Exhibit
No. 1
|
Total
Voting Rights dated 01 December 2021
|
Exhibit
No. 2
|
Barclays
2021 BoE Stress Test Results dated 13 December 2021
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 15 December 2021
|
Exhibit
No. 4
|
Director/PDMR
Shareholding dated 16 December 2021
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
Investor Relations
|
Media Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0)20 7773 2136
|
+44 (0)20 7116 4755
|
|
Actual (end-2020)(i)
|
Minimum stressed ratio (before strategic management
actions)(i)
|
Minimum stressed ratio (after the impact of strategic management
actions)(i)
|
Reference rate
|
Actual (2021 Q3)(i)
|
IFRS9 Transitional
|
|
|
|
|
|
Common equity Tier 1 ratio(a)(b)
|
15.1%
|
8.2% (g)
|
9.4%
|
8.1%
|
15.4%
|
Tier 1 Capital ratio(c)
|
19.0%
|
11.2% (g)
|
12.4% (g)
|
|
19.6%
|
Total capital ratio(d)
|
22.1%
|
13.5% (g)
|
14.7% (g)
|
|
22.9%
|
Memo: risk-weighted assets (£ billions)
|
306
|
370 (g)
|
369 (g)
|
|
307
|
Memo: CET1 (£ billions)
|
46
|
30 (g)
|
35 (g)
|
|
47
|
Tier 1 leverage ratio(a)(e)
|
5.3%
|
4.0% (h)
|
4.1%
|
3.7%
|
5.1%
|
Memo: leverage exposure (£ billions)
|
1,091
|
1,112 (h)
|
1,111 (h)
|
|
1,161
|
IFRS9 non-transitional
|
|
|
|
|
|
Common equity Tier 1 ratio(f)
|
14.3%
|
7.7%
|
8.2%
|
7.0%
|
15.0%
|
Tier 1 leverage ratio(f)
|
5.0%
|
3.4%
|
3.6%
|
3.3%
|
5.0%
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Gross Number of Shares received
|
£1.8312 per Share
|
181,828
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
£1.8312 per Share
|
90,277
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
117,750
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
61,230
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark Ashton-Rigby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 14 August 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
95,565
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
£1.8312 per Share
|
44,915
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global Head of the Corporate and Investment Bank and President of
BBPLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
185,411
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
100,770
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alistair Currie
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global Head of Consumer Banking & Payments
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
49,489
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
23,259
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Matthew Hammerstein
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
27,304
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
12,832
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
61,435
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
28,874
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
98,978
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
46,519
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Taalib Shaah
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 17 November 2020. The Shares
delivered are in respect of the quarterly payment of the Shares
element of the individual's fixed remuneration for the three month
period to 31 December 2021. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
78,500
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
36,894
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Stephen Shapiro
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group General Counsel and Company Secretary
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The Shares
delivered are in respect of the quarterly payment of the Shares
element of the individual's fixed remuneration for the three month
period to 31 December 2021. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
44,369
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
20,853
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sasha Wiggins
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Head of Public Policy and Corporate
Responsibility
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.8312
per Share
|
27,304
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.8312
per Share
|
12,832
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Chris
Manners
|
Tom Hoskin
|
+44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Taalib Shaah
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays' nominee service.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
£1.8005 per Share
|
10,396
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-15
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark Ashton-Rigby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays' nominee service.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
£1.7912 per Share
|
23,058
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Investor
Relations
|
Media
Relations
|
Chris
Manners
|
Tom Hoskin
|
+44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|