0001654954-20-003627.txt : 20200401 0001654954-20-003627.hdr.sgml : 20200401 20200401062404 ACCESSION NUMBER: 0001654954-20-003627 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARCLAYS PLC CENTRAL INDEX KEY: 0000312069 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09246 FILM NUMBER: 20763675 BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 00442031340952 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK PLC DATE OF NAME CHANGE: 19850313 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK LTD DATE OF NAME CHANGE: 19820607 6-K 1 marchbatch.htm BATCH FILING marchbatch
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
April 01, 2020
 
Barclays PLC
(Name of Registrant)
 
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Office)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report on Form 6-K is filed by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 
EXHIBIT INDEX
 
 
 
FOR BATCHES:
 
Exhibit No. 1
Total Voting Rights dated 02 March 2020
Exhibit No. 2
Holding(s) in Company dated 02 March 2020
Exhibit No. 3
Holding(s) in Company dated 03 March 2020
Exhibit No. 4
Holding(s) in Company dated 03 March 2020
Exhibit No. 5
Holding(s) in Company dated 04 March 2020
Exhibit No. 6
Scrip Reference Share price dated 05 March 2020
Exhibit No. 7
Holding(s) in Company dated 06 March 2020
Exhibit No. 8
Director/PDMR Shareholding dated 06 March 2020
Exhibit No. 9
Director/PDMR Shareholding dated 12 March 2020
Exhibit No. 10
Director Declaration dated 16 March 2020
Exhibit No. 11
Director/PDMR Shareholding dated 16 March 2020
Exhibit No. 12
Director/PDMR Shareholding dated 17 March 2020
Exhibit No. 13
Additional Listing dated 19 March 2020
Exhibit No. 14
Director/PDMR Shareholding dated 19 March 2020
Exhibit No. 15
Holding(s) in Company dated 24 March 2020
Exhibit No. 16
Publication of Pricing Supplement dated 26 March 2020
Exhibit No. 17
Climate policy - ambition to be net zero by 2050 dated 30 March 2020
 
 
_____________________________________________________________________________________________________________________________________________________________________________________________________________
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
BARCLAYS PLC
 
(Registrant)
 
 
 
Date: April 01, 2020
 
 
 
By: /s/ Garth Wright
--------------------------------
 
Garth Wright
 
Assistant Secretary
 
 
 
Exhibit No. 1
 
2 March 2020
 
Barclays PLC - Total Voting Rights
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 29 February 2020, Barclays PLC's issued share capital consists of 17,329,135,465 Ordinary shares with voting rights.
 
There are no Ordinary shares held in Treasury.
 
The above figure (17,329,135,465) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.  
 
 
- Ends -
 
 
For further information, please contact:
 
Investor Relations
Media Relations
Adam Strachan
Tom Hoskin
+1 212 526 8442
+44 (0) 20 7116 4755
 
 
James Johnson 
 
+44 (0)20 7116 7233
 
 
 
Exhibit No. 2
 
 
TR-1: Standard form for notification of major holdings
 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Barclays PLC, GB0031348658
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
 
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
 
Other (please specify)iii:
 
3. Details of person subject to the notification obligationiv
Name
Norges Bank
City and country of registered office (if applicable)
Oslo, Norway
4. Full name of shareholder(s) (if different from 3.)v
Name
 
City and country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reachedvi:
27/02/2020
6. Date on which issuer notified (DD/MM/YYYY):
28/02/2020
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
2.98%
0.12 %
3.10%
17,325,320,918
Position of previous notification (if
applicable)
3.03 %
0.00 %
3.03 %
 
 
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
517,053,626
 
2.98%
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
517,053,626
2.98%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Shares on loan (right to recall)
 
At any time
20,405,260
0.12 %
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
20,405,260
0.12 %
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
 
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional informationxvi
 
 
 
 
 
 
Place of completion
Oslo, Norway
Date of completion
28/02/2020
 
 
Exhibit No. 3
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Barclays PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
 
Other (please specify)iii:
 
3. Details of person subject to the notification obligationiv
Name
Bank of America Corporation
City and country of registered office (if applicable)
Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)v
Name
Merrill Lynch International
City and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:
27th February 2020
6. Date on which issuer notified (DD/MM/YYYY):
2nd March 2020
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
 
3.270%
 
3.529%
 
6.799%
17,325,320,918
Position of previous notification (if
applicable)
 
Below notifiable threshold
 
 
Below notifiable threshold
 
 
Below notifiable threshold
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
 
 
551,096,743
 
 
3.181%
US06738E2046
 
 
15,525,900
 
 
0.090%
 
 
 
 
 
SUBTOTAL 8. A
566,622,643
             3.270%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Right to Recall
N/A
N/A
49,128,050
0.284%
Call Option
13/05/2020 - 22/07/2022
N/A
25,000,000
0.144%
 
 
SUBTOTAL 8. B 1
74,128,050
0.428%
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
Swaps
29/05/2020
N/A
Cash Settled
 
755,103
 
0.004%
Swaps
30/06/2020
N/A
Cash Settled
 
108,558
 
0.001%
Swaps
13/07/2020
N/A
Cash Settled
 
461,875
 
0.003%
Swaps
16/10/2020
N/A
Cash Settled
 
2,668,779
 
0.015%
Swaps
19/10/2020
N/A
Cash Settled
 
48,519
 
0.000%
Swaps
25/11/2020
N/A
Cash Settled
 
66,294
 
0.000%
Swaps
31/03/2021
N/A
Cash Settled
 
12,798
 
0.000%
Swaps
30/04/2021
N/A
Cash Settled
 
331,495
 
0.002%
Swaps
15/02/2023
N/A
Cash Settled
 
1,461,640
 
0.008%
Put Options
18/12/2020
N/A
Physically Settled
 
3,000,000
 
0.017%
Call Options
13/05/2020 - 22/07/2022
N/A
Cash Settled
 
133,845,195
 
0.773%
Put Options
10/12/2020 - 22/07/2022
N/A
Cash Settled
 
394,450,660
 
2.277%
 
 
 
SUBTOTAL 8.B.2
   
 537,210,916
 
3.101%
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BofAML Jersey Holdings Limited
N/A
N/A
N/A
BofAML EMEA Holdings 2 Limited
N/A
N/A
N/A
ML UK Capital Holdings Limited
N/A
N/A
N/A
Merrill Lynch International
3.159%
N/A
6.681%
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
Merrill Lynch International, LLC
N/A
N/A
N/A
Merrill Lynch Group Holdings, I, L.L.C.
N/A
N/A
N/A
BofA Securities Europe SA
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Bank of America, National Association
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BofA Securities, Inc.
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated
N/A
N/A
N/A
Managed Account Advisors LLC
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Bank of America, National Association
N/A
N/A
N/A
U.S. Trust Company of Delaware
N/A
N/A
N/A
 
 
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional informationxvi
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Place of completion
United Kingdom
Date of completion
2nd March 2020
 

Exhibit No. 4
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Barclays PLC, GB0031348658
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
 
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
 
Other (please specify)iii:
 
3. Details of person subject to the notification obligationiv
Name
Norges Bank
City and country of registered office (if applicable)
Oslo, Norway
4. Full name of shareholder(s) (if different from 3.)v
Name
 
City and country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reachedvi:
02/03/2020
6. Date on which issuer notified (DD/MM/YYYY):
03/03/2020
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
3.10%
0.00 %
3.10%
17,329,135,465
Position of previous notification (if
applicable)
2.98 %
0.12 %
3.10 %
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
537,458,886
 
3.10%
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
537,458,886
3.10%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
 
 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
 
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional informationxvi
 
 
 
 
 
 
Place of completion
Oslo, Norway
Date of completion
03/03/2020
 

Exhibit No. 5
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Barclays PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
 
An event changing the breakdown of voting rights
 
Other (please specify)iii:
 
3. Details of person subject to the notification obligationiv
Name
BlackRock, Inc.
City and country of registered office (if applicable)
Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
 
City and country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reachedvi:
02/03/2020
6. Date on which issuer notified (DD/MM/YYYY):
03/03/2020
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
5.44%
0.33%
5.78%
17,329,135,465
Position of previous notification (if
applicable)
2.60%
3.18%
5.78%
 
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
 
944,022,209
 
5.44%
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
944,022,209
5.44%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
 
 
51,024,194
0.29%
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
51,024,194
0.29%
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
CFD
 
 
Cash
6,687,208
0.03%
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
6,687,208
0.03%
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
See Attachment
 
 
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional informationxvi
 
BlackRock Regulatory Threshold Reporting Team James Michael
020 7743 3650
 
 
 
 
 
 
Place of completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion
3 March, 2020
 

Section 9 Attachment
 
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Cayman 1 LP
 
 
 
BlackRock Cayman West Bay Finco Limited
 
 
 
BlackRock Cayman West Bay IV Limited
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Finance Europe Limited
 
 
 
BlackRock Advisors (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Lux Finco S.a.r.l.
 
 
 
BlackRock Japan Holdings GK
 
 
 
BlackRock Japan Co., Ltd.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
Trident Merger, LLC
 
 
 
BlackRock Investment Management, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Asset Management North Asia Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Capital Holdings, Inc.
 
 
 
BlackRock Advisors, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Canada Holdings LP
 
 
 
BlackRock Canada Holdings ULC
 
 
 
BlackRock Asset Management Canada Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock (Singapore) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Cayman 1 LP
 
 
 
BlackRock Cayman West Bay Finco Limited
 
 
 
BlackRock Cayman West Bay IV Limited
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Finance Europe Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Cayman 1 LP
 
 
 
BlackRock Cayman West Bay Finco Limited
 
 
 
BlackRock Cayman West Bay IV Limited
 
 
 
BlackRock Group Limited
 
 
 
BlackRock International Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Cayman 1 LP
 
 
 
BlackRock Cayman West Bay Finco Limited
 
 
 
BlackRock Cayman West Bay IV Limited
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Finance Europe Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
BlackRock Asset Management Deutschland AG
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Cayman 1 LP
 
 
 
BlackRock Cayman West Bay Finco Limited
 
 
 
BlackRock Cayman West Bay IV Limited
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Finance Europe Limited
 
 
 
BlackRock (Netherlands) B.V.
 
 
 
 
 
Exhibit No. 6
 
 
 
05 March 2020
 
Barclays PLC - Scrip Reference Share Price
 
 
Barclays PLC (the 'Company') offers shareholders the opportunity to receive ordinary shares of 25 pence each in the Company ('Ordinary Shares'), credited as fully paid, in place of cash dividends by participating in its Scrip Dividend Programme (the 'Programme'). 
 
 
On 13 February 2020, the Company announced a full year dividend of 6.0 pence per Ordinary Share for the year ended 31 December 2019, payable on 3 April 2020 (the '2019 full year dividend') to shareholders on the share register on 28 February 2020. The Scrip reference share price for those who are, or who will elect to become, participants in the Programme in respect of the 2019 full year dividend is 144.92 pence. The deadline for applications under the Programme in respect of the 2019 full year dividend is 4.30pm (UK time) on 13 March 2020.
 
 
The Scrip reference share price is the average of the closing middle market quotations for Ordinary Shares, derived from the London Stock Exchange Daily Official List, for the five consecutive business days from 27 February 2020 to 4 March 2020 (inclusive). 
 
For further information, please contact:
 
Our Registrar, Equiniti:
0371 384 2055* (in the UK)
+44 (0)121 415 7004 (from overseas)
 
* Lines are open 8.30am to 5.30pm (UK time), Monday to Friday, excluding UK public holidays in England and Wales.
 
Investor Relations
Media Relations
 
Adam Strachan
Tom Hoskin
 
+1 212 526 8422
+44 (0)20 7116 4755
 
 
 
 
James Johnson
 
 
+44 (0)20 7116 7233
 
 
 
 
Exhibit No. 7
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Barclays PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
 
An event changing the breakdown of voting rights
 
Other (please specify)iii:
 
3. Details of person subject to the notification obligationiv
Name
Bank of America Corporation
City and country of registered office (if applicable)
Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)v
Name
 
City and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:
3rd March 2020
6. Date on which issuer notified (DD/MM/YYYY):
5th March 2020
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
 
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
17,329,135,465
 
Position of previous notification (if
applicable)
 
3.270%
 
3.529%
 
6.799%
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
 
Below Notifiable Threshold
 
Below Notifiable Threshold
US06738E2046
 
Below Notifiable Threshold
 
Below Notifiable Threshold
 
 
 
 
 
SUBTOTAL 8. A
Below Notifiable Threshold
             Below Notifiable Threshold
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
 
 
SUBTOTAL 8. B 1
Below Notifiable Threshold
Below Notifiable Threshold
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
Below Notifiable Threshold
 
 
 
SUBTOTAL 8.B.2
Below Notifiable Threshold
Below Notifiable Threshold
 
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
 
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BofAML Jersey Holdings Limited
N/A
N/A
N/A
BofAML EMEA Holdings 2 Limited
N/A
N/A
N/A
ML UK Capital Holdings Limited
N/A
N/A
N/A
Merrill Lynch International
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
Merrill Lynch International, LLC
N/A
N/A
N/A
Merrill Lynch Group Holdings, I, L.L.C.
N/A
N/A
N/A
BofA Securities Europe SA
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Bank of America, National Association
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BofA Securities, Inc.
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated
N/A
N/A
N/A
Managed Account Advisors LLC
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated
N/A
N/A
N/A
 
 
 
 
Bank of America Corporation
N/A
N/A
N/A
NB Holdings Corporation
N/A
N/A
N/A
BAC North America Holding Company
N/A
N/A
N/A
Bank of America, National Association
N/A
N/A
N/A
U.S. Trust Company of Delaware
N/A
N/A
N/A
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional informationxvi
 
 
Place of completion
United Kingdom
Date of completion
5th March 2020
 

Exhibit No. 8
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nigel Higgins
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chairman
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
Acquisition of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.3852
14,555
£.1.3844
403
£1.3854
2,868
£1.3864
20,472
£1.3863
3,553
£1.3858
20,295
£1.386
7,538
£1.384
14,600
£1.3846
4,920
£1.3848
15,552
£1.3872
6,622
£1.387
7,378
£1.3844
53,043
£1.3842
1,010
£1.3837
2,114
£1.3833
17,711
£1.3835
25,479
£1.3838
4,684
£1.3836
11,114
£1.3838
7,019
£1.3832
2,605
£1.3848
2,883
£1.3846
3,564
£1.385
18
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
250,000
 
£1.3847
e)
 
Date of the transaction
 
2020-03-04
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Janet Ashley
2
 
Reason for the notification
 
a)
 
Position/status
 
Person Closely Associated to Mike Ashley, Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
Acquisition of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.3629
 
36,685
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-03-05
f)
 
Place of the transaction
London Stock Exchange
 
 
 
For further information please contact:
 
Investor Relations
Media Relations
Adam Strachan
Tom Hoskin
+1 212 526 8422
+44 (0)20 7116 4755
 
 
James Johnson
 
+44 (0)20 7116 7233
 
 
 
Exhibit No. 9
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
President of Barclays Bank PLC
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Disposal of Shares by Barclays Wealth Nominees Limited on behalf of the individual named above.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.2139
155,931
 
£1.2171
241,998
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
397,929
 
1.2155
e)
 
Date of the transaction
 
2020-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nigel Higgins
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chairman
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
Acquisition of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.17681
 
250,000
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
e)
 
Date of the transaction
 
2020-03-11
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Janet Ashley
2
 
Reason for the notification
 
a)
 
Position/status
 
Person Closely Associated to Mike Ashley, Non-Executive Director
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
Acquisition of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.0609
 
47,128
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-03-12
f)
 
Place of the transaction
London Stock Exchange
 
 
For further information please contact:
 
Investor Relations
Media Relations
Chris Manners
Tom Hoskin
+ 44 (0) 20 7773 2136
 
+44 (0)20 7116 4755
 
 
 
Exhibit No. 10
 
 
16 March 2020
 
 
 
 
 
Barclays PLC
 
 
Director Declaration
 
 
Sir Ian Cheshire appointed to BT Group plc Board of Directors
 
 
Further to the announcement made earlier today by BT Group plc ("BT"), Barclays PLC (the "Company") announces that Sir Ian Cheshire, an independent Non-Executive Director of the Company, has been appointed to the Board of Directors of BT as a Non-Executive Director with effect from 16 March 2020 and will serve on its Remuneration and Nomination Committees.
 
 
There is no additional information required to be disclosed pursuant to paragraph LR 9.6.14R of the Listing Rules of the Financial Conduct Authority.
 
For further information, please contact:
 
Investor Relations
 
Media Relations
 
Chris Manners
 
Tom Hoskin
 
+44 (0) 20 7773 2136
 
+44 (0) 20 7116 4755
 
 
 
About Barclays
Barclays is a British universal bank.  We are diversified by business, by different types of customer and client, and geography.  Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.  For further information about Barclays, please visit our website home.barclays
 
 
Exhibit No. 11
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Susan Breedon
2
 
Reason for the notification
 
a)
 
Position/status
 
Person Closely Associated with Tim Breedon, Non-Executive Director
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
Acquisition of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£0.8604
20,000
£0.8618
20,000
£0.8607
15,000
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
55,000
 
£0.8610
 
e)
 
Date of the transaction
 
2020-03-16
f)
 
Place of the transaction
London Stock Exchange
 
 
For further information please contact:
 
Investor Relations
 
Media Relations
 
Chris Manners
 
Tom Hoskin
 
+44 (0) 20 7773 2136
 
+44 (0) 20 7116 4755
 

 
Exhibit No. 12
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Crawford Gillies
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
Acquisition of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£0.8287
 
60,000
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2020-03-17
f)
 
Place of the transaction
London Stock Exchange
 
 
For further information please contact:
 
Investor Relations
 
Media Relations
 
Chris Manners
 
Tom Hoskin
 
+44 (0) 20 7773 2136
 
+44 (0) 20 7116 4755
 

 
Exhibit No. 13
 
 
 
19 March 2020
 
Barclays PLC - Additional Listing
 
Barclays PLC (the "Company") confirms a listing application has been made for 26,491,561 ordinary shares of 25 pence each in the Company (the "Shares") to the Financial Conduct Authority for the Shares to be admitted to the Official List and to the London Stock Exchange for trading.  Dealings in the Shares are expected to commence on 3 April 2020.
 
The Shares will be issued to shareholders who are participants in the Company's Scrip Dividend Programme (the "Programme") in respect of the full year dividend for the year ended 31 December 2019, at a price of 144.92 pence per share. The Shares will rank equally with existing issued ordinary shares in the Company.
 
Copies of the following documents relating to the Programme are available on our website and in accordance with Listing Rule 9.6.1 have been submitted to the National Storage Mechanism, available for inspection at www.morningstar.co.uk/uk/NSM;
 
●    Scrip Dividend Programme Terms and Conditions 2018; and
●    Scrip Dividend Mandate Form.
 
 For further information, please contact:
 
Equiniti:
0371 384 2055* (in the UK)
+44 (0)121 415 7004 (from overseas)
 
*Lines are open 8.30am to 5.30pm (UK time), Monday to Friday, excluding public holidays in England and Wales
 
     Investor Relations                                                                                        Media Relations
     Chris Manners                                                                                              Tom Hoskin
     +44 (0)20 7773 2136                                                                                   +44 (0)20 7116 4755
 
   
Exhibit No. 14
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Janet Ashley
2
 
Reason for the notification
 
a)
 
Position/status
 
Person Closely Associated with Mike Ashley, Non-Executive Director
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
Acquisition of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£0.7455
 
132,802
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2020-03-19
f)
 
Place of the transaction
London Stock Exchange
 
 
For further information please contact:
 
Investor Relations
 
Media Relations
 
Chris Manners
 
Tom Hoskin
 
+44 (0) 20 7773 2136
 
+44 (0) 20 7116 4755
 
 

Exhibit No. 15
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Barclays PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
 
An event changing the breakdown of voting rights
 
Other (please specify)iii:
 
3. Details of person subject to the notification obligationiv
Name
The Capital Group Companies, Inc. ("CGC")
City and country of registered office (if applicable)
Los Angeles, CA 90071, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
 
City and country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reachedvi:
20 March 2020
6. Date on which issuer notified (DD/MM/YYYY):
23 March 2020
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
5.1401%
0.0000%
5.1401%
17,329,135,465
Position of previous notification (if
applicable)
4.9875%
0.0000%
4.9875%
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary Shares
ISIN:
GB0031348658
 
890,268,979
 
5.1374%
ADRs
ISIN: US06738E2046
 
466,276
 
0.0027%
 
 
 
 
 
SUBTOTAL 8. A
890,735,255
5.1401%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
N/A
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
 
 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
N/A
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Capital Group Companies, Inc.
Holdings by CG Management companies are set out below:
5.1401%
0.0000%
5.1401%
● Capital Bank & Trust Company2
 
 
 
● Capital International, Inc.1
 
 
 
● Capital International Limited1
 
 
 
● Capital International Sàrl1
 
 
 
● Capital Research and Management Company2
 
 
 
1Indirect subsidiaries of Capital Research and Management Company.
2Subsidiary of The Capital Group Companies, Inc.
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional informationxvi
The Capital Group Companies, Inc. ("CGC") is the parent company of Capital Research and Management Company ("CRMC") and Capital Bank & Trust Company ("CB&T"). CRMC is a U.S.-based investment management company that serves as investment manager to the American Funds family of mutual funds, other pooled investment vehicles, as well as individual and institutional clients.  CRMC and its investment manager affiliates manage equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors.  CRMC is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of four investment management companies ("CGII management companies"): Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K.  CGII management companies and CB&T primarily serve as investment managers to institutional and high net worth clients.  CB&T is a U.S.-based investment management company that is a registered investment adviser and an affiliated federally chartered bank.
 
Neither CGC nor any of its affiliates own shares of your company for its own account.  Rather, the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above.
 
 
 
 
 
 
Place of completion
Los Angeles, CA, USA
Date of completion
23 March 2020
 
 
Exhibit No. 16
 
 
Publication of Pricing Supplement
 
The following pricing supplement (the "Pricing Supplement") is available for viewing:
 
Pricing Supplement in relation to Barclays PLC's issue of USD 300,000,000 Zero Coupon Callable Notes due 2050 under the Barclays PLC £60,000,000,000 Debt Issuance Programme.
 
Please read the disclaimer below "Disclaimer - Intended Addressees" before attempting to access this service, as your right to do so is conditional upon complying with the requirements set out below.
 
To view the full document, please paste the following URL into the address bar of your browser.
 
http://www.rns-pdf.londonstockexchange.com/rns/7827H_1-2020-3-26.pdf
 
A copy of the Pricing Supplement has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.morningstar.co.uk/uk/NSM
  
For further information, please contact:
 
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
 
 
DISCLAIMER - INTENDED ADDRESSEES
 
IMPORTANTYou must read the following before continuing: The following applies to the Pricing Supplement available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Pricing Supplement. In accessing the Pricing Supplement, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
 
The Pricing Supplement referred to above must be read in conjunction with the base prospectus dated 25 February 2020 (the "Prospectus").
 
THE PRICING SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE PRICING SUPPLEMENT MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE PRICING SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
 
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PRICING SUPPLEMENT AND THE PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PRICING SUPPLEMENT AND THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
 
Please note that the information contained in the Pricing Supplement and the Prospectus referred to above may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Pricing Supplement and/or the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Pricing Supplement and/or the Prospectus is not addressed. Prior to relying on the information contained in the Pricing Supplement and/or the Prospectus you must ascertain from the Pricing Supplement and the Prospectus whether or not you are part of the intended addressees of the information contained therein.
 
Confirmation of your Representation: In order to be eligible to view the Pricing Supplement or make an investment decision with respect to any Notes issued or to be issued pursuant to the Pricing Supplement, you must be a person other than a U.S. person (within the meaning of Regulation S under the Securities Act). By accessing the Pricing Supplement, you shall be deemed to have represented that you are not a U.S. person, and that you consent to delivery of the Pricing Supplement via electronic publication.
 
You are reminded that the Pricing Supplement has been made available to you on the basis that you are a person into whose possession the Pricing Supplement may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Pricing Supplement to any other person.
 
The Pricing Supplement does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Pricing Supplement constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Pricing Supplement, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
 
The Pricing Supplement has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Pricing Supplement made available to you in electronic format and the hard copy version available to you on request from the issuer.
 
Your right to access this service is conditional upon complying with the above requirement.
 
 
Exhibit No. 17
 
 
 
30 March 2020
 
Barclays PLC
 
Barclays announces ambition to be a net zero bank by 2050
 
Barclays has today published its 2019 Environmental, Social and Governance report which sets out a new climate policy for the bank.  Barclays will now have an ambition to become a net zero bank by 2050 and a commitment to align all of its financing activities with the goals and timelines of the Paris Agreement.
 
The alignment of Barclays' portfolio will start with the energy and power sectors, and will cover all sectors over time.  Barclays will provide the transparent targets required to judge its progress and will report on them regularly, starting from 2021.
 
Barclays' shareholders will be asked to endorse this ambition and commitment through the passing of a resolution that the Board will propose to shareholders at its forthcoming Annual General Meeting ("AGM").  In developing its approach, Barclays has engaged extensively with its shareholders, as well as with stakeholders from across society more broadly.  As a result of constructive engagement with ShareAction, they and many of their co-filers recommend that shareholders support this resolution from the Barclays Board.
 
Over the coming months, the Board will engage with its shareholders and other stakeholders, including the Investor Forum and ShareAction, as it further develops its strategy and targets.  Barclays will provide more detail on its strategy and targets by the end of the year. 
 
Barclays' Notice of AGM will be published on Friday, 3 April 2020 and its 2019 Environmental, Social and Governance report is available on its website at home.barclays
 
 
- Ends -
 
For further information, please contact:
 
Investor Relations
Media Relations
Chris Manners
Tom Hoskin
+44 (0) 20 7773 2136
+44 (0) 20 7116 4755
 
 
 
 
About Barclays
Barclays is a British universal bank.  We are diversified by business, by different types of customer and client, and geography.  Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.
 
For further information about Barclays, please visit our website home.barclays