3 UBR ProShares Ultra MSCI Braz MXBR 9 0.4 UVU ProShares Ultra RussMCVal RMV 9 0.6 INDL Direxion India Bull 2x III 8 0.2 KRU ProShrs Ult KBW Reg Bank KRX 8 3.1 LTL ProShares Ultra Telecomm DJSTEL 7 0.2 UWC ProShares Ultra R3000 RAY 7 0.1 BIB ProShr Ult Nasdaq Biotech NBI 5 0.1 RETL Direxion Retail Bull 2X RU1SSRTL 5 0.3 FCGL Direxion Nat Gas Bull 2X FUM 4 0.4 BRIL Direxion BRIC Bull 2x BKBRIC 4 0.1 UXJ ProShr Ult MSCI Pac ex JP MXPCJ 4 0.1 UPV ProShr Ultra MSCI Europe MXEU 3 0.2 UMX ProShr Ultra MSCI Mex IMI MZMXI 2 0.0 EXCHANGE TRADED FUNDS (ETFs) EQUITIES

ETF & ETN Guide 6 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) INVERSE SDS ProShares UltraShort SP500 SPX $3,280 $1,422.0 SH ProShares Short S&P500 SPX 2,239 220.0 FAZ Direxion Daily Finan Bear 3X RGUSFL 1,346 907.9 TZA Direxion Daily SC Bear 3X RTY 934 528.4 QID ProShares UltraShort QQQ NDX 902 312.1 SKF ProShares UltSh Financials DJUSFN 549 274.6 DXD ProShares UltraShort Dow30 INDU 512 170.3 SPXU ProShres UltPro Shrt SP500 SPX 440 233.1 TWM ProShares UltSh R2000 RTY 420 216.7 RWM ProShares Short R2000 RTY 365 28.9 SRS ProShares UltSh Real Est DJUSRE 342 164.5 DOG ProShares Short Dow30 INDU 332 26.5 BGZ Direxion Daily LC Bear 3X RIY 295 123 FXP ProShres UltSh FTSEXinhua FXTID 235 58.7 PSQ ProShares Short QQQ NDX 233 19.5 EUM ProShares Short MSCI EM MXEF 227 5.8 SEF ProShares Short Financials DJUSFN 133 4.1 EDZ Direxion Daily EM Bear 3X MXEF 126 79.1 DUG ProShares UltSh Oil & Gas DJUSEN 120 98.1 EFZ ProShres Short MSCI EAFE MXEA 114 7.6 EEV ProShares UltSh MSCI EM MXEF 113 64.9 RSW Rydex Inverse 2x S&P 500 SPX 94 8.3 SMN ProShares UltSh Basic Mat DJUSBM 92 56.9 DRV Direxion Daily RE Bear 3X RMZ 86 46.1 SQQQ ProShres UltraPro Shrt QQQ NDX 76 24.7 EPV ProShares UltSh MSCI Eur MXEU 60 13.1 TYP Direxion Daily Tech Bear 3X RGUSTL 53 11.9 ERY Direxion Daily Ener Bear 3X RGUSEL 52 45 SCC ProShares UltSh Cons Svcs DJUSCY 38 2.0 MYY ProShres Short MidCap 400 MID 37 2.0 SDOW ProShares UltraPro Shrt D30 INDU 36 7.1 SBB ProShares Short S&P600 SML 35 1.2 MZZ ProShares UltSh MidCap400 MID 34 6.7 SRTY ProShares UltraPro Shrt R2 RTY 32 11.3 REK ProShares Shrt Real Estate DJUSRE 31 0.8 BZQ ProShares UltSh MSCI Brazil MXBR 28 4.1 SSG ProShares UltSh Semicond DJUSSC 28 3.8 KRS ProShres Short KBW Reg Bk KRX 27 3.0 EFU ProShres UltSh MSCI EAFE MXEA 26 2.7 SDD ProShares UltraShort SP600 SML 22 1.5 REW ProShares UltSh Technology DJUSTC 21 2.8 MWN Direxion Daily MC Bear 3X RMC 19 2.6 DDG ProShares Short Oil & Gas DJUSEN 18 0.5 DPK Direxion Daily DM Bear 3X MXEA 15 3.0 EWV ProShres UltSh MSCI Japan MXJP 15 0.4 SKK ProShares UltSh R2000 Gro RUO 14 0.9 SZK ProShares UltSh Cons Good DJUSNC 12 0.4 SJH ProShares UltSh R2000 Val RUJ 12 0.8 SIJ ProShares UltSh Industrial DJUSIN 11 0.8 SOXS Direxion Semicond Bear 3x SOX 10 3.5 CZI Direxion Daily China 3X Bear BKTCN 7 0.9 SFK ProShares UltSh R1000 Gro RLG 6 0.3 SDP ProShares UltSh Utilities DJUSUT 6 0.2 SJF ProShares UltSh R1000 Val RLV 6 0.3 BIS ProShr UltShrt Nsdq Biotech NBI 6 0.1 RXD ProShares UltSh HealthCare DJUSHC 5 0.3 SBM ProShares Shrt Basic Mat DJUSBM 4 0.1 LHB Direxion Daily LA 3x Bear SPTRL40N 4 1.0 YXI ProShres Shrt FTSE/Xinhua XINOU 4 0.3 SDK ProShares UltSh RussMCGr RDG 4 0.4 SMDD ProShares UltraPro Shrt SP4 MID 4 1.4 SMK ProShares UltSh MSCI Mex MZMXI 3 0.2 FCGS Direxion Nat Gas Bear 2X FUM 3 0.4 RETS Direxion Retail Bear 2X RU1SSRTL 3 0.4 BRIS Direxion BRIC Bear 2x BKBRIC 3 0.1 SJL ProShares UltSh RussMCVa RMV 3 0.3 INDZ Direxion DIndia Bear 2x III 2 0.1 TLL ProShares UltSh Telecomm DJSTEL 2 0.1 TWQ ProShares UltraShort R3000 RAY 2 0.1 JPX ProShares UltSh MSCI PxJP MXPCJ 2 0.1 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) DIVIDEND Domestic DVY iShares DJ Select Dividend DJDVY $5,324 $27.6 SDY SPDR S&P Dividend SPHYDA 4,038 31.3 VIG Vanguard Div Appreciation DVG 3,529 23.8 VYM Vanguard High Div Yield FTYLD 804 4.1 DLN WisdomTree LC Div WTLDITR 468 2.6 CVY Guggenheim Multi-Asset ZAXYH 341 3.1 DTN WisdomTree Dividend ex Fin WTDXFTR 297 2.3 DHS WisdomTree Equity Income WTHYE 225 1.9 DES WisdomTree SC Div WTSDITR 192 1.9 DON WisdomTree MC Div WTMDITR 189 2.2 FVD First Trust Value Line Div VLFVD 185 0.8 PFM PowerShares Div Achievers DAAX 173 1.8 PEY PowerShares HY Equity Div DAY 167 2.0 DTD WisdomTree Total Dividend WTDITR 147 0.7 FDL First Trust Mrngstr Div MDL 96 0.7 LVL Guggenheim S&P Glb Div SPGTGDO 20 0.2 International DEM WisdomTree EM Equity WTEMHYTR $816 $6.8 DGS WisdomTree EM SC Div WTEMSCTR 641 6.8 DLS WisdomTree Intl SC Div WTIDSCTR 452 1.6 PID PowerShares Internat Div DAT 451 2.4 DWM WisdomTree DEFA WTIDFATR 424 1.9 DWX SPDR S&P Intl Dividend SPGTDOU 279 2.4 IDV iShares DJ EPAC Select Div DJEPCSDT 207 1.8 DOO WisdomTree Intl Div WTIDXFTR 155 0.9 DOL WisdomTree Intl LC Div WTIDLCTR 146 0.8 DIM WisdomTree Intl MC Div WTIDMCTR 143 0.6 DFJ WisdomTree Japan SC Div WTIDJSTR 128 1.6 DTH WisdomTree DEFA Eqty Inc WTIDHYTR 124 0.7 DND WisdomTree Pac ex-JP Div WTIDPTR 88 0.4 DXJ WisdomTree Jpn Hedge Div WTIDJTRH 87 1.7 DNH WisdomTree Pac xJP Eqty WTIDPHYT 76 1.1 HGI Guggenheim Internat Multi ZAXIH 66 0.5 DEW WisdomTree Global Equity WTGDHYTR 57 0.3 FGD First Trust DJ Glb Sel Div DJGSD 40 0.4 DNL WisdomTree WorldxUS Gro WTGDXGTR 32 0.3 DFE WisdomTree Europe SC Div WTIDESTR 28 0.2 HEDJ WisdomTree Intl Hedge Eqty WTIDFTRH 21 0.4 GULF WisdomTree Middle East Div WTEMMETR 16 0.1 FDD First Trust STOXX EUSelDiv SD3L 7 0.1 EXCHANGE TRADED FUNDS (ETFs) EQUITIES

ETF & ETN Guide 7 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) FIXED INCOME US Credit LQD iShares iBoxx Invtmt Grade IBOXIG $14,840 $106.7 CSJ iShares BC 1-3 Year Credit n/a 7,345 51.6 HYG iShares iBoxx $ HY Corp IBOXHY 7,000 98.0 JNK SPDR BC High Yield Bond LHVLTRUU 6,060 94.8 CIU iShares BC Interm Credit n/a 3,156 18.2 VCSH Vanguard ST Corporate n/a 827 7.4 CFT iShares BC Credit Bond n/a 781 5.2 VCIT Vanguard Interm Corporate n/a 347 3.5 PHB PowerShares Fund HY Corp RAFIHY 337 3.4 SCPB SPDR BC Short Term Corp LF99TRUU 186 2.4 ITR SPDR BC Interm Credit LUICTRUU 145 1.0 VCLT Vanguard LT Corporate n/a 49 0.9 LWC SPDR BC LT Credit LULCTRUU 35 0.3 CORP PIMCO Invest Grd Corp Bd C0A0 24 1.0 CLY iShares 10+Yr Credit B9A0 22 0.2 BSCC Guggnheim BulletShr ‘12 Bd BSCBC 19 0.3 BSCB Guggnheim BulletShr ‘11 Bd BSCBB 16 0.2 BSCF Guggnheim BulletShr ‘15 Bd BSCBF 13 0.2 BSCE Guggnheim BulletShr ‘14 Bd BSCBE 13 0.2 BSCD Guggnheim BulletShr ‘13 Bd BSCBD 13 0.2 BSCH Guggnheim BulletShr ‘17 Bd BSCBH 10 0.1 BSCG Guggnheim BulletShr ‘16 Bd BSCBG 10 0.1 US Government TIP iShares BC TIPS LBUTTRUU $20,758 $88.5 SHY iShares BC 1-3 Year Treas LT01TRUU 8,453 98.5 SHV iShares BC Short Treasury n/a 3,925 54.6 IEF iShares BC 7-10 Year Treas n/a 3,639 75.5 TLT iShares BC 20+ Year Treas n/a 3,262 735.8 IEI iShares BC 3-7 Year Treas n/a 1,380 22.3 BIL SPDR BC 1-3 Month T-Bill LD12TRUU 990 31.4 STPZ PIMCO 1-5 Year US TIPS GVQI 577 3.0 TLH iShares BC 10-20 Yr Treas n/a 417 6.3 IPE SPDR Barclays Capital TIPS BCIT1T 380 3.0 ITE SPDR BC Interm Treasury LT08TRUU 254 1.3 LTPZ PIMCO 15+ Year US TIPS G8QI 246 2.0 EDV Vanguard Extend Dur Treas n/a 158 3.6 TUZ PIMCO 1-3 Yr US Treas G1O2 107 1.0 VGSH Vanguard ST Govt n/a 85 1.2 VGLT Vanguard LT Govt n/a 79 1.1 PLW PwrShrs 1-30 Ladder Treas MRTSYA 79 1.3 FIVZ PIMCO 3-7 Yr US Treasury G3OC 60 0.3 ZROZ PIMCO 25+Yr Zero Coup US STPL 55 1.6 SCHP Schwab U.S. TIPs n/a 52 1.5 VGIT Vanguard Interm Govt n/a 42 0.4 TLO SPDR BC Long-Term Treas LUTLTRUU 37 0.6 TIPZ PIMCO Broad US TIPS G0QI 35 0.3 SCHO Schwab Shrt-Term US Treas n/a 30 1.2 TENZ PIMCO 7-15 Year US Treas G8OC 22 0.2 SCHR Schwab Inter-Term US Treas n/a 21 0.9 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) FIXED INCOME (continued) Aggregate & Other AGG iShares BC Aggregate Bond LBUSTRUU $12,863 $81.5 BND Vanguard Total Bond Market n/a 9,111 62.9 BSV Vanguard Short-Term Bond n/a 5,697 38.6 MBB iShares BC MBS n/a 2,202 15.8 BIV Vanguard Interm Bond n/a 2,165 15.5 BAB PowerShares Build America BABS 576 5.9 GVI iShares BC Interm Gov/Cred n/a 544 2.0 BLV Vanguard Long-Term Bond n/a 410 5.7 CWB SPDR BC Convertible Bond n/a 397 4.0 AGZ iShares BC Agency Bond LUAASIUU 358 2.3 LAG SPDR BC Aggregate Bond LBUSTRUU 226 1.6 GBF iShares BC Governt/Credit n/a 156 0.9 MBG SPDR BC MBS LUMSTRUU 44 0.5 VMBS Vanguard MBS n/a 36 0.6 BABS SPDR Nuveen BC Bld Amer LBABTRUU 26 0.4 GLJ iShares 10+Yr Govt/Credit B9A0 17 0.2 UBD Claymore/Dorch CM Bond CPMKTB 11 0.1 ULQ Claymore Micro-Term FI CPMKTL 5 0.0 GMTB Grail McDonnell Core Taxbl n/a 3 0.0 International EMB iShares JPM USD EM Bond JPEICORE $2,283 $23.4 BWX SPDR BC Internat Treas LTXUTRUU 1,286 9.6 PCY PwrShrs EM Sovereign Debt DBLQBLTR 935 10.2 WIP SPDR DB Int Gov Infl Prot DBLNDILS 880 5.2 ELD WisdomTree EM Local Debt n/a 295 9.5 IGOV iShares SP/Citi Intl Treas SPBDXUTR 163 1.0 BWZ SPDR BC ST Intl Treasury LGT3TRUU 151 0.9 ISHG iShares SP/Citi 1-3 Intl Tre SPBDXU3T 118 0.8 EMLC Mkt Vectors EM Local Curr GBIEMCOR 105 2.3 PICB PwrShr Intl Corp Bond SPBDICBT 16 0.3 IBND SPDR BC Intl Corp Bond BG1BTRUU 7 0.1 Municipal MUB iShares S&P Natl AMT-Free SPMUNUST $2,214 $10.7 SHM SPDR Nvn BC ShrtTrm Muni LMM1TR 1,332 8.2 TFI SPDR Nuveen BC Muni Bnd LMMITR 987 4.9 PVI PwrShrs VRDO Tax Fr Wkly BBUSVWFT 655 6.7 PZA PwrShrs Insured Natl Muni UPCM 652 3.4 SUB iShares S&P STNatlAMT-Fr SPMU5YRT 450 3.1 CMF iShares S&P CA AMT-Free SPMUNCAT 242 0.8 ITM Market Vectors Interm Muni LMT2TR 221 1.7 HYD Market Vectors HY Muni LMEHTR 212 1.5 SMB Market Vectors Short Muni LMT1TR 101 0.5 CXA SPDR Nuveen BC Calif Muni LMM2TR 77 0.3 NYF iShares S&P NY AMT-Free SPMUNNYT 75 0.3 MLN Market Vectors Long Muni LMT3TR 69 0.3 MUNI PIMCO Intermediate Muni n/a 50 0.8 PWZ PwrShrs Insured CA Muni UPCC 44 0.2 PZT PwrShrs Insured NY Muni UPNY 42 0.2 PRB Market Vectors Pre-Ref Muni LMPETR 35 0.2 INY SPDR Nuveen BC NY Muni LMM3TR 28 0.1 MUAC iShares 2014 S&P AMT-Free SPMUS14T 26 0.1 MUAF iShares 2017 S&P AMT-Free SPMUS17T 21 0.2 MUAA iShares 2012 S&P AMT-Free SPMUS12T 20 0.2 MUAD iShares 2015 S&P AMT-Free SPMUS15T 16 0.1 MUAE iShares 2016 S&P AMT-Free SPMUS16T 16 0.1 MUAB iShares 2013 S&P AMT-Free SPMUS13T 15 0.2 VRD SPDR Nvn S&P VRDO Muni SPMUVRDO 9 0.0 GMMB Grail McDonnell Interm Muni n/a 3 0.0 EXCHANGE TRADED FUNDS (ETFs) FICC

ETF & ETN Guide 8 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) COMMODITIES GLD SPDR Gold Shares GOLDLNPM $55,811 $1,788.0 SLV iShares Silver Trust SLVRLN 7,534 188.1 DBC PwrShares DB Commodity DBLCIX 4,570 42.1 IAU iShares Gold Trust n/a 4,387 38.2 UNG United States Natural Gas NGUSHHUB 2,511 176.9 DBA PowerShares DB Agriculture DBAGIX 2,153 34.5 USO United States Oil USCRWTIC 1,688 393.9 GSG iShares S&P GSCI Comm SPGSCITR 1,579 11.7 SGOL ETFS Gold Trust GOLDLNPM 1,013 19.8 DBO PowerShares DB Oil DBOLIX 576 10.5 PPLT ETFS Platinum Trust PLTMLNPM 568 11.1 PALL ETFS Palladium Trust PLDMLNPM 485 10.5 DBB PowerShares DB Base Met DBBMIX 403 6.3 GCC GreenHaven Commodity CCITR 356 2.4 DBP PwrShrs DB Precious Metals DBPMIX 337 3.6 DGL PowerShares DB Gold DGLDIX 296 3.6 SIVR ETFS Silver Trust SLVRLN 259 3.6 DBE PowerShares DB Energy DBENIX 253 1.7 USL United States 12 Month Oil n/a 154 1.9 DBS PowerShares DB Silver DBSLIX 131 1.8 CRBQ Jeffs TR/J CRB GlbComm CRBQX 69 0.7 UGA United States Gasoline n/a 65 2.1 UNL US 12 Month Natl Gas n/a 41 1.0 CORN Teucrium Corn Fund TCORN 26 0.8 USCI US Commodity Index SDCITR 23 1.0 BNO United States Brent Oil Fd n/a 11 0.8 UHN United States Heating Oil n/a 8 0.1 CURRENCIES UUP PowerShares DB USD Bull USDUPX $690 $86.9 FXA CurrencyShares AUD n/a 651 27.5 FXC CurrencyShares CAD n/a 590 30.1 CYB WisdomTree Dreyfus CNY n/a 588 7.4 FXF CurrencyShares CHP n/a 397 8.3 DBV PwrShrs DB G10 Curr DBCFHX 369 3.4 FXE CurrencyShares Euro n/a 361 233.9 FXY CurrencyShares JPY n/a 283 42.0 CEW WisdomTree EM Curr n/a 267 5.2 BZF WisdomTree Dreyfus BRL n/a 246 2.6 UDN PowerShares DB USD Bear USDDNX 187 8.4 FXB CurrencyShares GBP n/a 159 15.0 FXS CurrencyShares SEK n/a 60 0.6 FXM CurrencyShares MXP n/a 32 0.7 ICN WisdomTree Dreyfus INR n/a 24 0.4 BNZ WisdomTree Dreyfus NZD n/a 19 0.3 JYF WisdomTree Dreyfus JPY n/a 13 0.1 SZR WisdomTree Dreyfus ZAR n/a 13 0.2 CCX WisdTree Dreyfus Com Curr n/a 10 0.8 EU WisdomTree Dreyfus EUR n/a 10 0.1 XRU CurrencyShares RUB n/a 7 0.1 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) LEVERAGED—FICC UCO ProShares Ult DJ-UBS Oil DJUBSCL $306 $60.9 UGL ProShares Ultra Gold GOLDLNPM 226 12.2 AGQ ProShares Ultra Silver SLVRLN 212 27.1 UBT ProShares Ultra 20+ Treas LT11TRUU 29 4.2 TMF Direxion 20Y+ Treas Bull 3X AXTWEN 27 3.2 UST ProShares Ultra 7-10 Treas LT09TRUU 14 0.9 ULE ProShares Ultra Euro n/a 11 1.3 UCD ProShares Ult DJ-BSComm DJUBS 10 0.2 TYD Direxion 7-10Y Tres Bull 3X AXSVTN 10 1.2 YCL ProShares Ultra Yen n/a 7 0.2 TWOL Direxion 2Yr Treas Bull 3x AXTWO 4 0.1 LBND PwrShrs DB 3X Lng 25+Trea DBBNDL 3 0.0 INVERSE – FICC TBT ProShares UltSh 20+ Treas LT11TRUU $4,472 $383.8 TBF ProShares Short 20+ Treas LT11TRUU 485 10.2 PST ProShares UltSh 7-10 Treas LT09TRUU 348 5.7 EUO ProShares UltSh Euro n/a 306 36.3 TMV Direxion 20Y+ Treas Bear 3x AXTWEN 199 16.1 YCS ProShares UltSh Yen n/a 170 7.0 SCO ProShares UltSh DJ-UBS Oil DJUBSCL 95 30.8 GLL ProShares UltSh Gold GOLDLNPM 76 9.4 ZSL ProShares UltSh Silver n/a 56 10.2 TYO Direxion 7-10Y Tres Bear 3X AXSVTN 54 1.0 DNO United States Short Oil n/a 13 1.7 TWOZ Direxion 2Yr Treas Bear 3x AXTWO 6 0.2 SBND PwrShr DB 3X Shrt 25+treas DBBNDS 4 0.1 CMD ProShrs UltSh DJ-BSComm DJUBS 1 0.2 EXCHANGE TRADED FUNDS (ETFs) FICC

ETF & ETN Guide 9 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) SPECIALTY Active MINT PIMCO Enhan Short Matur SBMMTB3 $399 $6.2 ALT iShares Diversified Alt n/a 96 1.0 GRV Mars Hill Glb Relative Val MXWO 43 1.4 PQY PwrShrs Active AlphaQ n/a 23 0.1 SMMU Pimco Short Term Muni Bon n/a 18 0.1 BABZ PIMCO Build Amer Bd Strat LBABTRUU 18 0.6 PSR PwrShrs Active US RE FNER 18 0.2 PCA PwrShrs Rvrfrnt Tact Gr&Inc RTGIA 14 0.1 PAO PwrShrs Rvrfrnt Tact Bal Gr RTBGA 12 0.1 PTO PwrShrs Ibbotson Alt Compl n/a 11 0.1 PLK PwrShrs Active Low Durat n/a 10 0.1 RWG RP Focused LC Growth n/a 9 0.1 AADR WCM/BNYMell Focs Gro n/a 7 0.2 ONEF One Fund n/a 7 0.1 RPX RP Growth n/a 4 0.0 PMA PwrShrs Active Mega-Cap n/a 3 0.0 PQZ PwrShrs Active Multi Cap n/a 3 0.0 GVT Grail Amer Beacon LC Value RIY 2 0.0 Fundamental EPI WisdomTree India Earnings WTIND $1,541 $48.0 PRF PowerShares FR US 1000 FR10 814 5.1 PXH PwrShrs FTSE RAFI EM FREM 489 2.8 PRFZ PowerShares FR US 1500 FR15US 297 2.6 PXF PowerShares FR DM ex US FRX1X 184 1.1 RWL RevenueShares Large Cap n/a 157 1.5 RWK RevenueShares Mid Cap n/a 114 1.0 RWJ RevenueShares Small Cap n/a 108 1.3 EES WisdomTree SC Earnings WTSEITR 94 0.8 EZM WisdomTree MC Earnings WTMEITR 80 1.2 EPS WisdomTree Earnings 500 WTEPSTR 65 0.4 PDN PwrShr FR DM x US SmMid n/a 60 0.5 RTR RevenueShares ADR SPADR 57 0.4 EXT WisdomTree Total Earnings WTEI 48 0.3 PAF PwrShrs FR Asia Pac x JP FRDAPXJ 45 0.4 EZY WisdomTree LC Value WTEILVTR 22 0.1 ROI WisdomTree LC Growth WTLGITR 21 0.1 PEF PwrShrs FTSE RAFI Europe FREU 13 0.2 PJO PwrShrs FTSE RAFI Japan FRJPN 8 0.1 Life-Cycle & Allocation AOM iShares S&P Moderate Alloc SPTGMUT $66 $0.4 AOR iShares S&P Growth Alloc SPTGGUT 66 0.4 AOA iShares S&P Aggress Alloc SPTGAUT 48 0.4 AOK iShares S&P Cons Alloc SPTGCUT 44 0.3 TDH TDX Independence 2020 TDAXTW 40 0.1 TDN TDX Independence 2030 TDAXTH 36 0.1 TDV TDX Independence 2040 TDAXFO 30 0.1 TDX TDX Independence In-Target TDAXIT 21 0.1 TDD TDX Independence 2010 TDAXTN 19 0.0 TZV iShares S&P Target 2040 SPTGT40T 11 0.1 TZG iShares S&P Target 2020 SPTGT20T 11 0.1 TZI iShares S&P Target 2025 SPTGT25T 10 0.0 TZL iShares S&P Target 2030 SPTGT30T 10 0.0 TGR iShares S&P Target Retir SPTGRIT 9 0.2 TZE iShares S&P Target 2015 SPTGT15T 6 0.0 TZO iShares S&P Target 2035 SPTGT35T 5 0.0 TZD iShares S&P Target 2010 SPTGT10T 5 0.0 Quantitative PWV PowerShares Dyn LC Val ILW $326 $1.6 PIE PwrShrs EM Technical Lead DWATRDM 299 4.2 PDP PwrShrs Technical Leaders n/a 228 3.0 PWB PowerShares Dyn LC Gro ILH 199 0.9 PWC PowerShares Dyn Market DYI 184 0.7 Ticker Name Underlying Index Assets ($MM) Avg Vol ($MM) SPECIALTY (continued) Quantitative QAI IQ Hedge Multi-Strategy IQHGMST $111 $1.0 PWJ PowerShares Dyn MC Gro ILJ 107 0.5 PIV PowerShares SP500 Hi Qual SPXQRUT 100 0.5 PIZ PwrShrs DM Tech Lead DWATRDM 91 1.5 FEX First Trust LC AlphaDEX DEFILCCI 88 1.1 NFO Guggenheim Insider Sent SBRIN 81 2.1 FNX First Trust MC AlphaDEX DEFIMCCI 79 0.9 FTA First Trust LCVal AlphaDEX DEFILVOI 68 0.6 PWY PowerShares Dyn SC Val ILZ 62 0.3 FVL First Trust Value Line 100 VLFVL 61 0.2 RYJ Guggenheim RJ SB-1 Equity RJSBI 59 0.3 CSM ProShares CS 130/30 CS13030 55 1.1 FTC First Trust LCGro AlphaDex DEFILGOI 49 0.7 FYX First Trust SC AlphaDEX DEFISCCI 45 0.7 PWP PowerShares Dyn MC Val ILP 40 0.2 FDV First Trust Strat Valu CSVUS 35 0.2 PKW PowerShares Build America DRBX 34 0.1 PFA PwrShrs Dyn DM Intl Opport QSGDEV 32 0.2 PJF PowerShares Dyn LC IEB 31 0.2 MNA IQ Merger Arbitrage IQMNAT 28 0.4 GRES IQ Global Resources IQGREST 28 0.3 PWT PowerShares Dyn SC Gro ILK 28 0.1 FAB First Trust MultiCap Value DEFIMCVI 24 0.3 DENT Dent Tactical n/a 23 0.2 PIQ PwrShrs Dyn MagniQuant DYH 23 0.4 XRO Guggenheim Sect Rotat ZAXSR 23 0.1 PJG PowerShares Dyn MC IEK 22 0.1 MCRO IQ Hedge Macro Tracker IQHGMAT 21 0.2 DEF Guggenheim Defensive SBRDE 18 0.1 PYH PwrShrs MStar StkInvst Core VLINRX 17 0.1 PJM PowerShares Dyn SC IEY 16 0.2 PZJ PowerShares Zacks SC ZRS 15 0.1 CZA Guggenheim Mid-Cap Core ZAXMC 11 0.1 RWV RevShrs Navellier A-100 n/a 9 0.1 FAD First Trust MultiCap Gro DEFIMCGI 8 0.1 XGC Guggenheim Intl SC BKSCPT 7 0.1 FVI First Trust VL Eqty Alloc VLFVI 7 0.1 JCO JETS Contrarian Opportunity DJCNTRA 4 0.1 Other PFF iShares S&P US Preferred SPPREF $5,713 $45.7 PGF PwrShrs Finan Preferred WHPSF 1,865 11.2 PGX PowerShares Preferred P0P2 1,339 8.4 PSP PwrShr Listed Private Eqty GLPEXU 259 1.3 AMLP Alerian MLP AMZI 220 10.2 PCEF PowerShares CEF Income CEFX 165 2.0 PBP PwrShrs S&P 500 BuyWrite BXM 157 1.4 HAP Market Vectors Hard Assets RVEIT 131 1.4 KLD iShrs MSCI USA EGS Sel So TFSSIU 127 0.5 DSI iShrs MSCI KLD 400 Social TKLD400U 116 0.4 PSK SPDR Wells Fargo Preferred WAGG 82 0.9 EQL ALPS Equal Sector Weight n/a 46 0.4 PXN PowerShares Lux Nanotech LUXNI 45 0.2 PWO PowerShares Dyn OTC DYO 38 0.2 OTP Gggnhm OceanTomoPatent OTPAT 18 0.1 CSD Guggenheim Spin-Off CLRSO 16 0.2 FPX First Trust US IPO IPXO 14 0.1 CPI IQ Real Return IQHGCPIT 10 0.1 PNXQ PwrShrs NASDAQ Next-Q n/a 10 0.2 OTR Gggenheim OceanTomo Gro OTPATG 8 0.1 PQBW PwrShares NDX BuyWrite BXN 5 0.1 FMV FaithShares Methodist GPFS03 3 0.0 FOC FaithShares Christian GPFS05 3 0.0 FCV FaithShares Catholic GPFS01 3 0.0 NASI Pax MSCI N Amer ESG NASI 3 0.0 FZB FaithShares Baptist GPFS02 1 0.0 FKL FaithShares Lutheran GPFS04 1 0.0 EXCHANGE TRADED FUNDS (ETFs) SPECIALTY

ETF & ETN Guide 10 Ticker Name Underlying Index $ Issued ($MM) Avg Vol ($MM) COMMODITIES General DJP iPath DJ UBS Commodity DJUBSTR $2,308 $13.0 RJI Elements Rogers Commod ROGRTR 490 2.8 UCI E-Tracs CMCI Commodity CMCITR 98 0.1 GSP iPath GSCI Total Return SPGSCITR 95 0.5 LSC Elements S&PComdtyTrends SPTICTR 66 0.5 GSC GS Connect S&P GSCI Enh SPGSESTR 65 0.4 DJCI E-Tracs DJ/UBS Commodity DJUBSTR 15 0.0 DPU PwrShrs DB Commod Lg DBLCIX 6 0.0 Specific OIL iPath Goldman Sachs Oil SPGSCLTR $630 $15.8 RJA Elements Rogers Agricult ROGRAGTR 355 2.6 JJG iPath DJ UBS Grains DJUBGRTR 150 3.1 GAZ iPath DJ UBS Natural Gas DJUBNGTR 124 1.8 JJC iPath DJ UBS Copper DJUBHGTR 118 4.7 JJA iPath DJ UBS Agriculture DJUBAGTR 98 0.7 PGM iPath DJ UBS Platinum DJUBPLTR 83 1.0 SGG iPath DJ UBS Sugar DJUBSBTR 74 3.8 COW iPath DJ UBS Livestock DJUBLITR 72 1.2 PTM E-Tracs UBS Long Platinum CTPLTR 68 0.6 JJM iPath DJ UBS Industrial DJUBINTR 59 0.9 RJZ Elements Rogers Metals ROGRIMTR 47 0.4 RJN Elements Rogers Energy ROGRENTR 47 0.4 JO iPath DJ UBS Coffee DJUBKCTR 23 0.9 BAL iPath DJ UBS Cotton DJUBCTTR 22 0.5 JJT iPath DJ UBS Tin DJUBSNTR 20 0.3 GRU Elements MLCX Grains MLCXGRTR 18 0.3 OLO PowerShares DB Oil Long DBOLIX 18 0.2 JJE iPath DJ UBS Energy DJUBENTR 18 0.2 JJP iPath DJ UBS Precious Met DJUBPRTR 16 0.2 JJN IPath DJ UBS Nickel DJUBNITR 16 0.6 NIB iPath DJ UBS Cocoa DJUBCCTR 12 0.4 JJS iPath DJ UBS Softs DJUBSOTR 11 0.2 JJU iPath DJ UBS Aluminum DJUBALTR 11 0.3 UBC E-Tracs CMCI Livestock CMLVTR 9 0.0 UAG E-Tracs CMCI Agriculture CMAGTR 8 0.0 FUD E-Tracs CMCI Food CMFOTR 7 0.0 UBG E-Tracs CMCI Gold CTGCTR 6 0.0 UBM E-Tracs CMCI Ind Metals CMIMTR 6 0.0 USV E-Tracs CMCI Silver CTSITR 5 0.0 LD iPath DJ UBS Lead DJUBPBTR 5 0.1 GRN iPath Global Carbon BXIIGCUT 4 0.0 UBN E-Tracs CMCI Energy CMENTR 4 0.0 AGF PowerShares DB Agr Long DBLCYEAG 3 0.0 FUE Elements MLCX Biofuels MLCXBXTR 2 0.0 BDG PwrShrs DB Base Met Lg DBBMIX 2 0.0 Ticker Name Underlying Index $ Issued ($MM) Avg Vol ($MM) CURRENCIES CNY Market Vectors Renminbi SPCBCNY $41 $0.0 ICI iPath Optimized Curr Carry BXIICIUS 19 0.2 INR Market Vectors-Rupee/USD SPCBINR 9 0.1 GBB iPath GBP/USD n/a 7 0.0 ERO iPath EUR/USD n/a 7 0.1 AYT Barclays GEMS Asia-8 BXIIGMA8 6 0.1 JYN iPath JPY/USD n/a 6 0.2 PGD Barclays Asian & Gulf Curr BXIIGEMP 4 0.0 JEM Barclays GEMS BXIIGEM1 4 0.0 LEVERAGED / INVERSE DGP PwrShrs DB Gold Dbl Lg DGLDIX $529 $40.3 DZZ PwrShrs DB Gold Dbl Sh DGLDIX 90 6.9 DTO PowerShares DB Oil Dbl Sh DBRCL 89 25.4 DAG PowerShares DB Agr Dbl Lg DBLCYEAG 88 1.9 MLPL ETRACS UBS 2X Lng MLP AMZI 52 1.5 XXV iPath Inv SP500 VIX ShrtTrm SPVXSTR 52 7.5 DRR Market Vectors Dbl Sh Euro DSHRTEUR 49 3.8 BDD PwrShr DB Base Met Db Lg DBBMIX 20 0.7 DGZ PowerShares DB Gold Short DGLDIX 18 0.9 DYY PwrShrs DB Commod Dbl Lg DBLCIX 16 0.2 BXUC BC SPX + Long C Lveraged SPXT 15 6.3 MLPS ETRACS UBS 1xM Shrt MLP AMZI 10 0.0 SZO PowerShares DB Oil Short DBRCL 9 0.6 DTYS iPath US Treas 10-YR Bear BXIITETY 9 0.3 BXUB BC SPX + Long B Leveraged SPXT 7 0.7 BXDB BC SPX + Short B Lveraged SPXT 7 0.6 BOS PwrShrs DB Base Met Sh DBBMIX 6 0.2 BXDC BC SPX + Short C Lveraged SPXT 5 1.0 BOM PwrShrs DB BaseMet DblSh DBBMIX 5 0.4 DTUS iPath US Treas 2-YR Bear BXIITETU 5 0.1 DSXJ JPM Dbl Sh US 10-Y Treas USTTEN 5 0.0 DSTJ JPM Dbl Sh US Lng BD Trsy USTLBD 5 0.0 PTD E-Tracs UBS Short Platinum CTPLER 5 0.0 DLBS iPath US Treas Lng Bd Bear BXIITEUS 4 0.1 DEE PwrShrs DB Cmodty Dbl Sh DBLCIX 4 0.3 BXDD BC SPX + Short D Lveraged SPXT 3 0.9 ADZ PowerShares DB Agr Short DBLCYEAG 3 0.1 DDP PwrShrs DB Commod Sh DBLCIX 3 0.1 URR Market Vectors Dble Lg Euro DLONGEUR 3 0.1 AGA PowerShares DB Agr Dbl Sh DBLCYEAG 3 0.1 OTHER VXX iPATH SP500 VIX ST Future SPVXSTR $2,195 $597.6 AMJ JPMorgan Alerian MLP AMZ 1,648 24.7 INP iPath MSCI India NDEUSIA 1,190 24.9 VXZ iPATH SP500 VIX MT Future SPVXMTR 996 37.1 MLPI UBS Etracs Alerian MLP Infr AMZI 144 1.2 MLPN CS Cushing 30 MLP MLPX 68 2.1 VQT Barclays ETN+ S&P Veqtor SPVQDTR 26 0.7 CSLS CS Long/Short Liquid CSLABLN 20 0.2 BWV iPath CBOE SP500BuyWrite BXM 16 0.1 CSMA Credit Suisse Merger Arb CSLABMN 15 1.6 FLAT iPath US Treas Flattener BXIIUSTP 15 0.3 SPGH UBS E-TRACS SP5 Gld Hdg n/a 13 0.0 MLPG UBS ETRACS Nat Gas MLP ANGI 11 0.2 WMW Elements Mrngstr Wide Moat MWMFTR 7 0.1 STPP iPath US Treas Steepener BXIIUSTP 6 0.2 DTUL iPath US Treas 2-YR Bull BXIITETU 5 0.1 DTYL iPath US Treas 10-YR Bull BXIITETY 5 0.1 DLBL iPath US Treas Lng Bd Bull BXIITEUS 5 0.2 GCE Claymore CEF GS Connect CLMRCEF 3 0.1 JFT KEYnotes FT Enh 130/30 LC FTLCTR 3 0.0 GWO Elements CS Global Warm CSGWMXTR 2 0.0 DOD Elements Dogs of the Dow MUTR 2 0.0 BSC Elements BG SC Value BGVS 2 0.0 EEH Elements LC Sector Momnt SPBNPSP 1 0.0 BVT Elements BG Total Mkt Val BGVT 1 0.0 BVL Elements BG LC Value BGVL 1 0.0 EXCHANGE TRADED NOTES (ETNs) ETNs

ETF & ETN Guide 11 An investment in iPath ETNs involves risks, including possible loss of principal. For a description of the main risks see “Risk Factors” in the applicable prospectus. Barclays Bank PLC has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus and other documents Barclays Bank PLC has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting www. iPathETN.com or EDGAR on the SEC website at www.sec.gov. Alternatively, Barclays Bank PLC will arrange for Barclays Capital Inc. to send you the prospectus if you request it by calling toll-free 1-877-764-7284, or you may request a copy from any other dealer participating in the offering. BlackRock Fund Distribution Company assists in the promotion of the iPath ETNs. iPath ETNs (the “Securities”) are unsecured obligations of Barclays Bank PLC and are not secured debt. The Securities are riskier than ordinary unsecured debt securities and have no principal protection. Risks of investing in the Securities include limited portfolio diversification, trade price fluctuations, uncertain principal repayment, and illiquidity. Investing in the Securities is not equivalent to investing directly in an index or in any particular index components. The investor fee will reduce the amount of your return at maturity or on redemption, and as a result you may receive less than the principal amount of your investment at maturity or upon redemption of your Securities even if the level of the relevant index has increased or decreased (as may be applicable to the particular series of Securities). An investment in iPath ETNs may not be suitable for all investors. The Securities may be sold throughout the day on the exchange through any brokerage account. There are restrictions on the minimum number of Securities you may redeem directly with the issuer as specified in the applicable prospectus. Commissions may apply and there are tax consequences in the event of sale, redemption or maturity of Securities. Sales in the secondary market may result in significant losses. iPath ETNs typically have lower investor fees than currently existing mutual funds that invest in similar markets and are available to retail investors. Buying and selling iPath ETNs will result in brokerage commissions. Barclays Capital Inc. and its affiliates and BlackRock Fund Distribution Company and its affiliates do not provide tax advice and nothing contained herein should be construed to be tax advice. Please be advised that any discussion of U.S. tax matters contained herein (including any attachments) (i) is not intended or written to be used, and cannot be used, by you for the purpose of avoiding U.S. tax-related penalties; and (ii) was written to support the promotion or marketing of the transactions or other matters addressed herein. Accordingly, you should seek advice based on your particular circumstances from an independent tax advisor. “Standard & Poor’s®,” “S&P®,” “S&P 500®,” “Standard & Poor’s 500™” and “S&P 500 VIX Mid-Term Futures™” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Barclays Bank PLC. “VIX” is a registered trademark of the Chicago Board Options Exchange, Incorporated (“CBOE”) and has been licensed for use by S&P. The Securities are not sponsored, endorsed, sold or promoted by S&P or the CBOE. S&P and CBOE make no representation, condition or warranty, express or implied, to the owners of the Securities or any member of the public regarding the advisability of investing in securities generally or in the Securities or in the ability of either index to track market performance. “Russell 1000® Index” and “Russell 2000® Index” are trademarks of Frank Russell Company and have been licensed for use by Barclays Bank PLC. The Securities are not sponsored, endorsed, sold, or promoted by Frank Russell Company and Frank Russell Company makes no representation regarding the advisability of investing in the Securities. The MSCI indexes are the exclusive property of MSCI, Inc. (“MSCI”). MSCI and the MSCI index names are servicemark(s) of MSCI or its affiliates and have been licensed for use for certain purposes by Barclays Bank PLC. The financial securities referred to herein are not sponsored, endorsed or promoted by MSCI, and MSCI bears no liability with respect to any such financial securities. The relevant pricing supplement contains a more detailed description of the limited relationship MSCI has with Barclays Bank PLC and any related financial securities. No purchaser, seller or holder of this product, or any other person or entity, should use or refer to any MSCI trade name, trademark or servicemark to sponsor, endorse, market or promote this product without first contacting MSCI to determine whether MSCI’s permission is required. Under no circumstances may any person or entity claim any affiliation with MSCI without the prior written permission of MSCI. ©2010 Barclays Bank PLC. All rights reserved. iPath, iPath ETNs, and the iPath logo are registered trademarks of Barclays Bank PLC. All other trademarks, servicemarks, or registered trademarks are the property, and used with the permission, of their respective owners. 2299-22AN-11/10 Not FDIC Insured ? No Bank Guarantee ? May Lose Value This communication and any information derived from its use is provided for informational purposes only and should not be regarded as an offer to sell or a solicitation of an offer to buy the products mentioned in it. No representation is made that any returns will be achieved. Barclays Capital does not warrant the accuracy, completeness, reliability, fitness for a particular purpose or merchantability of this information. Barclays Capital shall have no liability for the use, misuse, or distribution of this information to unauthorized recipients. Third-party trademarks and information are the property of their respective owners. Copyright ©2010 Barclays Capital. All information is subject to change without notice.

OPTIONS EXPIRATION CALENDAR 2010 October Su Mo Tu We Tb Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 November Su Mo Tu We Th Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 26 27 28 29 30 December Su Mo Tu We Th Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 23 24 25 26 27 28 29 30 31 Su Mo Tu We Tb Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Su Mo Tu We Th Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 23 24 25 26 27 28 29 30 May Su Mo Tu We Tb Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 March Su Mo Tu We Tb Fr Sa 1 2 3 4 5 June Su Mo Tu We Th Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 July Su Mo Tu We Tb Fr Sa 1 2 3 0 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 21 22 23 24 25 26 27 28 29 30 31 October Su Mo Tu We Tb Fr Sa 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 November Su Mo Tu We Tb Fr Sa 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 913 25 26 27 28 29 30 September Su Mo Tu We Tb Fr Sa 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 December Su Mo Tu We Tb Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 22 23 24 25 26 27 28 29 30 31 Equity, index, cash-settled currency and treasury/interest rate option expiration date1 Expiring equity, PM settled index options and treasury/interest rate spoon classes cease trading Expiring cash-settled currency options cease trading at 12:00pm EST VIX, RVX expiration date Exchange holiday (additional AM settled index holidays may be announced) options cease trading * For 2010, 2013 Equity LEAPS added For 2011, 2014 Equity LEAPS added Quarterly expiration date Bank holiday January February Su Mo Tu We Tb Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 April 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 August Su Mo Tu We Tb Fr Se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 21 22 23 24 25 26 27 28 29 30 31 1 Equity LEAPS expire in January. Index LEAPS expire in December or January. Note: While these dates are accurate as of 12/15/09, they are subject to change.