Exhibit
No. 1
|
Total Voting Rights dated 02 March 2020
|
Exhibit
No. 2
|
Holding(s) in Company dated 02 March 2020
|
Exhibit
No. 3
|
Holding(s) in Company dated 03 March 2020
|
Exhibit
No. 4
|
Holding(s) in Company dated 03 March 2020
|
Exhibit
No. 5
|
Holding(s) in Company dated 04 March 2020
|
Exhibit
No. 6
|
Scrip Reference Share price dated 05 March 2020
|
Exhibit
No. 7
|
Holding(s) in Company dated 06 March 2020
|
Exhibit
No. 8
|
Director/PDMR Shareholding dated 06 March 2020
|
Exhibit
No. 9
|
Director/PDMR Shareholding dated 12 March 2020
|
Exhibit
No. 10
|
Director Declaration dated 16 March 2020
|
Exhibit
No. 11
|
Director/PDMR Shareholding dated 16 March 2020
|
Exhibit
No. 12
|
Director/PDMR Shareholding dated 17 March 2020
|
Exhibit
No. 13
|
Additional Listing dated 19 March 2020
|
Exhibit
No. 14
|
Director/PDMR Shareholding dated 19 March 2020
|
Exhibit
No. 15
|
Holding(s) in Company dated 24 March 2020
|
Exhibit
No. 16
|
Publication of Pricing Supplement dated 26 March 2020
|
Exhibit
No. 17
|
Climate policy - ambition to be net zero by 2050 dated 30 March
2020
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
Investor Relations
|
Media Relations
|
Adam
Strachan
|
Tom Hoskin
|
+1 212
526 8442
|
+44 (0) 20 7116 4755
|
|
|
James
Johnson
|
|
+44
(0)20 7116 7233
|
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays
PLC, GB0031348658
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
||||||
An
acquisition or disposal of voting rights
|
|
|||||
An
acquisition or disposal of financial instruments
|
X
|
|||||
An
event changing the breakdown of voting rights
|
|
|||||
Other
(please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
Norges
Bank
|
|||||
City
and country of registered office (if applicable)
|
Oslo,
Norway
|
|||||
4. Full name of shareholder(s) (if different from
3.)v
|
||||||
Name
|
|
|||||
City
and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
27/02/2020
|
|||||
6. Date on which issuer notified
(DD/MM/YYYY):
|
28/02/2020
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of
voting rights attached to shares (total of 8. A)
|
%
of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
||
Resulting
situation on the date on which threshold was crossed or
reached
|
2.98%
|
0.12
%
|
3.10%
|
17,325,320,918
|
||
Position
of previous notification (if
applicable)
|
3.03
%
|
0.00
%
|
3.03
%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
GB0031348658
|
517,053,626
|
|
2.98%
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
517,053,626
|
2.98%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
Shares
on loan (right to recall)
|
|
At any
time
|
20,405,260
|
0.12
%
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
20,405,260
|
0.12
%
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box with
an "X")
|
||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
X
|
|||
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv (please add additional rows as
necessary)
|
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
10. In case
of proxy voting, please identify:
|
||||
Name of
the proxy holder
|
|
|||
The
number and % of voting rights held
|
|
|||
The
date until which the voting rights will be held
|
|
|||
|
||||
11. Additional informationxvi
|
||||
|
||||
|
|
|
|
|
Place of completion
|
Oslo,
Norway
|
Date of completion
|
28/02/2020
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
|||||||||||||||||||
|
|||||||||||||||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays PLC
|
||||||||||||||||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
|||||||||||||||||||
Non-UK issuer
|
|
||||||||||||||||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
|||||||||||||||||||
An acquisition or disposal of voting rights
|
X
|
||||||||||||||||||
An acquisition or disposal of financial instruments
|
X
|
||||||||||||||||||
An event changing the breakdown of voting rights
|
|
||||||||||||||||||
Other (please specify)iii:
|
|
||||||||||||||||||
3. Details of person subject to the notification
obligationiv
|
|||||||||||||||||||
Name
|
Bank of America Corporation
|
||||||||||||||||||
City and country of registered office (if applicable)
|
Wilmington, DE, United States
|
||||||||||||||||||
4. Full name of shareholder(s) (if different from 3.)v
|
|||||||||||||||||||
Name
|
Merrill Lynch International
|
||||||||||||||||||
City and country of registered office (if applicable)
|
London, United Kingdom
|
||||||||||||||||||
5. Date on which the threshold was crossed or
reachedvi:
|
27th February
2020
|
||||||||||||||||||
6. Date on which issuer notified (DD/MM/YYYY):
|
2nd March
2020
|
||||||||||||||||||
7. Total positions of person(s) subject to the notification
obligation
|
|||||||||||||||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
|||||||||||||||
Resulting situation on the date on which threshold was crossed or
reached
|
3.270%
|
3.529%
|
6.799%
|
17,325,320,918
|
|||||||||||||||
Position of previous notification (if
applicable)
|
Below notifiable threshold
|
Below notifiable threshold
|
Below notifiable threshold
|
|
|||||||||||||||
|
|||||||||||||||||||
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||||||||||||
A: Voting rights attached to shares
|
|||||||||||||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||||||||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
||||||||||||||||
GB0031348658
|
|
551,096,743
|
|
3.181%
|
|||||||||||||||
US06738E2046
|
|
15,525,900
|
|
0.090%
|
|||||||||||||||
|
|
|
|
|
|||||||||||||||
SUBTOTAL 8. A
|
566,622,643
|
3.270%
|
|||||||||||||||||
|
|||||||||||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion
Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||||||||||||
Right to Recall
|
N/A
|
N/A
|
49,128,050
|
0.284%
|
|||||||||||||||
Call Option
|
13/05/2020 - 22/07/2022
|
N/A
|
25,000,000
|
0.144%
|
|||||||||||||||
|
|
SUBTOTAL 8. B 1
|
74,128,050
|
0.428%
|
|||||||||||||||
|
|||||||||||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||||||||||||
Swaps
|
29/05/2020
|
N/A
|
Cash Settled
|
755,103
|
0.004%
|
||||||||||||||
Swaps
|
30/06/2020
|
N/A
|
Cash Settled
|
108,558
|
0.001%
|
||||||||||||||
Swaps
|
13/07/2020
|
N/A
|
Cash Settled
|
461,875
|
0.003%
|
||||||||||||||
Swaps
|
16/10/2020
|
N/A
|
Cash Settled
|
2,668,779
|
0.015%
|
||||||||||||||
Swaps
|
19/10/2020
|
N/A
|
Cash Settled
|
48,519
|
0.000%
|
||||||||||||||
Swaps
|
25/11/2020
|
N/A
|
Cash Settled
|
66,294
|
0.000%
|
||||||||||||||
Swaps
|
31/03/2021
|
N/A
|
Cash Settled
|
12,798
|
0.000%
|
||||||||||||||
Swaps
|
30/04/2021
|
N/A
|
Cash Settled
|
331,495
|
0.002%
|
||||||||||||||
Swaps
|
15/02/2023
|
N/A
|
Cash Settled
|
1,461,640
|
0.008%
|
||||||||||||||
Put Options
|
18/12/2020
|
N/A
|
Physically Settled
|
3,000,000
|
0.017%
|
||||||||||||||
Call Options
|
13/05/2020 - 22/07/2022
|
N/A
|
Cash Settled
|
133,845,195
|
0.773%
|
||||||||||||||
Put Options
|
10/12/2020 - 22/07/2022
|
N/A
|
Cash Settled
|
394,450,660
|
2.277%
|
||||||||||||||
|
|
|
SUBTOTAL 8.B.2
|
537,210,916
|
3.101%
|
||||||||||||||
|
|||||||||||||||||||
9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
|||||||||||||||||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
||||||||||||||||||
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
X
|
||||||||||||||||||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
||||||||||||||||
Bank of
America Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
NB
Holdings Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BofAML
Jersey Holdings Limited
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BofAML
EMEA Holdings 2 Limited
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
ML UK
Capital Holdings Limited
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Merrill
Lynch International
|
3.159%
|
N/A
|
6.681%
|
||||||||||||||||
|
|
|
|
||||||||||||||||
Bank of
America Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
NB
Holdings Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Merrill
Lynch International, LLC
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Merrill
Lynch Group Holdings, I, L.L.C.
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BofA
Securities Europe SA
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
|
|
|
|
||||||||||||||||
Bank of
America Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
NB
Holdings Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BAC
North America Holding Company
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Bank of
America, National Association
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
|
|
|
|
||||||||||||||||
Bank of
America Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
NB
Holdings Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BofA
Securities, Inc.
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
|
|
|
|
||||||||||||||||
Bank of
America Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
NB
Holdings Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BAC
North America Holding Company
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Managed
Account Advisors LLC
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
|
|
|
|
||||||||||||||||
Bank of
America Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
NB
Holdings Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BAC
North America Holding Company
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
|
|
|
|
||||||||||||||||
Bank of
America Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
NB
Holdings Corporation
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
BAC
North America Holding Company
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
Bank of
America, National Association
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
U.S.
Trust Company of Delaware
|
N/A
|
N/A
|
N/A
|
||||||||||||||||
|
|
|
|
||||||||||||||||
10. In
case of proxy voting, please identify:
|
|||||||||||||||||||
Name of the proxy holder
|
|
||||||||||||||||||
The number and % of voting rights held
|
|
||||||||||||||||||
The date until which the voting rights will be held
|
|
||||||||||||||||||
|
|||||||||||||||||||
11. Additional informationxvi
|
|||||||||||||||||||
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Place of completion
|
United Kingdom
|
Date of completion
|
2nd March
2020
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays PLC, GB0031348658
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
||||||
An acquisition or disposal of voting rights
|
|
|||||
An acquisition or disposal of financial instruments
|
X
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
Norges Bank
|
|||||
City and country of registered office (if applicable)
|
Oslo, Norway
|
|||||
4. Full name of shareholder(s) (if different from 3.)v
|
||||||
Name
|
|
|||||
City and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
02/03/2020
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
03/03/2020
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
3.10%
|
0.00 %
|
3.10%
|
17,329,135,465
|
||
Position of previous notification (if
applicable)
|
2.98 %
|
0.12 %
|
3.10 %
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
GB0031348658
|
537,458,886
|
|
3.10%
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
537,458,886
|
3.10%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
|
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||
|
|||||||||
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
X
|
|||
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of the proxy holder
|
|
|||
The number and % of voting rights held
|
|
|||
The date until which the voting rights will be held
|
|
|||
|
||||
11. Additional informationxvi
|
||||
|
||||
|
|
|
|
|
Place of completion
|
Oslo, Norway
|
Date of completion
|
03/03/2020
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays PLC
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
||||||
An acquisition or disposal of voting rights
|
X
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
BlackRock, Inc.
|
|||||
City and country of registered office (if applicable)
|
Wilmington, DE, USA
|
|||||
4. Full name of shareholder(s) (if different from 3.)v
|
||||||
Name
|
|
|||||
City and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
02/03/2020
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
03/03/2020
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
5.44%
|
0.33%
|
5.78%
|
17,329,135,465
|
||
Position of previous notification (if
applicable)
|
2.60%
|
3.18%
|
5.78%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
GB0031348658
|
|
944,022,209
|
|
5.44%
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
944,022,209
|
5.44%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
Securities Lending
|
|
|
51,024,194
|
0.29%
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
51,024,194
|
0.29%
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||
CFD
|
|
|
Cash
|
6,687,208
|
0.03%
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
6,687,208
|
0.03%
|
||||
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
X
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
See Attachment
|
|
|
|
|
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of the proxy holder
|
|
|||
The number and % of voting rights held
|
|
|||
The date until which the voting rights will be held
|
|
|||
|
||||
11. Additional informationxvi
|
||||
BlackRock Regulatory Threshold Reporting Team James
Michael
020 7743 3650
|
||||
|
|
|
|
|
Place of completion
|
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
|
Date of completion
|
3 March, 2020
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock Holdco 4, LLC
|
|
|
|
BlackRock Holdco 6, LLC
|
|
|
|
BlackRock Delaware Holdings Inc.
|
|
|
|
BlackRock Fund Advisors
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock Holdco 4, LLC
|
|
|
|
BlackRock Holdco 6, LLC
|
|
|
|
BlackRock Delaware Holdings Inc.
|
|
|
|
BlackRock Institutional Trust Company, National
Association
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock HK Holdco Limited
|
|
|
|
BlackRock Lux Finco S.a.r.l.
|
|
|
|
BlackRock Japan Holdings GK
|
|
|
|
BlackRock Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
Trident Merger, LLC
|
|
|
|
BlackRock Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock HK Holdco Limited
|
|
|
|
BlackRock Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock Capital Holdings, Inc.
|
|
|
|
BlackRock Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Canada Holdings LP
|
|
|
|
BlackRock Canada Holdings ULC
|
|
|
|
BlackRock Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock (Singapore) Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock International Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock Investment Management (UK) Limited
|
|
|
|
BlackRock Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock (Netherlands) B.V.
|
|
|
|
Our Registrar, Equiniti:
0371 384 2055* (in the UK)
+44 (0)121 415 7004 (from overseas)
* Lines are open 8.30am to 5.30pm (UK time), Monday to Friday,
excluding UK public holidays in England and Wales.
|
||
Investor Relations
|
Media Relations
|
|
Adam Strachan
|
Tom Hoskin
|
|
+1 212 526 8422
|
+44 (0)20 7116 4755
|
|
|
|
|
James Johnson
|
|
|
+44 (0)20 7116 7233
|
|
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays PLC
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
||||||
An acquisition or disposal of voting rights
|
X
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
Bank of America Corporation
|
|||||
City and country of registered office (if applicable)
|
Wilmington, DE, United States
|
|||||
4. Full name of shareholder(s) (if different from 3.)v
|
||||||
Name
|
|
|||||
City and country of registered office (if applicable)
|
London, United Kingdom
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
3rd March
2020
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
5th March
2020
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
17,329,135,465
|
||
Position of previous notification (if
applicable)
|
3.270%
|
3.529%
|
6.799%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
||||||||||
A: Voting rights attached to shares
|
||||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
||||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|||||||
GB0031348658
|
|
Below Notifiable Threshold
|
|
Below Notifiable Threshold
|
||||||
US06738E2046
|
|
Below Notifiable Threshold
|
|
Below Notifiable Threshold
|
||||||
|
|
|
|
|
||||||
SUBTOTAL 8. A
|
Below Notifiable Threshold
|
Below
Notifiable Threshold
|
||||||||
|
||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
||||||
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
||||||
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
||||||
|
|
SUBTOTAL 8. B 1
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
||||||
|
||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|||||
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
|||||
|
|
|
SUBTOTAL 8.B.2
|
Below Notifiable Threshold
|
Below Notifiable Threshold
|
|||||
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
|
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
X
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
Bank of America Corporation
|
N/A
|
N/A
|
N/A
|
NB Holdings Corporation
|
N/A
|
N/A
|
N/A
|
BofAML Jersey Holdings Limited
|
N/A
|
N/A
|
N/A
|
BofAML EMEA Holdings 2 Limited
|
N/A
|
N/A
|
N/A
|
ML UK Capital Holdings Limited
|
N/A
|
N/A
|
N/A
|
Merrill Lynch International
|
N/A
|
N/A
|
N/A
|
|
|
|
|
Bank of America Corporation
|
N/A
|
N/A
|
N/A
|
NB Holdings Corporation
|
N/A
|
N/A
|
N/A
|
Merrill Lynch International, LLC
|
N/A
|
N/A
|
N/A
|
Merrill Lynch Group Holdings, I, L.L.C.
|
N/A
|
N/A
|
N/A
|
BofA Securities Europe SA
|
N/A
|
N/A
|
N/A
|
|
|
|
|
Bank of America Corporation
|
N/A
|
N/A
|
N/A
|
NB Holdings Corporation
|
N/A
|
N/A
|
N/A
|
BAC North America Holding Company
|
N/A
|
N/A
|
N/A
|
Bank of America, National Association
|
N/A
|
N/A
|
N/A
|
|
|
|
|
Bank of America Corporation
|
N/A
|
N/A
|
N/A
|
NB Holdings Corporation
|
N/A
|
N/A
|
N/A
|
BofA Securities, Inc.
|
N/A
|
N/A
|
N/A
|
|
|
|
|
Bank of America Corporation
|
N/A
|
N/A
|
N/A
|
NB Holdings Corporation
|
N/A
|
N/A
|
N/A
|
BAC North America Holding Company
|
N/A
|
N/A
|
N/A
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
N/A
|
N/A
|
N/A
|
Managed Account Advisors LLC
|
N/A
|
N/A
|
N/A
|
|
|
|
|
Bank of America Corporation
|
N/A
|
N/A
|
N/A
|
NB Holdings Corporation
|
N/A
|
N/A
|
N/A
|
BAC North America Holding Company
|
N/A
|
N/A
|
N/A
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
N/A
|
N/A
|
N/A
|
|
|
|
|
Bank of America Corporation
|
N/A
|
N/A
|
N/A
|
NB Holdings Corporation
|
N/A
|
N/A
|
N/A
|
BAC North America Holding Company
|
N/A
|
N/A
|
N/A
|
Bank of America, National Association
|
N/A
|
N/A
|
N/A
|
U.S. Trust Company of Delaware
|
N/A
|
N/A
|
N/A
|
10. In
case of proxy voting, please identify:
|
|
Name of the proxy holder
|
|
The number and % of voting rights held
|
|
The date until which the voting rights will be held
|
|
|
|
11. Additional informationxvi
|
|
|
Place of completion
|
United Kingdom
|
Date of completion
|
5th March
2020
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Nigel Higgins
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chairman
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.3852
|
14,555
|
||
£.1.3844
|
403
|
||
£1.3854
|
2,868
|
||
£1.3864
|
20,472
|
||
£1.3863
|
3,553
|
||
£1.3858
|
20,295
|
||
£1.386
|
7,538
|
||
£1.384
|
14,600
|
||
£1.3846
|
4,920
|
||
£1.3848
|
15,552
|
||
£1.3872
|
6,622
|
||
£1.387
|
7,378
|
||
£1.3844
|
53,043
|
||
£1.3842
|
1,010
|
||
£1.3837
|
2,114
|
||
£1.3833
|
17,711
|
||
£1.3835
|
25,479
|
||
£1.3838
|
4,684
|
||
£1.3836
|
11,114
|
||
£1.3838
|
7,019
|
||
£1.3832
|
2,605
|
||
£1.3848
|
2,883
|
||
£1.3846
|
3,564
|
||
£1.385
|
18
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
250,000
£1.3847
|
|
e)
|
Date of the transaction
|
2020-03-04
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Janet Ashley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Person Closely Associated to Mike Ashley, Non-Executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.3629
|
36,685
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-03-05
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
Investor Relations
|
Media Relations
|
Adam Strachan
|
Tom Hoskin
|
+1 212 526 8422
|
+44 (0)20 7116 4755
|
|
|
James Johnson
|
|
+44 (0)20 7116 7233
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President of Barclays Bank PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Barclays Wealth Nominees Limited on behalf of
the individual named above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.2139
|
155,931
|
||
£1.2171
|
241,998
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
397,929
1.2155
|
|
e)
|
Date of the transaction
|
2020-03-09
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Nigel Higgins
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chairman
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.17681
|
250,000
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-03-11
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Janet Ashley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Person Closely Associated to Mike Ashley, Non-Executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.0609
|
47,128
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-03-12
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
Investor Relations
|
Media Relations
|
Chris
Manners
|
Tom Hoskin
|
+ 44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
Investor Relations
|
Media Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0) 20 7773 2136
|
+44 (0) 20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Susan Breedon
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Person Closely Associated with Tim Breedon, Non-Executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£0.8604
|
20,000
|
||
£0.8618
|
20,000
|
||
£0.8607
|
15,000
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
55,000
£0.8610
|
|
e)
|
Date of the transaction
|
2020-03-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
Investor Relations
|
Media Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0) 20 7773 2136
|
+44 (0) 20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Crawford Gillies
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-Executive Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£0.8287
|
60,000
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-03-17
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
Investor Relations
|
Media Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0) 20 7773 2136
|
+44 (0) 20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Janet Ashley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Person Closely Associated with Mike Ashley, Non-Executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£0.7455
|
132,802
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-03-19
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
Investor Relations
|
Media Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0) 20 7773 2136
|
+44 (0) 20 7116 4755
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays PLC
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please mark
with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
||||||
An acquisition or disposal of voting rights
|
X
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Capital Group Companies, Inc. ("CGC")
|
|||||
City and country of registered office (if applicable)
|
Los Angeles, CA 90071, USA
|
|||||
4. Full name of shareholder(s) (if different from 3.)v
|
||||||
Name
|
|
|||||
City and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
20 March 2020
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
23 March 2020
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
5.1401%
|
0.0000%
|
5.1401%
|
17,329,135,465
|
||
Position of previous notification (if
applicable)
|
4.9875%
|
0.0000%
|
4.9875%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
Ordinary Shares
ISIN:
GB0031348658
|
|
890,268,979
|
|
5.1374%
|
|||||
ADRs
ISIN: US06738E2046
|
|
466,276
|
|
0.0027%
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
890,735,255
|
5.1401%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
N/A
|
|
|
|
|
|||||
|
|
|
|
|
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
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Type of financial instrument
|
Expirationdatex
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Exercise/Conversion Period xi
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Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
|
||||
N/A
|
|
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|
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||||
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|
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||||
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|
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SUBTOTAL 8.B.2
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||||
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|||||||||
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9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
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Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
X
|
|||
Namexv
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% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
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The Capital Group Companies, Inc.
Holdings by CG Management companies are set out
below:
|
5.1401%
|
0.0000%
|
5.1401%
|
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● Capital Bank & Trust Company2
|
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● Capital International, Inc.1
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|
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● Capital International Limited1
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● Capital International Sàrl1
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● Capital Research and Management Company2
|
|
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1Indirect subsidiaries of
Capital Research and Management Company.
2Subsidiary of The Capital
Group Companies, Inc.
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of the proxy holder
|
|
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The number and % of voting rights held
|
|
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The date until which the voting rights will be held
|
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|
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11. Additional informationxvi
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||||
The Capital Group Companies, Inc. ("CGC") is the parent company of
Capital Research and Management Company ("CRMC") and Capital Bank
& Trust Company ("CB&T"). CRMC is a U.S.-based investment
management company that serves as investment manager to the
American Funds family of mutual funds, other pooled investment
vehicles, as well as individual and institutional clients.
CRMC and its investment manager affiliates manage equity assets for
various investment companies through three divisions, Capital
Research Global Investors, Capital International Investors and
Capital World Investors. CRMC is the parent company of
Capital Group International, Inc. ("CGII"), which in turn is the
parent company of four investment management companies ("CGII
management companies"): Capital International, Inc., Capital
International Limited, Capital International Sàrl and Capital
International K.K. CGII management companies and CB&T
primarily serve as investment managers to institutional and high
net worth clients. CB&T is a U.S.-based investment
management company that is a registered investment adviser and an
affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of your company
for its own account. Rather, the shares reported on this
Notification are owned by accounts under the discretionary
investment management of one or more of the investment management
companies described above.
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Place of completion
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Los Angeles, CA, USA
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Date of completion
|
23 March 2020
|
Investor Relations
|
Media Relations
|
Chris
Manners
|
Tom
Hoskin
|
+44 (0)
20 7773 2136
|
+44 (0)
20 7116 4755
|
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