0001654954-23-002234.txt : 20230301 0001654954-23-002234.hdr.sgml : 20230301 20230301105708 ACCESSION NUMBER: 0001654954-23-002234 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARCLAYS PLC CENTRAL INDEX KEY: 0000312069 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09246 FILM NUMBER: 23690898 BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 00442031340952 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK PLC DATE OF NAME CHANGE: 19850313 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK LTD DATE OF NAME CHANGE: 19820607 6-K 1 barclaysplc-februarybatch.htm BATCH FILING barclaysplc-februarybatch
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
March 01, 2023
 
Barclays PLC
(Name of Registrant)
 
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Office)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report on Form 6-K is filed by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 
EXHIBIT INDEX
 
 
 
Exhibit No. 1
 
Total Voting Rights dated 01 February 2023
 
Exhibit No. 2
 
Company Secretary Change dated 15 February 2023
 
Exhibit No. 3
 
Director/PDMR Shareholding dated 21 February 2023
 
Exhibit No. 4
 
Notice of redemption of securities dated 22 February 2023
 
 
 

 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
BARCLAYS PLC
 
(Registrant)
 
 
 
Date: March 01, 2023
 
 
 
By: /s/ Garth Wright
--------------------------------
 
Garth Wright
 
Assistant Secretary
 
 
 
 
Exhibit No. 1
 
1 February 2023
 
Barclays PLC
 
Total Voting Rights
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 31 January 2023, Barclays PLC's issued share capital consists of 15,876,594,840 Ordinary shares with voting rights.
 
There are no Ordinary shares held in Treasury.
 
The above figure 15,876,594,840 may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.  
 
 
- Ends -
 
 
For further information, please contact:
 
Investor Relations
Media Relations
Chris Manners
Jon Tracey
+44 (0)20 7773 2136
+44 (0)20 7116 4755
 
Exhibit No. 2
 
15 February 2023
 
Barclays PLC
Change of Company Secretary
 
 
 
With effect from today, 15 February 2023, Mr Stephen Shapiro will be stepping down from his role as Company Secretary of Barclays PLC.  Ms Hannah Ellwood has been appointed to this role on an interim basis.  Mr Shapiro will continue in his existing role as Group General Counsel. 
 
  - ENDS -
 
For further information, please contact:
 
Investor Relations
Media Relations
Chris Manners
Jon Tracey
+44 (0)20 7773 2136
+44 (0)20 7116 4755
 
 
About Barclays
 
Barclays is a British universal bank.  We are diversified by business, by different types of customer and client, and geography.  Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.
 
For further information about Barclays, please visit our website home.barclays
 
Exhibit No. 3
 
 
Barclays PLC
 
 
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
 
 
The following notifications under article 19.1 of the Market Abuse Regulation ('MAR') relate to transactions made on behalf of the Chairman and Non-Executive Directors in Barclays PLC shares.
 
 
This announcement is made in accordance with article 19.3 of MAR.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mike Ashley
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
 
5,825
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Robert Berry
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
 
4,612
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tim Breedon
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
6,113
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mohamed El-Erian
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
5,549
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
London Stock Exchange
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Dawn Fitzpatrick
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
 
5,613
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mary Francis
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
 
5,926
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Crawford Gillies
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
 
5,316
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Brian Gilvary
2
 
Reason for the notification
 
a)
 
Position/status
 
Senior Independent Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
19,383
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nigel Higgins
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chairman
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
 
16,463
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Diane Schueneman
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
 
8,216
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Julia Wilson
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800RI86RVL8DXCJ83
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.7358
4,651
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2023-02-17
f)
 
Place of the transaction
 
London Stock Exchange
 
 
For further information, please contact:
 
Investor Relations                                  
 
Media Relations
 
Chris Manner                                   
 
Jon Tracey
 
+44 (0) 20 7773 2136                           
 
+44 (0) 20 7116 4755
 
 
 
Exhibit No. 4
 
22 February 2023
 
Barclays PLC
Notice of Redemption and Cancellation of Listing to the Holders of
 
JPY 20,000,000,000 1.353 per cent. Fixed-to-Floating Rate Notes due March 2024 (the "Notes")
 
ISIN: XS1973692301
 
 
NOTICE IS HEREBY GIVEN by Barclays PLC (the "Company") that the Company will fully redeem all of the outstanding Notes on 28 March 2023 (the "Redemption Date"), in accordance with Condition 10(c) of the Notes. The outstanding Notes will be redeemed on the Redemption Date at a price equal to 100 per cent. of their principal amount plus accrued but unpaid interest from, and including, 28 September 2022 to, but excluding, the Redemption Date (the "Redemption Price"). Payment of the Redemption Price will be made on 28 March 2023 through the Clearing Systems. Accordingly, the listing of the Notes on the Official List of the FCA and the admission of the Notes to trading on the Regulated Market of the London Stock Exchange plc will be cancelled on, or shortly after, 28 March 2023.
 
Should any holder of the Notes have any queries in relation to this notice of redemption please contact:
 
Barclays Debt Investor Relations
Barclays PLC
1 Churchill Place
London E14 5HP
United Kingdom
+44 20 7116 1000