Blueprint
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
July 1,
2019
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
FOR BATCHES:
Exhibit No. 1
|
Total Voting Rights dated 03 June 2019
|
Exhibit No. 2
|
Director/PDMR
Shareholding dated 10 June 2019
|
Exhibit No. 3
|
Publication
of Suppl.Prospcts dated 13 June 2019
|
Exhibit No. 4
|
Director/PDMR
Shareholding dated 18 June 2019
|
Exhibit No. 5
|
Publication
of Final Terms dated 21 June 2019
|
Exhibit No. 6
|
Publication
of DFAST results for Barclays US LLC dated 24 June
2019
|
Exhibit No. 7
|
Publication
of Final Terms dated 26 June 2019
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
BARCLAYS
PLC
|
|
(Registrant)
|
Date:
July 1, 2019
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Exhibit
No. 1
3 June 2019
Barclays PLC - Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 31 May 2019, Barclays PLC's issued
share capital consists of 17,243,044,364 Ordinary shares
with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (17,243,044,364) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For further information, please contact:
Investor Relations
|
Media Relations
|
Lisa
Bartrip
|
Tom
Hoskin
|
+44 (0)
20 7773 0708
|
+44 (0)
20 7116 6927
|
Exhibit No. 2
10 June 2019
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Stephen
Dainton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Global
Head of Markets
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.513
per share
|
198
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For
further information please contact:
|
|
|
|
Investor
Relations
|
Media Relations
|
Lisa
Bartrip
|
Tom Hoskin
|
+44
(0)20 7773 0708
|
+44 (0)20 7116 4755
|
Exhibit No. 3
Publication of Prospectus Supplement
The following prospectus supplement (the "Prospectus
Supplement") is available
for viewing:
Prospectus Supplement dated 6 June 2019 in connection with the
issue of £1,000,000,000 7.125% Fixed Rate Resetting Perpetual
Subordinated Contingent Convertible Securities (Callable June 15,
2025 and Every Five Years Thereafter)
(the "Securities")
incorporating the Prospectus dated April 6, 2018 relating to the
Securities (the "Base
Prospectus").
Please read the disclaimer below "Disclaimer - Intended
Addressees" before attempting
to access this service, as your right to do so is conditional upon
complying with the requirements set out below.
To view the Prospectus Supplement, please paste the following URL
into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/1602C_1-2019-6-13.pdf
A copy of the above documents have been submitted to the National
Storage Mechanism and will shortly be available for inspection
at: http://www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
before continuing: The
following applies to the Prospectus Supplement available by
clicking on the link above, and you are therefore advised to read
this carefully before reading, accessing or making any other use of
the Prospectus Supplement. In accessing the Prospectus Supplement,
you agree to be bound by the following terms and conditions,
including any modifications to them, any time you receive any
information from us as a result of such access.
The Prospectus Supplement referred to above must be read in
conjunction with the Base Prospectus.
THE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER
THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER
WHATSOEVER. ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE
PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO
COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE
U.S. SECURITIES ACT OF 1933, AS AMENDED, OR THE APPLICABLE
LAWS OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY SECURITIES ISSUED OR
TO BE ISSUED PURSUANT TO THE PROSPECTUS SUPPLEMENT HAVE NOT BEEN
AND WILL NOT BE REGISTERED UNDER THE SECURITIES LAWS OF ANY
JURISDICTION OTHER THAN THE UNITED STATES.
Please note that the information contained in the Prospectus
Supplement and the Base Prospectus referred to above may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus Supplement and
the Base Prospectus) only and is not intended for use and should
not be relied upon by any person outside these countries and/or to
whom the offer contained in the Prospectus Supplement and/or the
Base Prospectus is not addressed. Prior to relying on the
information contained in the Prospectus
Supplement and/or the Base Prospectus you
must ascertain from the Prospectus Supplement and the Base
Prospectus whether or not you are part of the intended addressees
of the information contained therein.
You are reminded that the Prospectus Supplement has been made
available to you on the basis that you are a person into whose
possession the Prospectus Supplement may be lawfully delivered in
accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Prospectus Supplement to any other person.
The Prospectus Supplement does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no
circumstances shall the Prospectus Supplement constitute an offer
to sell, or the solicitation of an offer to buy, nor shall there be
any sale of any Securities issued or to be issued pursuant to
the Prospectus Supplement, in any jurisdiction in which such
offer, solicitation or sale would be unlawful.
The Prospectus Supplement has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, its
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Prospectus Supplement made available to
you in electronic format and the hard copy versions available to
you on request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit No. 4
18 June 2019
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 86,301 Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5038
per share
|
195,338
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 72,691 Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5038
per share
|
137,152
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 81,067 Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5038
per share
|
182,870
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 83,705 Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5038
per share
|
157,933
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Laura
Padovani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 39,650 Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5038
per share
|
74,810
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group HR Director
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 63,880
Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5038 per share
|
120,527
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Global Head of
Consumer Banking and Payments
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
3
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary shares
with a nominal value of 25 pence each ("Shares")
GB0031348658
|
b)
|
Nature
of the transaction
|
The trustee of the
Barclays Group (PSP) Employees' Benefit Trust delivered Shares to
the individual described above. The Shares delivered are in respect
of the quarterly payment of the Share element of the individual's
fixed remuneration for the three month period to 30 June 2019. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year). After the
settlement of tax and social security, the individual described
above received 72,691 Shares.
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s): Number
of Shares received
|
£1.5038 per
share
|
137,152
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
e)
|
Date
of the transaction
|
2019-06-17
|
f)
|
Place
of the transaction
|
London Stock
Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 87,534 Shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5038
per share
|
178,713
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2019-06-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
|
Media
Relations
|
Lisa Bartrip
|
Tom
Hoskin
|
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+44
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Exhibit No. 5
Publication of Final Terms
The following final terms (the "Final Terms") are available for viewing:
Final Terms in relation to Barclays PLC's issue of AUD140,000,000
4.30 per cent. Notes due June 2034 under the Barclays PLC
£60,000,000,000 Debt Issuance Programme.
Please read the disclaimer below "Disclaimer - Intended
Addressees" before attempting
to access this service, as your right to do so is conditional upon
complying with the requirements set out below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/0977D_1-2019-6-21.pdf
A copy of the Final Terms has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at: www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
before continuing: The
following applies to the Final Terms available by clicking on the
link above, and you are therefore advised to read this carefully
before reading, accessing or making any other use of the Final
Terms. In accessing the Final Terms, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The Final Terms referred to above must be read in conjunction with
the base prospectus dated 5 March 2019 which constitutes a base
prospectus (the "Prospectus") for the purposes of the Prospectus Directive
(Directive 2003/71/EC, as amended), as supplemented by the
prospectus supplement dated 26 April 2019.
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "SECURITIES
ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART
IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A
VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE FINAL TERMS AND THE PROSPECTUS HAVE NOT
BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE
SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER
JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE
FINAL TERMS AND THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR
OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON
THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904
OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Final Terms and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Final Terms and/or the Prospectus) only and is
not intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Final Terms and/or the Prospectus is not
addressed. Prior to relying on the
information contained in the Final Terms and/or the Prospectus you
must ascertain from the Final Terms and the Prospectus whether or
not you are part of the intended addressees of the information
contained therein.
Confirmation of your Representation: In order to be eligible to view the Final Terms
or make an investment decision with respect to any Notes issued or
to be issued pursuant to the Final Terms, you must be a person
other than a U.S. person (within the meaning of Regulation S under
the Securities Act). By accessing the Final Terms, you shall be
deemed to have represented that you are not a U.S. person, and that
you consent to delivery of the Final Terms via electronic
publication.
You are reminded that the Final Terms has been made available to
you on the basis that you are a person into whose possession the
Final Terms may be lawfully delivered in accordance with the laws
of the jurisdiction in which you are located and you may not, nor
are you authorised to, deliver the Final Terms to any other
person.
The Final Terms does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no
circumstances shall the Final Terms constitute an offer
to sell, or the solicitation of an offer to buy, nor shall there be
any sale of any Notes issued or to be issued pursuant to the
Final Terms, in any jurisdiction in which such offer,
solicitation or sale would be unlawful.
The Final Terms has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Final Terms made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit No. 6
Barclays PLC
Barclays US LLC 2019 Dodd-Frank Act Stress Test
results
Barclays notes the Board of Governors of the Federal Reserve
("FRB") publication of the 2019 Dodd-Frank Act Stress Test
("DFAST") results for Barclays US LLC (Barclays' US Intermediate
Holding Company) on 21 June 2019.
Under the FRB's assessment of the DFAST supervisory severely
adverse scenario, Barclays US LLC projected capital ratios remained
above regulatory minimum required levels across all nine quarters
of the stress test.
Barclays US LLC today published its own assessment of the
supervisory severely adverse scenario, which can be found on the
Barclays website at: https://home.barclays/investor-relations/investor-news/fed-filings/
The FRB is expected to publish 2019 Comprehensive Capital
Analysis and Review ("CCAR") results for Barclays US LLC on 27
June 2019, covering both quantitative and qualitative
assessments.
Ends
For further information, please contact:
Investor Relations
|
Media Relations
|
Lisa
Bartrip
|
Tom
Hoskin
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+44 (0)
20 7773 0708
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+44
(0) 20 7116 6927
Laura
Vallis
+1 212
526 3514
|
About Barclays
Barclays is a transatlantic consumer and wholesale bank offering
products and services across personal,
corporate and investment banking, credit cards and wealth
management, with a strong presence in our
two home markets of the UK and the US.
With over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and
employs approximately 83,500 people. Barclays moves, lends, invests
and protects money for customers
and clients worldwide.
For further information about Barclays, please visit our
website home.barclays
Exhibit No. 7
Publication of Information Memorandum
The following information memorandum has been submitted to the
International Securities Market and is available for
viewing:
Information Memorandum dated 30 April 2019 for the Barclays PLC
A$10,000,000,000 Debt Issuance Programme.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/5620D_1-2019-6-26.pdf
http://www.rns-pdf.londonstockexchange.com/rns/5620D_2-2019-6-26.pdf
http://www.rns-pdf.londonstockexchange.com/rns/5620D_3-2019-6-26.pdf
A copy of the above document has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at: http://www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read
the following before continuing: The following applies to the
Information Memorandum available by clicking on the link above, and
you are therefore advised to read this carefully before reading,
accessing or making any other use of the Information Memorandum. In
accessing the Information Memorandum, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
THE INFORMATION MEMORANDUM MAY NOT BE FORWARDED OR DISTRIBUTED
OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY
MANNER WHATSOEVER. THE INFORMATION MEMORANDUM MAY ONLY BE
DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S.
PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE
U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES
ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE INFORMATION MEMORANDUM IN WHOLE
OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY
RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS
OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION WHERE IT IS UNLAWFUL TO DO
SO. ANY DEBT INSTRUMENTS ISSUED OR TO BE ISSUED PURSUANT TO THE
INFORMATION MEMORANDUM RELATING TO THE BARCLAYS PLC
A$10,000,000,000 DEBT ISSUANCE PROGRAMME (THE "INFORMATION
MEMORANDUM") HAVE NOT BEEN, AND
WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES
LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY
DEBT INSTRUMENTS ISSUED OR TO BE ISSUED PURSUANT TO THE INFORMATION
MEMORANDUM MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE
TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS
NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF
REGULATION S UNDER THE SECURITIES ACT.
Barclays PLC is not a bank or authorised deposit-taking institution
which is authorised under the Banking Act 1959 of Australia
("Australian
Banking Act"). The Debt
Instruments are not obligations of the Australian Government or any
other government and, in particular, are not guaranteed by the
Commonwealth of Australia. Barclays PLC is not supervised by the
Australian Prudential Regulation Authority. An investment in any
Debt Instrument issued by Barclays PLC will not be covered by the
depositor protection provisions in section 13A of the Australian
Banking Act and will not be covered by the Australian Government's
bank deposit guarantee (also commonly referred to as the Financial
Claims Scheme). Debt Instruments that are offered for issue or sale
or transferred in, or into, Australia are offered only in
circumstances that would not require disclosure to investors under
Parts 6D.2 or 7.9 of the Corporations Act 2001 of Australia and
issued and transferred in compliance with the terms of the
exemption from compliance with section 66 of the Australian Banking
Act that is available to Barclays PLC.
Please note that the information contained in the Information
Memorandum may be addressed to and/or targeted at persons who are
residents of particular countries (specified in the Information
Memorandum) only and is not intended for use and should not be
relied upon by any person outside these countries and/or to whom
the offer contained in the Information Memorandum is not addressed.
Prior to relying on the information contained in the Information
Memorandum you must ascertain from the Information Memorandum
whether or not you are part of the intended addressees of the
information contained therein.
Confirmation of your Representation: In order to be eligible to view the
Information Memorandum or make an investment decision with respect
to any Debt Instruments issued or to be issued pursuant
to the Information Memorandum, you must be a person other than a
U.S. person (within the meaning of Regulation S under the
Securities Act). By accessing the Information Memorandum, you shall
be deemed to have represented that you and any customers you
represent are not a U.S. person (as defined in Regulation S to the
Securities Act) and that you consent to delivery of the Information
Memorandum and any supplements thereto via electronic
publication.
You are reminded that the Information Memorandum has been made
available to you on the basis that you are a person into whose
possession the Information Memorandum may be lawfully delivered in
accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Information Memorandum to any other person.
The Information Memorandum does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Information Memorandum constitute an offer to sell, or
the solicitation of an offer to buy, nor shall there be any sale of
any Debt Instruments issued or to be issued pursuant to
the Information Memorandum, in any jurisdiction in which such
offer, solicitation or sale would be unlawful.
The Information Memorandum has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, their
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Information Memorandum made available to
you in electronic format and the hard copy version available to you
on request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.