Blueprint
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
June
01, 2018
Barclays PLC and
Barclays Bank PLC
(Names
of Registrants)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report is a joint Report on Form 6-K filed by Barclays PLC and
Barclays
Bank
PLC. All of the issued ordinary share capital of Barclays Bank PLC
is
owned
by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
|
Exhibit
No. 1
|
Total
Voting Rights dated 01 May 2018
|
|
Exhibit
No. 2
|
Publication
of Suppl.Prospcts dated 02 May2018
|
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 02 May 2018
|
|
Exhibit
No. 4
|
Holding(s)
in Company dated 02 May
2018
|
|
Exhibit
No. 5
|
Publication
of Suppl.Prospcts dated 03 May 2018
|
|
Exhibit
No. 6
|
Publication
of a Prospectus dated 03 May2018
|
|
Exhibit
No. 7
|
Director/PDMR
Shareholding dated 04 May 2018
|
|
Exhibit
No. 8
|
Director/PDMR
Shareholding 09 May 2018
|
|
Exhibit
No. 9
|
Notice
of Results dated 11May 2018
|
|
Exhibit
No. 10
|
Director/PDMR
Shareholding dated 14 May 2018
|
|
Exhibit
No. 11
|
Director
Declaration dated 22 May 2018
|
|
Exhibit
No. 12
|
Publication
of Suppl.Prospcts dated 24 May 2018
|
|
Exhibit
No. 13
|
Publication
of Suppl.Prospcts dated 24 May 2018
|
|
Exhibit
No. 14
|
Total
Voting Rights dated 01 June 2018
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, each of
the registrants has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
June 01, 2018
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
|
|
BARCLAYS
BANK PLC
|
|
|
(Registrant)
|
Date:
June 01, 2018
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
Exhibit
No. 1
Barclays PLC - Total Voting Rights
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the
market that as of 30 April 2018, Barclays PLC's issued share
capital consists of 17,106,690,770 Ordinary shares with voting
rights.
There
are no ordinary shares held in Treasury.
The
above figure (17,106,690,770) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For
further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Kathryn
McLeland
|
Tom
Hoskin
|
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 6927
|
Exhibit
No. 2
Publication of Supplement to a Registration Document
The
following supplementary prospectus has been approved by the UK
Listing Authority and is available for viewing:
SUPPLEMENT
1/2018 dated 1 May 2018 (the "Supplement") to the Registration
Document 5/2018 dated 16 March 2018 of Barclays Bank PLC, as
supplemented up to the date of the Supplement (the "Registration Document").
To view
the full document, please paste the following URL into the address
bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/9119M_-2018-5-2.pdf
A copy
of the above document has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
http://www.morningstar.co.uk/uk/NSM
For
further information, please contact:
Barclays
International Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
United
Kingdom
DISCLAIMER
- INTENDED ADDRESSEES
IMPORTANT: You must read the following before continuing:
The following applies to the Supplement available by clicking on
the link above, and you are therefore advised to read this
carefully before reading, accessing or making any other use of the
Supplement or the Registration Document. In accessing the
Supplement, you agree to be bound by the following terms and
conditions, including any modifications to them, any time you
receive any information from us as a result of such
access.
Please
note that the information contained in the Supplement and/or the
Registration Document may be addressed to and/or targeted at
persons who are residents of particular countries only and is not
intended for use and should not be relied upon by any person
outside these countries. Prior to relying on the information
contained in the Supplement and/or the Registration Document you
must ascertain whether or not you are part of the intended
addressees of the information contained therein.
You are
reminded that the Supplement has been made available to you on the
basis that you are a person into whose possession the Supplement
and/or the Registration Document may be lawfully delivered in
accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Supplement or the Registration Document to any other
person.
The
Supplement has been made available to you in an electronic form.
You are reminded that documents transmitted via this medium may be
altered or changed during the process of electronic transmission
and consequently none of the issuer, its advisers nor any person
who controls any of them nor any director, officer, employee nor
agent of it or affiliate of any such person accepts any liability
or responsibility whatsoever in respect of any difference between
the Supplement made available to you in electronic format and the
hard copy version available to you on request from the
issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 3
2 May
2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal
of shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£2.05
|
1,004,953
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2018-05-02
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Kathryn McLeland
|
Tom Hoskin
|
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 4
TR-1: Notification of major holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays
PLC
|
|
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
|
|
An
acquisition or disposal of voting rights
|
X
|
|
An
acquisition or disposal of financial instruments
|
|
|
An
event changing the breakdown of voting rights
|
|
|
Other
(please specify)iii:
|
|
|
3. Details of person subject to the notification
obligationiv
|
|
Name
|
BlackRock,
Inc.
|
|
City
and country of registered office (if applicable)
|
Wilmington,
DE, USA
|
|
4. Full name of shareholder(s) (if different from
3.)v
|
|
Name
|
|
|
City
and country of registered office (if applicable)
|
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
27/04/2018
|
|
6. Date on which issuer notified
(DD/MM/YYYY):
|
30/04/2018
|
|
7. Total positions of person(s) subject to the notification
obligation
|
|
|
% of
voting rights attached to shares (total of 8. A)
|
% of
voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
|
Resulting
situation on the date on which threshold was crossed or
reached
|
5.10%
|
0.99%
|
6.10%
|
17,069,447,987
|
|
Position
of previous notification (if
applicable)
|
4.56%
|
1.52%
|
6.08%
|
|
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|
A: Voting rights attached to shares
|
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
|
GB0031348658
|
|
871,580,927
|
|
5.10%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
871,580,927
|
5.10%
|
|
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
Securities
Lending
|
|
|
165,197,356
|
0.96%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
165,197,356
|
0.96%
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
CFD
|
|
|
Cash
|
5,127,816
|
0.03%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
5,127,816
|
0.03%
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable
box with an "X")
|
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal entityxiv (please add additional rows as
necessary)
|
X
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
See
Attachment
|
|
|
|
|
|
|
10. In case of proxy voting, please identify:
|
|
Name of
the proxy holder
|
|
|
The
number and % of voting rights held
|
|
|
The
date until which the voting rights will be held
|
|
|
|
|
11. Additional informationxvi
|
|
BlackRock
Regulatory Threshold Reporting Team Jana
Blumenstein
020
7743 3650
|
|
|
|
|
|
|
|
Place of completion
|
12
Throgmorton Avenue, London, EC2N 2DL, U.K.
|
|
Date of completion
|
30
April, 2018
|
Section 9 Attachment
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
Australia Holdco Pty. Ltd.
|
|
|
|
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
Group Limited
|
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
Group Limited
|
|
|
|
|
BlackRock
Advisors (UK) Limited
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
|
BlackRock
Lux Finco S.a.r.l.
|
|
|
|
|
BlackRock
Trident Holding Company Limited
|
|
|
|
|
BlackRock
Japan Holdings GK
|
|
|
|
|
BlackRock
Japan Co., Ltd.
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
|
BlackRock
(Singapore) Limited
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
Trident
Merger, LLC
|
|
|
|
|
BlackRock
Investment Management, LLC
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
Holdco 3, LLC
|
|
|
|
|
BlackRock
Canada Holdings LP
|
|
|
|
|
BlackRock
Canada Holdings ULC
|
|
|
|
|
BlackRock
Asset Management Canada Limited
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
Group Limited
|
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
BlackRock
Asset Management Deutschland AG
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
Group Limited
|
|
|
|
|
BlackRock
International Limited
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
Capital Holdings, Inc.
|
|
|
|
|
BlackRock
Advisors, LLC
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
|
BlackRock
Asset Management North Asia Limited
|
|
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock
Group Limited
|
|
|
|
|
BlackRock
(Netherlands) B.V.
|
|
|
|
|
|
|
|
|
Exhibit
No. 5
Publication of Base Prospectus Supplement
The
following base prospectus supplement has been approved by the UK
Listing Authority and is available for viewing:
Base
Prospectus Supplement No. 1 dated 3 May 2018 to the Base Prospectus
dated 1 March 2018 for the Barclays PLC £60,000,000,000 Debt
Issuance Programme
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/0770N_-2018-5-3.pdf
A copy
of the above document has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
http://www.morningstar.co.uk/uk/NSM
For
further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER
- INTENDED ADDRESSEES
IMPORTANT: You must read the
following before continuing: The following applies to the
Base Prospectus Supplement available by clicking on the link above,
and you are therefore advised to read this carefully before
reading, accessing or making any other use of the Base Prospectus
Supplement. In accessing the Base Prospectus Supplement, you agree
to be bound by the following terms and conditions, including any
modifications to them, any time you receive any information from us
as a result of such access.
THE
BASE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED
OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY
MANNER WHATSOEVER. THE BASE PROSPECTUS SUPPLEMENT MAY ONLY BE
DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S.
PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE
U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED
STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A
UNDER THE SECURITIES ACT ("RULE
144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE
BASE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED.
FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE
SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION WHERE IT IS UNLAWFUL TO DO SO. ANY
NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS
RELATING TO THE BARCLAYS PLC £60,000,000,000 DEBT ISSUANCE
PROGRAMME (THE "BASE
PROSPECTUS") AND THE BASE PROSPECTUS SUPPLEMENT HAVE NOT
BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE
SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER
JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE
PROSPECTUS AND THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE OFFERED,
SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE
WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY
BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR
(2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S.
PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S
UNDER THE SECURITIES ACT.
Please
note that the information contained in the Base Prospectus
Supplement may be addressed to and/or targeted at persons who are
residents of particular countries (specified in the Base
Prospectus) only and is not intended for use and should not be
relied upon by any person outside these countries and/or to whom
the offer contained in the Base Prospectus is not addressed. Prior
to relying on the information contained in the Base Prospectus and
the Base Prospectus Supplement you must ascertain from the Base
Prospectus whether or not you are part of the intended addressees
of the information contained therein.
Confirmation of your Representation: In order to be eligible
to view the Base Prospectus Supplement or make an investment
decision with respect to any Notes issued or to be issued pursuant
to the Base Prospectus and the Base Prospectus Supplement, you must
be (i) a person other than a U.S. person (within the meaning of
Regulation S under the Securities Act); or (ii) a QIB that is
acquiring the securities for its own account or for the account of
another QIB. By accessing the Base Prospectus Supplement, you shall
be deemed to have represented that you and any customers you
represent are not a U.S. person (as defined in Regulation S to the
Securities Act) or that you are a QIB, and that you consent to
delivery of the Base Prospectus Supplement and any supplements
thereto via electronic publication.
You are
reminded that the Base Prospectus Supplement has been made
available to you on the basis that you are a person into whose
possession the Base Prospectus Supplement may be lawfully delivered
in accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Base Prospectus Supplement to any other person.
The
Base Prospectus Supplement does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Base Prospectus Supplement constitute an offer to sell,
or the solicitation of an offer to buy, nor shall there be any sale
of any Notes issued or to be issued pursuant to the Base Prospectus
and the Base Prospectus Supplement, in any jurisdiction in which
such offer, solicitation or sale would be unlawful.
The
Base Prospectus Supplement has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, its
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Base Prospectus Supplement made
available to you in electronic format and the hard copy version
available to you on request from the issuer.
Exhibit
No. 6
Publication of Base Prospectus
The
following base prospectus (the "Base Prospectus") has been approved by
the UK Listing Authority and is available for viewing:
Base
Prospectus dated 3 May 2018 for the Barclays Bank PLC
£15,000,000,000 Debt Issuance Programme.
Please
read "Disclaimer - Intended
Addressees" below before attempting to access this service,
as your right to do so is conditional upon complying with the
requirements set out below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/0766N_-2018-5-3.pdf
A copy
of the above document has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
http://www.morningstar.co.uk/uk/NSM
For
further information, please contact:
Barclays
International Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER
- INTENDED ADDRESSEES
IMPORTANT: You must read the
following before continuing: The following applies to the
Base Prospectus available by clicking on the link above, and you
are therefore advised to read this carefully before reading,
accessing or making any other use of the Base Prospectus. In
accessing the Base Prospectus, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
THE
BASE PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE BASE PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED
STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN
RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS
AMENDED (THE "SECURITIES
ACT"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE
BASE PROSPECTUS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO
COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES
ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION WHERE IT IS UNLAWFUL TO DO SO. ANY
NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS HAVE
NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR
THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER
JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE
PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE
TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS
NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF
REGULATION S UNDER THE SECURITIES ACT.
Please
note that the information contained in the Base Prospectus may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Base Prospectus) only and is
not intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Base Prospectus is not addressed. Prior to relying on the
information contained in the Base Prospectus you must ascertain
from the Base Prospectus whether or not you are part of the
intended addressees of the information contained
therein.
Confirmation of your Representation: In order to be eligible
to view the Base Prospectus or make an investment decision with
respect to any Notes issued or to be issued pursuant to the Base
Prospectus, you must be a person other than a U.S. person (within
the meaning of Regulation S under the Securities Act). By accessing
the Base Prospectus, you shall be deemed to have represented that
you and any customers you represent are not a U.S. person (as
defined in Regulation S to the Securities Act), and that you
consent to delivery of the Base Prospectus and any supplements
thereto via electronic publication.
You are
reminded that the Base Prospectus has been made available to you on
the basis that you are a person into whose possession the Base
Prospectus may be lawfully delivered in accordance with the laws of
the jurisdiction in which you are located and you may not, nor are
you authorised to, deliver the Base Prospectus to any other
person.
The
Base Prospectus does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Base Prospectus constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Base Prospectus, in
any jurisdiction in which such offer, solicitation or sale would be
unlawful.
The
Base Prospectus has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Base Prospectus made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 7
4 May
2018
Barclays
PLC
NOTIFICATION
OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITIES
The
following individual notifications made on behalf of
Directors/PDMRs under article 19.1 of the Market Abuse Regulation
('MAR') relate to transactions in Barclays PLC (the "Company")
shares. The Company was notified of these transactions on 3 May
2018:
●
Mike Ashley,
Non-executive Director, has transferred Ordinary shares in the
Company as a gift to a Person Closely Associated to
him
●
Reuben Jeffery III,
Non-executive Director, has acquired American Depositary Receipts
in the Company
●
Tim Throsby,
PDMR, has entered into a personal credit facility with Barclays
Bank PLC and has charged 375,000 Ordinary shares in the Company as
collateral for the credit facility. Tim Throsby remains the beneficial owner of the Ordinary
shares subject to the charge and retains full voting rights over
these shares.
This
announcement is made in accordance with Article 19.3 of
MAR.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Mike
Ashley
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Transfer
of Shares as a gift to Janet Ashley, a Person Closely Associated to
Mike Ashley
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
31,520
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-05-02
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Janet
Ashley
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Person
Closely Associated to Mike Ashely, Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Received
Shares as a gift from Mike Ashley
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
31,520
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-05-02
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Reuben
Jeffery III
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Barclays PLC American Depositary Receipts ("ADRs").
Each ADR represents four ordinary shares in Barclays PLC with a
nominal value of 25 pence each ("Shares")
ADRs - US06738E2046
Shares - GB0031348658
|
|
b)
|
Nature of the transaction
|
Acquisition
of ADRs
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$11.136
per ADR
|
20,000
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-05-03
|
|
f)
|
Place of the transaction
|
New
York Stock Exchange (XNYS)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tim
Throsby
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR -
CEO, Barclays International and President, Barclays Bank
PLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
Charge
over Shares by lender as collateral for personal credit
facility
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
375,000
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2018-05-03
|
|
f)
|
Place of the transaction
|
Not
applicable
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Kathryn McLeland
|
Tom Hoskin
|
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 8
9 May
2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
Shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares
acquired
include an allocation of Shares as matching shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£2.053
|
48
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2018-05-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Kathryn McLeland
|
Tom Hoskin
|
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 9
Barclays Bank Plc
(Incorporated with limited liability in England and Wales,
registered number 1026167)
(the
"Issuer")
NOTICE OF RESULTS OF MEETING
to all
holders of the outstanding
£200,000,000 9½ per cent. Subordinated Bonds due 2021
originally issued by Woolwich Building Society (ISIN:
XS0068009637) (the "Bonds")
NOTICE IS HEREBY GIVEN to the holders (the "Bondholders") of the Bonds that at the meeting of such
Bondholders convened by the Notice published in the Financial Times
on 19 April 2018 and held on 11 May 2018, the Extraordinary
Resolution set out in such Notice was duly passed. Accordingly, the
modifications referred to in the Extraordinary Resolution have been
implemented with effect on and from 11 May
2018.
The
Issuer expects to pay any applicable Early Consent Fee to the
relevant Bondholders by no later than 18 May 2018.
This
Notice is given by Barclays Bank PLC.
Dated:
11 May 2018
Exhibit
No. 10
14 May
2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal
of shares by Barclays Wealth Nominees Limited on behalf of the
individual set out above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£2.1385
|
30,000
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2018-05-11
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Kathryn McLeland
|
Tom Hoskin
|
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No.11
22
May 2018
Barclays PLC
Director Declaration
John McFarlane appointed to Supervisory Board of Unibail-Rodamco
S.E.
Further to the announcements by Unibail-Rodamco S.E.
("Unibail-Rodamco") and Westfield Corporation ("Westfield") in
respect of the acquisition of Westfield (the "Westfield
Transaction"), Barclays PLC ("Barclays") announces that on
completion of the Westfield Transaction John McFarlane, Chairman of
Barclays, will cease to be a Director of Westfield and will become
a member of the Supervisory Board of Unibail-Rodamco. The
appointment is expected to take effect on 7 June 2018, subject to
the approval of Westfield's shareholders and to the completion of
the Westfield Transaction.
There is no additional information required to be disclosed
pursuant to paragraph LR9.6.14R of the Listing Rules of the
Financial Conduct Authority.
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Kathryn McLeland
|
Tom Hoskin
|
|
+44 (0) 20 7116 4943
|
+44 (0) 20 7116 4755
|
About Barclays
Barclays is a transatlantic consumer and wholesale bank, offering
products and services across personal, corporate and investment
banking, credit cards and wealth management, with a strong presence
in our two home markets of the UK and the US.
With over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 80,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For further information about Barclays, please visit our
website home.barclays
Exhibit
No. 12
Publication of Base Prospectus Supplement
The
following base prospectus supplement has been approved by the UK
Listing Authority and is available for viewing:
Base
Prospectus Supplement No. 2 dated 24 May 2018 to the Base
Prospectus dated 1 March 2018 for the Barclays PLC
£60,000,000,000 Debt Issuance Programme
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/2596P_1-2018-5-24.pdf
A copy
of the above document has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
http://www.morningstar.co.uk/uk/NSM
For
further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER
- INTENDED ADDRESSEES
IMPORTANT: You must read the
following before continuing: The following applies to the
Base Prospectus Supplement available by clicking on the link above,
and you are therefore advised to read this carefully before
reading, accessing or making any other use of the Base Prospectus
Supplement. In accessing the Base Prospectus Supplement, you agree
to be bound by the following terms and conditions, including any
modifications to them, any time you receive any information from us
as a result of such access.
THE
BASE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED
OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY
MANNER WHATSOEVER. THE BASE PROSPECTUS SUPPLEMENT MAY ONLY BE
DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S.
PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE
U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED
STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A
UNDER THE SECURITIES ACT ("RULE
144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE
BASE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED.
FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE
SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION WHERE IT IS UNLAWFUL TO DO SO. ANY
NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS
RELATING TO THE BARCLAYS PLC £60,000,000,000 DEBT ISSUANCE
PROGRAMME (THE "BASE
PROSPECTUS") AND THE BASE PROSPECTUS SUPPLEMENT HAVE NOT
BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE
SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER
JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE
PROSPECTUS AND THE BASE PROSPECTUS SUPPLEMENT MAY NOT BE OFFERED,
SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE
WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY
BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR
(2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S.
PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S
UNDER THE SECURITIES ACT.
Please
note that the information contained in the Base Prospectus
Supplement may be addressed to and/or targeted at persons who are
residents of particular countries (specified in the Base
Prospectus) only and is not intended for use and should not be
relied upon by any person outside these countries and/or to whom
the offer contained in the Base Prospectus is not addressed. Prior
to relying on the information contained in the Base Prospectus and
the Base Prospectus Supplement you must ascertain from the Base
Prospectus whether or not you are part of the intended addressees
of the information contained therein.
Confirmation of your Representation: In order to be eligible
to view the Base Prospectus Supplement or make an investment
decision with respect to any Notes issued or to be issued pursuant
to the Base Prospectus and the Base Prospectus Supplement, you must
be (i) a person other than a U.S. person (within the meaning of
Regulation S under the Securities Act); or (ii) a QIB that is
acquiring the securities for its own account or for the account of
another QIB. By accessing the Base Prospectus Supplement, you shall
be deemed to have represented that you and any customers you
represent are not a U.S. person (as defined in Regulation S to the
Securities Act) or that you are a QIB, and that you consent to
delivery of the Base Prospectus Supplement and any supplements
thereto via electronic publication.
You are
reminded that the Base Prospectus Supplement has been made
available to you on the basis that you are a person into whose
possession the Base Prospectus Supplement may be lawfully delivered
in accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Base Prospectus Supplement to any other person.
The
Base Prospectus Supplement does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Base Prospectus Supplement constitute an offer to sell,
or the solicitation of an offer to buy, nor shall there be any sale
of any Notes issued or to be issued pursuant to the Base Prospectus
and the Base Prospectus Supplement, in any jurisdiction in which
such offer, solicitation or sale would be unlawful.
The
Base Prospectus Supplement has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, its
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Base Prospectus Supplement made
available to you in electronic format and the hard copy version
available to you on request from the issuer.
Exhibit
No. 13
Publication of Supplement to a Registration Document
The
following supplementary prospectus has been approved by the UK
Listing Authority and is available for viewing:
SUPPLEMENT
2/2018 dated 24 May 2018 (the "Supplement") to the Registration
Document 5/2018 dated 16 March 2018 of Barclays Bank PLC, as
supplemented up to the date of the Supplement (the "Registration Document").
To view
the full document, please paste the following URL into the address
bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/2599P_1-2018-5-24.pdf
A copy
of the above document has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
http://www.morningstar.co.uk/uk/NSM
For
further information, please contact:
Barclays
International Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
United
Kingdom
DISCLAIMER
- INTENDED ADDRESSEES
IMPORTANT: You must read the following before continuing:
The following applies to the Supplement available by clicking on
the link above, and you are therefore advised to read this
carefully before reading, accessing or making any other use of the
Supplement or the Registration Document. In accessing the
Supplement, you agree to be bound by the following terms and
conditions, including any modifications to them, any time you
receive any information from us as a result of such
access.
Please
note that the information contained in the Supplement and/or the
Registration Document may be addressed to and/or targeted at
persons who are residents of particular countries only and is not
intended for use and should not be relied upon by any person
outside these countries. Prior to relying on the information
contained in the Supplement and/or the Registration Document you
must ascertain whether or not you are part of the intended
addressees of the information contained therein.
You are
reminded that the Supplement has been made available to you on the
basis that you are a person into whose possession the Supplement
and/or the Registration Document may be lawfully delivered in
accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Supplement or the Registration Document to any other
person.
The
Supplement has been made available to you in an electronic form.
You are reminded that documents transmitted via this medium may be
altered or changed during the process of electronic transmission
and consequently none of the issuer, its advisers nor any person
who controls any of them nor any director, officer, employee nor
agent of it or affiliate of any such person accepts any liability
or responsibility whatsoever in respect of any difference between
the Supplement made available to you in electronic format and the
hard copy version available to you on request from the
issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 14
Barclays PLC - Total Voting Rights
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the
market that as of 31 May 2018, Barclays PLC's issued share capital
consists of 17,108,507,228 Ordinary shares with voting
rights.
There
are no ordinary shares held in Treasury.
The
above figure (17,108,507,228) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For
further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Kathryn
McLeland
|
Tom
Hoskin
|
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+44 (0)
20 7116 4943
|
+44
(0) 20 7116 6927
|