april-batch
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
May 01,
2020
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
FOR BATCHES:
Exhibit
No. 1
|
Total Voting Rights dated 01 April 2020
|
Exhibit
No. 2
|
Publication of Final Terms dated 02 April 2020
|
Exhibit
No. 3
|
Notice of AGM dated 03 April 2020
|
Exhibit
No. 4
|
Holding(s) in Company dated 07 April 2020
|
Exhibit
No. 5
|
Change to LTIP terms of vesting for Directors dated 14 April
2020
|
Exhibit
No. 6
|
Update regarding executive director remuneration dated 20 April
2020
|
Exhibit
No. 7
|
Disclosure of rights attached to equity shares dated 27 April
2020
|
Exhibit
No. 8
|
Holding(s) in Company dated 29 April 2020
|
Exhibit
No. 9
|
Publication of Suppl.Prospcts dated 30 April 2020
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
BARCLAYS
PLC
|
|
(Registrant)
|
Date:
May 01, 2020
|
By: /s/
Karen Rowe
--------------------------------
|
|
Karen Rowe
|
|
Assistant
Secretary
|
Exhibit
No. 1
1 April 2020
Barclays PLC - Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R,
Barclays
PLC notifies the market that as of 31 March 2020, Barclays PLC's
issued share capital consists of 17,332,160,550 Ordinary
shares with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (17,332,160,550) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For further information, please contact:
Investor
Relations
|
Media
Relations
|
Chris
Manners
|
Tom
Hoskin
|
+44 (0)20 7773 2136
|
+44 (0)
20 7116 4755
|
Exhibit
No. 2
Publication of Final Terms
The following final terms (the "Final Terms") are available for viewing:
Final Terms in relation to Barclays PLC's issue of EUR
2,000,000,000 3.375 per cent. Reset Notes due 2025 under the
Barclays PLC £60,000,000,000 Debt Issuance
Programme.
Please read the disclaimer below "Disclaimer - Intended
Addressees" before attempting
to access this service, as your right to do so is conditional upon
complying with the requirements set out below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/6422I_1-2020-4-2.pdf
A copy of the Final Terms has been submitted to the National
Storage Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
before continuing: The
following applies to the Final Terms available by clicking on the
link above, and you are therefore advised to read this carefully
before reading, accessing or making any other use of the Final
Terms. In accessing the Final Terms, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The Final Terms referred to above must be read in conjunction with
the base prospectus dated 25 February 2020 which constitutes a base
prospectus (the "Prospectus") for the purposes of Regulation (EU) 2017/1129,
as amended or superseded.
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "SECURITIES
ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART
IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A
VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE FINAL TERMS AND THE PROSPECTUS HAVE NOT
BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE
SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER
JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE
FINAL TERMS AND THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR
OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON
THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904
OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Final Terms and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Final Terms and/or the Prospectus) only and is
not intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Final Terms and/or the Prospectus is not addressed.
Prior to relying on the information contained in the Final Terms
and/or the Prospectus you must ascertain from the Final Terms and
the Prospectus whether or not you are part of the intended
addressees of the information contained
therein.
Confirmation of your Representation: In order to be eligible to view the Final Terms
or make an investment decision with respect to any Notes issued or
to be issued pursuant to the Final Terms, you must be a person
other than a U.S. person (within the meaning of Regulation S under
the Securities Act). By accessing the Final Terms, you shall be
deemed to have represented that you and any customers you represent
are not U.S. persons, and that you consent to delivery of the Final
Terms via electronic publication.
You are reminded that the Final Terms has been made available to
you on the basis that you are a person into whose possession the
Final Terms may be lawfully delivered in accordance with the laws
of the jurisdiction in which you are located and you may not, nor
are you authorised to, deliver the Final Terms to any other
person.
The Final Terms does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no
circumstances shall the Final Terms constitute an offer
to sell, or the solicitation of an offer to buy, nor shall there be
any sale of any Notes issued or to be issued pursuant to the
Final Terms, in any jurisdiction in which such offer,
solicitation or sale would be unlawful.
The Final Terms has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Final Terms made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit No. 3
3 April 2020
Barclays PLC (Barclays or the Company)
Notice of Annual General Meeting
Barclays announces that its 2020 Annual General Meeting (AGM) will
be at 1 Churchill Place, London E14 5HP on Thursday, 7 May 2020 at
11:00am.
This is a change of venue from our previous announcement that
Barclays would be holding its AGM in Glasgow. In light of the
coronavirus (COVID-19) situation and the UK Government's current
guidance and restrictions on travel and public gatherings, the
decision has been made to move the AGM venue to Barclays'
registered office in London.
In addition to this change of venue, regrettably, under current UK
Government guidance on social distancing and prohibiting
gatherings, it will not be possible for shareholders to attend the
AGM in person, and they will not be permitted entry, unless
both the coronavirus (COVID-19) situation and the UK Government
guidance have changed by the date of the meeting. Barclays
very much regrets the need to impose this restriction on attendance
as it regards the AGM as an important date in the Company's
corporate calendar and an important opportunity to engage with
shareholders, but it is important that the Company, its employees
and shareholders comply with the law and prioritise the steps
needed to slow the spread of the virus.
Ensuring that shareholders are able to vote and to raise questions
on the business of the meeting remains a key priority. Information
regarding the revised arrangements for voting and submitting
questions, together with details of the proposed format of the AGM,
is set out in the Notice of AGM.
As
set out in the Notice of AGM:
˗
|
we strongly encourage shareholders to vote on all resolutions by
completing an online proxy appointment form appointing the chairman
of the meeting as your proxy;
|
˗
|
any questions on the business of the meeting should be submitted in
advance of the AGM by writing to the Company Secretary
at companysecretary@barclays.com or privateshareholderrelations@barclays.com by
no later than 11:00am on 5 May 2020 and we will provide written
answers to them and, where appropriate, will publish answers to
frequently asked questions on the Company's
website.
|
Shareholders should continue to monitor the Company's website and
announcements for any updates regarding the AGM.
Barclays would like to thank all shareholders for their
co-operation and understanding in these challenging
times.
In connection with the AGM, the following documents have been
posted or made available to shareholders today:
1. Notice
of the 2020 Annual General Meeting; and
2. Proxy
forms for the 2020 Annual General Meeting.
The Notice of AGM is also available online
at home.barclays/agm
In accordance with Listing Rule 9.6.1, copies of the above
documents have been submitted to the National Storage Mechanism and
will shortly be available for inspection
at http://www.morningstar.co.uk/uk/NSM
- Ends
-
For further information, please contact:
Investor
Relations
|
Media
Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0)20 7773 2136
|
+44 (0)20 7116 6927
|
|
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group.
For further information about Barclays, please
visit our website home.barclays
Exhibit
No. 4
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays PLC
|
1b. Please indicate if the issuer is a non-UK
issuer (please mark
with an "X" if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
An acquisition or disposal of voting rights
|
X
|
An acquisition or disposal of financial instruments
|
|
An event changing the breakdown of voting rights
|
|
Other (please specify)iii:
|
|
3. Details of person subject to the notification
obligationiv
|
Name
|
The Capital Group Companies, Inc. ("CGC")
|
City and country of registered office (if applicable)
|
Los Angeles, CA 90071, USA
|
4. Full name of shareholder(s) (if different from 3.)v
|
Name
|
|
City and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
3 April 2020
|
6. Date on which issuer notified (DD/MM/YYYY):
|
6 April 2020
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
Resulting situation on the date on which threshold was crossed or
reached
|
4.8715%
|
0.0000%
|
4.8715%
|
17,332,160,550
|
Position of previous notification (if applicable)
|
5.1401%
|
0.0000%
|
5.1401%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
A: Voting rights attached to shares
|
Class/type of shares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Ordinary Shares
ISIN:
GB0031348658
|
|
843,819,487
|
|
4.8685%
|
ADRs
ISIN: US06738E2046
|
|
514,484
|
|
0.0030
|
|
|
|
|
|
SUBTOTAL 8. A
|
844,333,971
|
4.8715%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
N/A
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
N/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
X
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
The Capital Group Companies, Inc.
Holdings by CG Management companies are set out
below:
|
|
|
|
● Capital Bank & Trust Company2
|
|
|
|
● Capital International, Inc.1
|
|
|
|
● Capital International Limited1
|
|
|
|
● Capital International Sàrl1
|
|
|
|
● Capital Research and Management Company2
|
|
|
|
1Indirect subsidiaries of
Capital Research and Management Company.
2Subsidiary of The Capital
Group Companies, Inc.
|
10. In case of proxy voting, please identify:
|
Name of the proxy holder
|
|
The number and % of voting rights held
|
|
The date until which the voting rights will be held
|
|
|
11. Additional informationxvi
|
The Capital Group Companies, Inc. ("CGC") is the parent company of
Capital Research and Management Company ("CRMC") and Capital Bank
& Trust Company ("CB&T"). CRMC is a U.S.-based investment
management company that serves as investment manager to the
American Funds family of mutual funds, other pooled investment
vehicles, as well as individual and institutional clients.
CRMC and its investment manager affiliates manage equity assets for
various investment companies through three divisions, Capital
Research Global Investors, Capital International Investors and
Capital World Investors. CRMC is the parent company of
Capital Group International, Inc. ("CGII"), which in turn is the
parent company of four investment management companies ("CGII
management companies"): Capital International, Inc., Capital
International Limited, Capital International Sàrl and Capital
International K.K. CGII management companies and CB&T
primarily serve as investment managers to institutional and high
net worth clients. CB&T is a U.S.-based investment
management company that is a registered investment adviser and an
affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of your company
for its own account. Rather, the shares reported on this
Notification are owned by accounts under the discretionary
investment management of one or more of the investment management
companies described above.
|
|
|
|
|
|
Place of completion
|
Los Angeles, CA, USA
|
Date of completion
|
6 April 2020
|
Exhibit
No. 5
14 April 2020
Barclays PLC
Change to Barclays Long Term Incentive Plan ('LTIP') terms for
directors
On 7 April 2020, the Barclays PLC Board Remuneration Committee
determined that, in light of the current environment as a result of
COVID-19, the release of the first portion of Mr Staley and Mr
Morzaria's 2017 LTIP awards, that was due to vest in June 2020,
shall be delayed. This portion will now vest, subject to the LTIP
rules, on 8 March 2021.
Mr Staley and Mr Morzaria are supportive of the Remuneration
Committee's determination in this regard.
- ENDS -
For further information, please contact:
Investor
Relations
|
Media
Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0)20 7773 2136
|
+44 (0)20 7116 4755
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group.
For further information about Barclays, please visit our
website home.barclays
Exhibit
No. 6
20 April 2020
Barclays PLC
Update regarding executive director remuneration
The Company today announces a further measure as part of its
overall response to the current coronavirus (COVID-19)
situation.
The Company announces that Mr Staley and Mr Morzaria have requested
that any increase to their Fixed Pay, as proposed in the 2020
Directors' Remuneration Policy ("Policy"), be postponed until at
least 2021. The Board has confirmed that it will agree to this and,
therefore, if the Policy is approved by shareholders, there will be
no increases to Mr Staley or Mr Morzaria's Fixed Pay until at least
2021.
The Company has already announced (a) that Mr Staley and Mr
Morzaria (and the Group Chairman) have volunteered to contribute
one-third of their Fixed Pay for the next six months to charitable
causes in line with the approach outlined for Barclays' Community
Aid Package of £100 million for charities working to support
vulnerable people impacted by COVID-19, and (b) that the release of
the first portion of Mr Staley and Mr Morzaria's 2017 Long Term
Incentive Plan ("LTIP") awards, which were due to vest in June
2020, would be delayed. These awards will now vest on 8 March 2021,
subject to the LTIP rules.
For the avoidance of doubt, the reduction to Mr Staley and Mr
Morzaria's pension allowance proposed as part of the new Policy
will be implemented as originally intended.
- ENDS -
For further information, please contact:
Investor
Relations
|
Media
Relations
|
Chris
Manners
|
Tom
Hoskin
|
+44
(0)20 7773 2136
|
+44
(0)20 7116 4755
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group.
For further information about Barclays, please visit our
website home.barclays
Exhibit
No. 7
Barclays PLC (the "Company")
Disclosure of rights attached to equity shares
In compliance with Listing Rule 9.2.6ER(1), the Company has
forwarded to the UK Financial Conduct Authority for publication a
copy of its Articles of Association, which is the document that
sets out the terms and conditions on which its listed equity shares
were issued.
A copy of the Articles of Association has been submitted to the
National Storage Mechanism and will shortly be available for
inspection at
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
- ENDS -
For further information, please contact:
Investor
Relations
|
Media
Relations
|
Chris
Manners
|
Tom
Hoskin
|
+44
(0)20 7773 2136
|
+44
(0)20 7116 4755
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group.
For further information about Barclays, please visit our
website home.barclays
Exhibit
No. 8
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays
PLC, GB0031348658
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of financial instruments
|
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify)iii:
|
|
3. Details of person subject to the notification
obligationiv
|
Name
|
Norges
Bank
|
City
and country of registered office (if applicable)
|
Oslo,
Norway
|
4. Full name of shareholder(s) (if different from
3.)v
|
Name
|
|
City
and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
27/04/2020
|
6. Date on which issuer notified
(DD/MM/YYYY):
|
29/04/2020
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of
voting rights attached to shares (total of 8. A)
|
%
of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
Resulting
situation on the date on which threshold was crossed or
reached
|
2.997%
|
0.00
%
|
2.997%
|
17,332,160,550
|
Position
of previous notification (if applicable)
|
3.10
%
|
0.00
%
|
3.10
%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
A: Voting rights attached to shares
|
Class/type of shares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
GB0031348658
|
519,448,466
|
|
2.997%
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
519,448,466
|
2.997%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an "X")
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
X
|
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv (please add additional rows as
necessary)
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10. In case
of proxy voting, please identify:
|
Name of
the proxy holder
|
|
The
number and % of voting rights held
|
|
The
date until which the voting rights will be held
|
|
|
11. Additional informationxvi
|
|
Place of completion
|
Oslo,
Norway
|
Date of completion
|
29/04/2020
|
Exhibit
No. 9
Publication of Base Prospectus Supplement
The following base prospectus supplement ("Prospectus
Supplement") has been approved
by the Financial Conduct Authority and the International Securities
Market and is available for viewing:
Prospectus Supplement No. 1 dated 30 April 2020 to the Base
Prospectus dated 25 February 2020 for the Barclays PLC
£60,000,000,000 Debt Issuance Programme ("Base
Prospectus").
Please read the disclaimer below "Disclaimer - Intended Addressees"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/5439L_1-2020-4-30.pdf
A copy of the above document has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at: https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
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following applies to the Prospectus Supplement available by
clicking on the link above, and you are therefore advised to read
this carefully before reading, accessing or making any other use of
the Prospectus Supplement. In accessing the Prospectus Supplement,
you agree to be bound by the following terms and conditions,
including any modifications to them, any time you receive any
information from us as a result of such access.
THE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER
THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER
WHATSOEVER. THE PROSPECTUS SUPPLEMENT MAY ONLY BE DISTRIBUTED
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DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S.
SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES
ACT") OR WITHIN THE UNITED
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NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
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"QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN
ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE
SECURITIES ACT.
Please note that the information contained in the Base Prospectus
and the Prospectus Supplement may be addressed to and/or targeted
at persons who are residents of particular countries (specified in
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whom the offer contained in the Base Prospectus is not addressed.
Prior to relying on the information contained in the Base
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addressees of the information contained therein.
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to any Notes issued or to be issued pursuant to the Base Prospectus
and the Prospectus Supplement, you must be (i) a person other than
a U.S. person (within the meaning of Regulation S under the
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defined in Regulation S to the Securities Act) or that you are a
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and any supplements thereto via electronic
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You are reminded that the Prospectus Supplement has been made
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The Prospectus Supplement does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
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behalf of the issuer in such jurisdiction. Under no circumstances
shall the Prospectus Supplement constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Base Prospectus and
the Prospectus Supplement, in any jurisdiction in which such offer,
solicitation or sale would be unlawful.
The Prospectus Supplement has been made available to you in an
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this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, its
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Prospectus Supplement made available to
you in electronic format and the hard copy version available to you
on request from the issuer.
Your right to access this service is conditional upon complying
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