0001654954-16-004436.txt : 20161201 0001654954-16-004436.hdr.sgml : 20161201 20161201095931 ACCESSION NUMBER: 0001654954-16-004436 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARCLAYS PLC CENTRAL INDEX KEY: 0000312069 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09246 FILM NUMBER: 162027105 BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 00442031340952 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK PLC DATE OF NAME CHANGE: 19850313 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK LTD DATE OF NAME CHANGE: 19820607 6-K 1 novemberbatch.htm BATCH FILING Blueprint
 
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
December 01, 2016
 
Barclays PLC and

Barclays Bank PLC
(Names of Registrants)
 
 
 1 Churchill Place

London E14 5HP
England
(Address of Principal Executive Offices)

 
 
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.

 
Form 20-F x           Form 40-F

 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 
Yes           No x

 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):

 
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.

 
This Report comprises:

 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.

 
 
 
EXHIBIT INDEX
 
 
Exhibit No.1
Total Voting Rights dated 01 November 2016
Exhibit No.2
Director/PDMR Shareholding dated 10 November 2016
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, each of  the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
 
 
 
BARCLAYS PLC
(Registrant)

 
Date: December 01, 2016
 
 
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves 
Deputy Secretary
 
 
 
 
 
BARCLAYS BANK PLC
(Registrant)



Date: December 01, 2016
By: /s/ Patrick Gonsalves 
----------------------
Patrick Gonsalves
Joint Secretary
 
 
 
 
 
Exhibit No. 1
 
 
1 November 2016
 
 
 
Barclays PLC - Total Voting Rights and Capital
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 31 October 2016, Barclays PLC's issued share capital consists of 16,945,090,171 Ordinary shares with voting rights.
 
There are no ordinary shares held in Treasury.
 
The above figure (16,945,090,171) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.  
 
 
 Exhibit No. 2
 
 
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tristram Roberts
2
 
Reason for the notification
 
a)
 
Position/status
 
Group HR Director 
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
The Barclays Wealth Nominees Limited sold Shares for the individual set out above.
c)
 
Price(s) and volume(s)
 
 
Price(s)
Volume(s): Number of Shares sold
£2.04
150,931
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transaction
 
2016-11-10
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
For further information please contact:
 
Investor Relations
Media Relations
Kathryn McLeland
Tom Hoskin
+44 (0)20 7116 4943
+44 (0)20 7116 4755